Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Safeguard Scientifics Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −2 vs. Q3 2023
- Shares held
- 5.53M
- −547.2K (−9.0%) vs. Q3 2023
- Total value
- $4.35M
- −$1.72M (−28.3%) vs. Q3 2023
- New holders
- 6
- 8 more added
- Sold out
- 8
- 7 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 200 | $0 | 0.00% | −51−20.3% | Reduced |
| FSA Wealth Management LLC | 27 | $0 | 0.00% | +27 | New |
| Huntington National Bank | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $13 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 16 | $13 | 0.00% | +16 | New |
| JPMorgan Chase & Co | 21 | $16 | 0.00% | +5+31.3% | Added |
| Rise Advisors, LLC | 27 | $21 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $26 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 40 | $31 | 0.00% | −7−14.9% | Reduced |
| Key Financial Inc | 64 | $50 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 112 | $88 | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 116 | $91 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 182 | $143 | 0.00% | −84−31.6% | Reduced |
| Parallel Advisors, LLC | 250 | $196 | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 517 | $406 | 0.00% | 00.0% | Unchanged |
| REAP Financial Group, LLC | 1,121 | $879 | 0.00% | +1,121 | New |
| Wells Fargo & Company | 3,144 | $2.47K | 0.00% | +1,905+153.8% | Added |
| Tower Research Capital LLC (TRC) | 9,656 | $7.58K | 0.00% | +2,071+27.3% | Added |
| SevenBridge Financial Group, LLC | 10,000 | $7.84K | 0.00% | +10,000 | New |
| Charles Schwab Investment Management Inc | 12,218 | $9.59K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 13,955 | $10.9K | 0.00% | +10.0% | Added |
| Salzhauer Michael | 14,920 | $11.7K | 0.01% | 00.0% | Unchanged |
| Zuckerman Investment Group, LLC | 15,045 | $11.8K | 0.00% | +4,545+43.3% | Added |
| Two Sigma Securities, LLC | 16,586 | $13.0K | 0.00% | +16,586 | New |
| Susquehanna International Group, LLP | 20,922 | $16.4K | 0.00% | +20,922 | New |
| NJ State Employees Deferred Compensation Plan | 21,000 | $16.5K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 25,065 | $28.4K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 34,891 | $34.9K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 46,856 | $36.8K | 0.00% | +14,851+46.4% | Added |
| Morgan Stanley | 67,614 | $53.0K | 0.00% | +63,725+1,638.6% | Added |
| Bank of America Corp | 108,889 | $85.4K | 0.00% | −5,500−4.8% | Reduced |
| Geode Capital Management, LLC | 135,924 | $106.7K | 0.00% | 00.0% | Unchanged |
| Madison Avenue Partners, LP | 264,049 | $207.1K | 0.03% | −95,036−26.5% | Reduced |
| BlackRock Inc. | 380,228 | $298.3K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 633,941 | $497.3K | 0.00% | +12,951+2.1% | Added |
| Vanguard Group Inc | 661,144 | $518.7K | 0.00% | −31,779−4.6% | Reduced |
| CM Management, LLC | 671,671 | $526.9K | 0.42% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 1,159,945 | $910.0K | 0.30% | −5,000−0.4% | Reduced |
| Contrarian Capital Management, L.L.C. | 1,199,204 | $940.8K | 0.23% | 00.0% | Unchanged |
| Almitas Capital LLC | 0 | $0 | 0.00% | −257,491−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −95,711−100.0% | Sold out |
| Camden Capital, LLC | 0 | $0 | 0.00% | −92,262−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −86,731−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −25,817−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −364−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |