Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Safeguard Scientifics Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −3 vs. Q2 2023
- Shares held
- 6.08M
- −1.22M (−16.7%) vs. Q2 2023
- Total value
- $6.08M
- −$5.87M (−49.1%) vs. Q2 2023
- New holders
- 5
- 6 more added
- Sold out
- 8
- 10 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Contrarian Capital Management, L.L.C. | 1,199,204 | $1.20M | 0.32% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 1,164,945 | $1.16M | 0.32% | 00.0% | Unchanged |
| Vanguard Group Inc | 692,923 | $692.9K | 0.00% | 00.0% | Unchanged |
| CM Management, LLC | 671,671 | $671.7K | 0.71% | 00.0% | Unchanged |
| First Manhattan Co | 620,990 | $621.0K | 0.00% | −179,906−22.5% | Reduced |
| BlackRock Inc. | 380,228 | $380.2K | 0.00% | −36,433−8.7% | Reduced |
| Madison Avenue Partners, LP | 359,085 | $359.1K | 0.05% | −32,374−8.3% | Reduced |
| Almitas Capital LLC | 257,491 | $257.5K | 0.12% | −539,141−67.7% | Reduced |
| Geode Capital Management, LLC | 135,924 | $135.9K | 0.00% | −20,011−12.8% | Reduced |
| Bank of America Corp | 114,389 | $114.4K | 0.00% | +4,155+3.8% | Added |
| Legal & General Group Plc | 95,711 | $95.7K | 0.00% | 00.0% | Unchanged |
| Camden Capital, LLC | 92,262 | $92.3K | 0.01% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 86,731 | $86.7K | 0.00% | −223,472−72.0% | Reduced |
| Shufro Rose & Co LLC | 34,891 | $34.9K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 32,005 | $32.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 25,817 | $26.0K | 0.00% | +13,817+115.1% | Added |
| State Street Corp | 25,065 | $25.1K | 0.00% | +4,300+20.7% | Added |
| NJ State Employees Deferred Compensation Plan | 21,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| Salzhauer Michael | 14,920 | $14.9K | 0.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 13,954 | $14.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 12,218 | $12.2K | 0.00% | 00.0% | Unchanged |
| Zuckerman Investment Group, LLC | 10,500 | $10.5K | 0.00% | +10,500 | New |
| Tower Research Capital LLC (TRC) | 7,585 | $7.58K | 0.00% | +5,725+307.8% | Added |
| Morgan Stanley | 3,889 | $3.89K | 0.00% | −14,943−79.3% | Reduced |
| Wells Fargo & Company | 1,239 | $1.24K | 0.00% | −1−0.1% | Reduced |
| Blue Bell Private Wealth Management, LLC | 517 | $517 | 0.00% | 00.0% | Unchanged |
| Creative Planning | 364 | $364 | 0.00% | +364 | New |
| UBS Group AG | 266 | $266 | 0.00% | −299−52.9% | Reduced |
| Parallel Advisors, LLC | 250 | $250 | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 116 | $116 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 112 | $112 | 0.00% | +62+124.0% | Added |
| Key Financial Inc | 64 | $64 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 47 | $47 | 0.00% | −5−9.6% | Reduced |
| McIlrath & Eck, LLC | 33 | $33 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 27 | $27 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $16 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 16 | $16 | 0.00% | +16 | New |
| Qube Research & Technologies Ltd | 2 | $2 | 0.00% | +2 | New |
| Huntington National Bank | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 251 | $0 | 0.00% | +49+24.3% | Added |
| Simplex Trading, LLC | 50 | $0 | 0.00% | +50 | New |
| Clayton Partners LLC | 0 | $0 | 0.00% | −90,719−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −60,500−100.0% | Sold out |
| Sage Rhino Capital LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −19,533−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −7,400−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| Dividend Assets Capital, LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Kistler-Tiffany Companies, LLC | – | – | – | – | Not filed |