Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Safeguard Scientifics Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −6 vs. Q2 2021
- Shares held
- 11.6M
- −231.4K (−2.0%) vs. Q2 2021
- Total value
- $103.0M
- +$11.2M (+12.2%) vs. Q2 2021
- New holders
- 7
- 13 more added
- Sold out
- 13
- 34 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.41M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.2M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | 1,063,441 | $9.44M | 1.47% | −6,000−0.6% | Reduced |
| Vanguard Group Inc | 1,016,589 | $9.03M | 0.00% | +40,829+4.2% | Added |
| First Manhattan Co | 980,606 | $8.71M | 0.03% | −50,111−4.9% | Reduced |
| Madison Avenue Partners, LP | 965,242 | $8.57M | 1.90% | +316,209+48.7% | Added |
| North Run Capital, LP | 895,978 | $7.96M | 5.74% | +50,286+5.9% | Added |
| Contrarian Capital Management, L.L.C. | 700,898 | $6.22M | 1.11% | +670,561+2,210.4% | Added |
| Zuckerman Investment Group, LLC | 636,650 | $5.65M | 0.94% | −21,203−3.2% | Reduced |
| BlackRock Inc. | 581,628 | $5.17M | 0.00% | +2,756+0.5% | Added |
| CM Management, LLC | 575,000 | $5.11M | 3.81% | 00.0% | Unchanged |
| Solas Capital Management, LLC | 526,351 | $4.67M | 3.25% | −323,649−38.1% | Reduced |
| Dimensional Fund Advisors LP | 474,816 | $4.22M | 0.00% | −105,560−18.2% | Reduced |
| Clayton Partners LLC | 444,123 | $3.94M | 3.77% | −411,998−48.1% | Reduced |
| Walleye Trading LLC | 245,814 | $2.18M | 0.05% | +245,814 | New |
| Zeke Capital Advisors, LLC | 203,900 | $1.81M | 0.10% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 190,930 | $1.70M | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 180,517 | $1.60M | 0.00% | +2,974+1.7% | Added |
| Horton Capital Management, LLC | 177,386 | $1.57M | 3.18% | −304,722−63.2% | Reduced |
| Arrowstreet Capital, Limited Partnership | 176,700 | $1.57M | 0.00% | −11,024−5.9% | Reduced |
| Renaissance Technologies LLC | 161,317 | $1.43M | 0.00% | −59,500−26.9% | Reduced |
| Legal & General Group Plc | 128,485 | $1.14M | 0.00% | −5,055−3.8% | Reduced |
| Two Sigma Advisers, LP | 118,733 | $1.05M | 0.00% | +71,500+151.4% | Added |
| Citadel Advisors LLC | 100,963 | $896.0K | 0.00% | +19,222+23.5% | Added |
| Employees Retirement System of Texas | 100,000 | $888.0K | 0.01% | +100,000 | New |
| EJF Capital LLC | 90,000 | $799.0K | 0.07% | +90,000 | New |
| Ergoteles LLC | 86,300 | $766.0K | 0.03% | +1,274+1.5% | Added |
| State Street Corp | 79,145 | $703.0K | 0.00% | −8,300−9.5% | Reduced |
| Bridgeway Capital Management, LLC | 70,000 | $622.0K | 0.01% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 58,629 | $521.0K | 0.00% | −51,523−46.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 47,587 | $423.0K | 0.00% | −34,174−41.8% | Reduced |
| Northern Trust Corp | 43,613 | $387.0K | 0.00% | −5,670−11.5% | Reduced |
| Factorial Partners, LLC | 39,000 | $346.0K | 0.24% | +39,000 | New |
| Two Sigma Investments, LP | 34,906 | $310.0K | 0.00% | +14,580+71.7% | Added |
| Shepherd Kaplan Krochuk, LLC | 33,000 | $293.0K | 0.11% | +33,000 | New |
| Requisite Capital Management, LLC | 31,860 | $283.0K | 0.06% | 00.0% | Unchanged |
| HRT Financial LP | 31,805 | $282.0K | 0.00% | −26,148−45.1% | Reduced |
| Sage Rhino Capital LLC | 30,000 | $266.0K | 0.08% | −25,000−45.5% | Reduced |
| Perritt Capital Management Inc | 28,200 | $250.0K | 0.14% | −900−3.1% | Reduced |
| D. E. Shaw & Co., Inc. | 24,304 | $216.0K | 0.00% | −15,805−39.4% | Reduced |
| Prescott Group Capital Management, L.L.C. | 23,745 | $211.0K | 0.06% | 00.0% | Unchanged |
| Citigroup Inc | 23,106 | $205.0K | 0.00% | +22,473+3,550.2% | Added |
| Cubic Asset Management, LLC | 22,800 | $202.0K | 0.05% | −8,650−27.5% | Reduced |
| NJ State Employees Deferred Compensation Plan | 22,833 | $202.0K | 0.03% | 00.0% | Unchanged |
| Salzhauer Michael | 20,405 | $181.0K | 0.08% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 15,947 | $142.0K | 0.00% | −94,261−85.5% | Reduced |
| Bank of New York Mellon Corp | 14,569 | $129.0K | 0.00% | −481−3.2% | Reduced |
| Group One Trading, L.P. | 14,521 | $129.0K | 0.00% | +14,521 | New |
| Jane Street Group, LLC | 12,870 | $114.0K | 0.00% | +12,870 | New |
| Morgan Stanley | 10,381 | $93.0K | 0.00% | −149−1.4% | Reduced |
| Wells Fargo & Company | 8,050 | $72.0K | 0.00% | −40,388−83.4% | Reduced |
| Great West Life Assurance Co | 7,340 | $66.0K | 0.00% | +713+10.8% | Added |
| Russell Investments Group, Ltd. | 4,652 | $41.0K | 0.00% | −1,700−26.8% | Reduced |
| Bank of America Corp | 4,148 | $37.0K | 0.00% | −613−12.9% | Reduced |
| Captrust Financial Advisors | 3,810 | $34.0K | 0.00% | −151−3.8% | Reduced |
| Barclays PLC | 2,841 | $25.0K | 0.00% | +582+25.8% | Added |
| Berman Capital Advisors, LLC | 2,668 | $23.0K | 0.00% | −105−3.8% | Reduced |
| Royal Bank of Canada | 1,802 | $16.0K | 0.00% | −1,027−36.3% | Reduced |
| Optiver Holding B.V. | 1,441 | $13.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 364 | $3.00K | 0.00% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 324 | $2.88K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 218 | $2.00K | 0.00% | −2,496−92.0% | Reduced |
| Caldwell Trust Co | 116 | $1.03K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 187 | $1.00K | 0.00% | −21,856−99.2% | Reduced |
| Key Financial Inc | 64 | $1.00K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $142 | 0.00% | −108−87.1% | Reduced |
| Tower Research Capital LLC (TRC) | 45 | $0 | 0.00% | −977−95.6% | Reduced |
| Advisor Group Holdings, Inc. | 51 | $0 | 0.00% | −30−37.0% | Reduced |
| Deutsche Bank AG | 10 | $0 | 0.00% | −9−47.4% | Reduced |
| Cordasco Financial Network | 50 | $0 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −130,032−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −98,481−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −45,200−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −24,537−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −19,534−100.0% | Sold out |
| Shufro Rose & Co LLC | 0 | $0 | 0.00% | −12,100−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −81−100.0% | Sold out |
| Wealth Quarterback LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −78−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −18−100.0% | Sold out |