Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Safeguard Scientifics Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4
- −34 vs. Q4 2023
- Shares held
- 449.2K
- −5.08M (−91.9%) vs. Q4 2023
- Total value
- $336.9K
- −$4.02M (−92.3%) vs. Q4 2023
- New holders
- 1
- 1 more added
- Sold out
- 35
- 0 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clayton Partners LLC | 449,136 | $336.9K | 0.29% | +449,136 | New |
| Rise Advisors, LLC | 39 | $29 | 0.00% | +12+44.4% | Added |
| FSA Wealth Management LLC | 27 | $20 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Contrarian Capital Management, L.L.C. | 0 | $0 | 0.00% | −1,199,204−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −1,159,945−100.0% | Sold out |
| CM Management, LLC | 0 | $0 | 0.00% | −671,671−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −661,144−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −633,941−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −380,228−100.0% | Sold out |
| Madison Avenue Partners, LP | 0 | $0 | 0.00% | −264,049−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −135,924−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −108,889−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −67,614−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −46,856−100.0% | Sold out |
| Shufro Rose & Co LLC | 0 | $0 | 0.00% | −34,891−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −25,065−100.0% | Sold out |
| NJ State Employees Deferred Compensation Plan | 0 | $0 | 0.00% | −21,000−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,922−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −16,586−100.0% | Sold out |
| Zuckerman Investment Group, LLC | 0 | $0 | 0.00% | −15,045−100.0% | Sold out |
| Salzhauer Michael | 0 | $0 | 0.00% | −14,920−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −13,955−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −12,218−100.0% | Sold out |
| SevenBridge Financial Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −9,656−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −3,144−100.0% | Sold out |
| REAP Financial Group, LLC | 0 | $0 | 0.00% | −1,121−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −517−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −182−100.0% | Sold out |
| Caldwell Trust Co | 0 | $0 | 0.00% | −116−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −112−100.0% | Sold out |
| Key Financial Inc | 0 | $0 | 0.00% | −64−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| Kelly Financial Services LLC | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Coppell Advisory Solutions LLC | – | – | – | – | Not filed |