Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Safeguard Scientifics Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −7 vs. Q4 2021
- Shares held
- 8.69M
- +287.4K (+3.4%) vs. Q4 2021
- Total value
- $45.4M
- −$16.4M (−26.5%) vs. Q4 2021
- New holders
- 4
- 10 more added
- Sold out
- 11
- 22 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Contrarian Capital Management, L.L.C. | 1,199,204 | $6.26M | 0.84% | +452,662+60.6% | Added |
| Yakira Capital Management, Inc. | 1,092,108 | $5.70M | 0.83% | +82,158+8.1% | Added |
| First Manhattan Co | 992,316 | $5.18M | 0.02% | +14,260+1.5% | Added |
| Almitas Capital LLC | 701,020 | $3.66M | 2.18% | +701,020 | New |
| Vanguard Group Inc | 646,156 | $3.37M | 0.00% | −5,854−0.9% | Reduced |
| CM Management, LLC | 600,000 | $3.13M | 2.63% | 00.0% | Unchanged |
| North Run Capital, LP | 535,048 | $2.79M | 4.11% | −355,352−39.9% | Reduced |
| Madison Avenue Partners, LP | 463,384 | $2.42M | 0.45% | 00.0% | Unchanged |
| BlackRock Inc. | 432,778 | $2.26M | 0.00% | −152,023−26.0% | Reduced |
| Dimensional Fund Advisors LP | 390,518 | $2.04M | 0.00% | −31,005−7.4% | Reduced |
| Clayton Partners LLC | 297,066 | $1.55M | 1.31% | +52,172+21.3% | Added |
| Zeke Capital Advisors, LLC | 250,000 | $1.30M | 0.07% | +18,600+8.0% | Added |
| Geode Capital Management, LLC | 180,489 | $942.0K | 0.00% | −280.0% | Reduced |
| EJF Capital LLC | 172,955 | $903.0K | 0.10% | +9,151+5.6% | Added |
| Renaissance Technologies LLC | 109,217 | $570.0K | 0.00% | −3,072−2.7% | Reduced |
| Legal & General Group Plc | 90,896 | $474.0K | 0.00% | −29,063−24.2% | Reduced |
| Levin Capital Strategies, L.P. | 78,106 | $408.0K | 0.04% | −99,626−56.1% | Reduced |
| Bridgeway Capital Management, LLC | 55,000 | $287.0K | 0.01% | −15,000−21.4% | Reduced |
| Two Sigma Advisers, LP | 52,233 | $273.0K | 0.00% | −22,700−30.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 36,140 | $189.0K | 0.00% | −40,781−53.0% | Reduced |
| Shufro Rose & Co LLC | 33,392 | $174.0K | 0.01% | +33,392 | New |
| Northern Trust Corp | 32,713 | $171.0K | 0.00% | −1,894−5.5% | Reduced |
| Sage Rhino Capital LLC | 30,000 | $157.0K | 0.05% | 00.0% | Unchanged |
| Group One Trading, L.P. | 24,221 | $126.0K | 0.00% | 00.0% | Unchanged |
| NJ State Employees Deferred Compensation Plan | 22,833 | $120.0K | 0.02% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 22,800 | $119.0K | 0.03% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 21,051 | $110.0K | 0.00% | −15,866−43.0% | Reduced |
| Salzhauer Michael | 20,405 | $107.0K | 0.05% | 00.0% | Unchanged |
| State Street Corp | 18,054 | $94.0K | 0.00% | +4,003+28.5% | Added |
| Millennium Management LLC | 16,975 | $89.0K | 0.00% | −2,471−12.7% | Reduced |
| Zuckerman Investment Group, LLC | 14,865 | $78.0K | 0.01% | −769−4.9% | Reduced |
| Bank of New York Mellon Corp | 14,092 | $74.0K | 0.00% | −408−2.8% | Reduced |
| D. E. Shaw & Co., Inc. | 11,486 | $60.0K | 0.00% | −27,615−70.6% | Reduced |
| Tower Research Capital LLC (TRC) | 10,688 | $56.0K | 0.00% | +8,287+345.1% | Added |
| Morgan Stanley | 10,453 | $55.0K | 0.00% | +423+4.2% | Added |
| Byrne Asset Management LLC | 7,862 | $41.0K | 0.03% | +5,684+261.0% | Added |
| Royal Bank of Canada | 1,672 | $9.00K | 0.00% | −130−7.2% | Reduced |
| Wells Fargo & Company | 1,264 | $6.00K | 0.00% | −6,700−84.1% | Reduced |
| Captrust Financial Advisors | 500 | $3.00K | 0.00% | −2,933−85.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 558 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 416 | $2.00K | 0.00% | −415−49.9% | Reduced |
| Kistler-Tiffany Companies, LLC | 364 | $2.00K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 300 | $2.00K | 0.00% | +300 | New |
| Aquatic Capital Management LLC | 400 | $2.00K | 0.00% | +400 | New |
| UBS Group AG | 190 | $1.00K | 0.00% | −28−12.8% | Reduced |
| BNP Paribas Arbitrage, SA | 155 | $809 | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 116 | $606 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $84 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 82 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 51 | $0 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 64 | $0 | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −136,327−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −38,230−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −29,031−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −22,581−100.0% | Sold out |
| Perritt Capital Management Inc | 0 | $0 | 0.00% | −22,500−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −12,402−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −10,773−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −7,340−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −1,441−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −657−100.0% | Sold out |
| Cordasco Financial Network | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Horton Capital Management, LLC | – | – | – | – | Not filed |
| Reilly Financial Advisors, LLC | – | – | – | – | Not filed |
| Castle Financial & Retirement Planning Associates, Inc. | – | – | – | – | Not filed |