Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Safeguard Scientifics Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −6 vs. Q3 2021
- Shares held
- 8.58M
- −3.01M (−26.0%) vs. Q3 2021
- Total value
- $63.1M
- −$39.8M (−38.7%) vs. Q3 2021
- New holders
- 8
- 9 more added
- Sold out
- 14
- 27 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.41M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.2M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | 1,009,950 | $7.42M | 0.93% | −53,491−5.0% | Reduced |
| First Manhattan Co | 978,056 | $7.19M | 0.02% | −2,550−0.3% | Reduced |
| North Run Capital, LP | 890,400 | $6.54M | 5.03% | −5,578−0.6% | Reduced |
| Contrarian Capital Management, L.L.C. | 746,542 | $5.49M | 0.95% | +45,644+6.5% | Added |
| Vanguard Group Inc | 652,010 | $4.79M | 0.00% | −364,579−35.9% | Reduced |
| CM Management, LLC | 600,000 | $4.41M | 3.33% | +25,000+4.3% | Added |
| BlackRock Inc. | 584,801 | $4.30M | 0.00% | +3,173+0.5% | Added |
| Madison Avenue Partners, LP | 463,384 | $3.41M | 0.74% | −501,858−52.0% | Reduced |
| Dimensional Fund Advisors LP | 421,523 | $3.10M | 0.00% | −53,293−11.2% | Reduced |
| Clayton Partners LLC | 244,894 | $1.80M | 1.57% | −199,229−44.9% | Reduced |
| Zeke Capital Advisors, LLC | 231,400 | $1.70M | 0.10% | +27,500+13.5% | Added |
| Geode Capital Management, LLC | 180,517 | $1.33M | 0.00% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 177,732 | $1.31M | 0.12% | +177,732 | New |
| Horton Capital Management, LLC | 177,386 | $1.30M | 2.91% | 00.0% | Unchanged |
| EJF Capital LLC | 163,804 | $1.20M | 0.11% | +73,804+82.0% | Added |
| Janus Henderson Group PLC | 136,327 | $1.00M | 0.00% | −54,603−28.6% | Reduced |
| Legal & General Group Plc | 119,959 | $882.0K | 0.00% | −8,526−6.6% | Reduced |
| Renaissance Technologies LLC | 112,289 | $825.0K | 0.00% | −49,028−30.4% | Reduced |
| Arrowstreet Capital, Limited Partnership | 76,921 | $565.0K | 0.00% | −99,779−56.5% | Reduced |
| Two Sigma Advisers, LP | 74,933 | $551.0K | 0.00% | −43,800−36.9% | Reduced |
| Bridgeway Capital Management, LLC | 70,000 | $515.0K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 39,101 | $287.0K | 0.00% | +14,797+60.9% | Added |
| Citadel Advisors LLC | 38,230 | $281.0K | 0.00% | −62,733−62.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 36,917 | $271.0K | 0.00% | −10,670−22.4% | Reduced |
| Northern Trust Corp | 34,607 | $255.0K | 0.00% | −9,006−20.6% | Reduced |
| Sage Rhino Capital LLC | 30,000 | $221.0K | 0.06% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 29,031 | $213.0K | 0.00% | −29,598−50.5% | Reduced |
| Group One Trading, L.P. | 24,221 | $178.0K | 0.00% | +9,700+66.8% | Added |
| Cubic Asset Management, LLC | 22,800 | $168.0K | 0.04% | 00.0% | Unchanged |
| NJ State Employees Deferred Compensation Plan | 22,833 | $167.0K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 22,581 | $166.0K | 0.00% | +6,634+41.6% | Added |
| Perritt Capital Management Inc | 22,500 | $165.0K | 0.09% | −5,700−20.2% | Reduced |
| Salzhauer Michael | 20,405 | $150.0K | 0.06% | 00.0% | Unchanged |
| Millennium Management LLC | 19,446 | $143.0K | 0.00% | +19,446 | New |
| Zuckerman Investment Group, LLC | 15,634 | $115.0K | 0.02% | −621,016−97.5% | Reduced |
| Bank of New York Mellon Corp | 14,500 | $107.0K | 0.00% | −69−0.5% | Reduced |
| State Street Corp | 14,051 | $103.0K | 0.00% | −65,094−82.2% | Reduced |
| Two Sigma Investments, LP | 12,402 | $91.0K | 0.00% | −22,504−64.5% | Reduced |
| Occudo Quantitative Strategies LP | 10,773 | $79.0K | 0.01% | +10,773 | New |
| Morgan Stanley | 10,030 | $74.0K | 0.00% | −351−3.4% | Reduced |
| Wells Fargo & Company | 7,964 | $59.0K | 0.00% | −86−1.1% | Reduced |
| Great West Life Assurance Co | 7,340 | $54.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 3,433 | $25.0K | 0.00% | −377−9.9% | Reduced |
| Tower Research Capital LLC (TRC) | 2,401 | $18.0K | 0.00% | +2,356+5,235.6% | Added |
| Byrne Asset Management LLC | 2,178 | $16.0K | 0.01% | +2,178 | New |
| Royal Bank of Canada | 1,802 | $13.0K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 1,441 | $13.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 831 | $6.00K | 0.00% | −3,317−80.0% | Reduced |
| Russell Investments Group, Ltd. | 657 | $4.00K | 0.00% | −3,995−85.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 558 | $4.00K | 0.00% | +558 | New |
| Kistler-Tiffany Companies, LLC | 364 | $3.00K | 0.00% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 218 | $2.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 155 | $1.14K | 0.00% | −169−52.2% | Reduced |
| Caldwell Trust Co | 116 | $853 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 82 | $601 | 0.00% | +82 | New |
| Kelly Financial Services LLC | 16 | $118 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 64 | $0 | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 51 | $0 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | +1 | New |
| Castle Financial & Retirement Planning Associates, Inc. | 1 | $0 | 0.00% | +1 | New |
| Solas Capital Management, LLC | 0 | $0 | 0.00% | −526,351−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −245,814−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −86,300−100.0% | Sold out |
| Factorial Partners, LLC | 0 | $0 | 0.00% | −39,000−100.0% | Sold out |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −33,000−100.0% | Sold out |
| Requisite Capital Management, LLC | 0 | $0 | 0.00% | −31,860−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −31,805−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,745−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −23,106−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,870−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −2,841−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −187−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |