Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Safeguard Scientifics Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −3 vs. Q2 2023
- Shares held
- 6.08M
- −1.22M (−16.7%) vs. Q2 2023
- Total value
- $6.08M
- −$5.87M (−49.1%) vs. Q2 2023
- New holders
- 5
- 6 more added
- Sold out
- 8
- 10 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 251 | $0 | 0.00% | +49+24.3% | Added |
| Simplex Trading, LLC | 50 | $0 | 0.00% | +50 | New |
| Huntington National Bank | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 2 | $2 | 0.00% | +2 | New |
| Kelly Financial Services LLC | 16 | $16 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 16 | $16 | 0.00% | +16 | New |
| Rise Advisors, LLC | 27 | $27 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $33 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 47 | $47 | 0.00% | −5−9.6% | Reduced |
| Key Financial Inc | 64 | $64 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 112 | $112 | 0.00% | +62+124.0% | Added |
| Caldwell Trust Co | 116 | $116 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 250 | $250 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 266 | $266 | 0.00% | −299−52.9% | Reduced |
| Creative Planning | 364 | $364 | 0.00% | +364 | New |
| Blue Bell Private Wealth Management, LLC | 517 | $517 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,239 | $1.24K | 0.00% | −1−0.1% | Reduced |
| Morgan Stanley | 3,889 | $3.89K | 0.00% | −14,943−79.3% | Reduced |
| Tower Research Capital LLC (TRC) | 7,585 | $7.58K | 0.00% | +5,725+307.8% | Added |
| Zuckerman Investment Group, LLC | 10,500 | $10.5K | 0.00% | +10,500 | New |
| Charles Schwab Investment Management Inc | 12,218 | $12.2K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 13,954 | $14.0K | 0.00% | 00.0% | Unchanged |
| Salzhauer Michael | 14,920 | $14.9K | 0.02% | 00.0% | Unchanged |
| NJ State Employees Deferred Compensation Plan | 21,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 25,065 | $25.1K | 0.00% | +4,300+20.7% | Added |
| Renaissance Technologies LLC | 25,817 | $26.0K | 0.00% | +13,817+115.1% | Added |
| Northern Trust Corp | 32,005 | $32.0K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 34,891 | $34.9K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 86,731 | $86.7K | 0.00% | −223,472−72.0% | Reduced |
| Camden Capital, LLC | 92,262 | $92.3K | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 95,711 | $95.7K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 114,389 | $114.4K | 0.00% | +4,155+3.8% | Added |
| Geode Capital Management, LLC | 135,924 | $135.9K | 0.00% | −20,011−12.8% | Reduced |
| Almitas Capital LLC | 257,491 | $257.5K | 0.12% | −539,141−67.7% | Reduced |
| Madison Avenue Partners, LP | 359,085 | $359.1K | 0.05% | −32,374−8.3% | Reduced |
| BlackRock Inc. | 380,228 | $380.2K | 0.00% | −36,433−8.7% | Reduced |
| First Manhattan Co | 620,990 | $621.0K | 0.00% | −179,906−22.5% | Reduced |
| CM Management, LLC | 671,671 | $671.7K | 0.71% | 00.0% | Unchanged |
| Vanguard Group Inc | 692,923 | $692.9K | 0.00% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 1,164,945 | $1.16M | 0.32% | 00.0% | Unchanged |
| Contrarian Capital Management, L.L.C. | 1,199,204 | $1.20M | 0.32% | 00.0% | Unchanged |
| Clayton Partners LLC | 0 | $0 | 0.00% | −90,719−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −60,500−100.0% | Sold out |
| Sage Rhino Capital LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −19,533−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −7,400−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| Dividend Assets Capital, LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Kistler-Tiffany Companies, LLC | – | – | – | – | Not filed |