Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Safeguard Scientifics Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- 0 vs. Q4 2022
- Shares held
- 7.51M
- −150.5K (−2.0%) vs. Q4 2022
- Total value
- $12.9M
- −$10.8M (−45.6%) vs. Q4 2022
- New holders
- 4
- 7 more added
- Sold out
- 4
- 7 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $2 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $28 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 27 | $47 | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 32 | $55 | 0.00% | +32 | New |
| McIlrath & Eck, LLC | 33 | $57 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 50 | $86 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 64 | $110 | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 116 | $200 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 250 | $430 | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 364 | $627 | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 517 | $889 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 565 | $972 | 0.00% | −4,382−88.6% | Reduced |
| Tower Research Capital LLC (TRC) | 1,010 | $2.00K | 0.00% | +1,010 | New |
| Wells Fargo & Company | 1,235 | $2.13K | 0.00% | +1+0.1% | Added |
| Byrne Asset Management LLC | 8,200 | $14.0K | 0.01% | −2,586−24.0% | Reduced |
| Morgan Stanley | 9,676 | $16.6K | 0.00% | +3,499+56.6% | Added |
| Renaissance Technologies LLC | 10,600 | $18.0K | 0.00% | +10,600 | New |
| Charles Schwab Investment Management Inc | 12,218 | $21.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 12,460 | $21.4K | 0.00% | −4,091−24.7% | Reduced |
| Bank of New York Mellon Corp | 13,954 | $24.0K | 0.00% | 00.0% | Unchanged |
| Zuckerman Investment Group, LLC | 14,865 | $25.6K | 0.00% | 00.0% | Unchanged |
| Salzhauer Michael | 19,669 | $33.8K | 0.03% | 00.0% | Unchanged |
| State Street Corp | 20,765 | $35.7K | 0.00% | 00.0% | Unchanged |
| NJ State Employees Deferred Compensation Plan | 22,833 | $39.3K | 0.01% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 30,000 | $51.6K | 0.02% | 00.0% | Unchanged |
| Northern Trust Corp | 32,469 | $55.8K | 0.00% | +474+1.5% | Added |
| Shufro Rose & Co LLC | 34,891 | $60.0K | 0.01% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 60,500 | $104.1K | 0.00% | −19,500−24.4% | Reduced |
| Camden Capital, LLC | 92,262 | $158.7K | 0.02% | +92,262 | New |
| Legal & General Group Plc | 95,711 | $164.6K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 128,786 | $221.5K | 0.00% | +128,391+32,504.1% | Added |
| Clayton Partners LLC | 143,349 | $246.6K | 0.24% | +19,429+15.7% | Added |
| Geode Capital Management, LLC | 155,935 | $268.2K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 341,405 | $587.2K | 0.00% | −7,546−2.2% | Reduced |
| Madison Avenue Partners, LP | 403,404 | $693.9K | 0.15% | −59,980−12.9% | Reduced |
| BlackRock Inc. | 427,664 | $735.6K | 0.00% | +1,037+0.2% | Added |
| CM Management, LLC | 671,671 | $1.16M | 1.37% | 00.0% | Unchanged |
| Vanguard Group Inc | 692,923 | $1.19M | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 796,632 | $1.37M | 0.65% | 00.0% | Unchanged |
| First Manhattan Co | 886,761 | $1.53M | 0.01% | −191,619−17.8% | Reduced |
| Yakira Capital Management, Inc. | 1,164,945 | $2.00M | 0.51% | +11,200+1.0% | Added |
| Contrarian Capital Management, L.L.C. | 1,199,204 | $2.06M | 0.53% | 00.0% | Unchanged |
| EJF Capital LLC | 0 | $0 | 0.00% | −83,886−100.0% | Sold out |
| Levin Capital Strategies, L.P. | 0 | $0 | 0.00% | −20,553−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −12,250−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −12,033−100.0% | Sold out |
| North Run Capital, LP | – | – | – | – | Not filed |
| Zeke Capital Advisors, LLC | – | – | – | – | Not filed |