Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Safeguard Scientifics Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −3 vs. Q3 2022
- Shares held
- 8.19M
- −114.5K (−1.4%) vs. Q3 2022
- Total value
- $25.4M
- −$5.58M (−18.0%) vs. Q3 2022
- New holders
- 1
- 11 more added
- Sold out
- 4
- 8 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $3 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $50 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 27 | $84 | 0.00% | −55−67.1% | Reduced |
| McIlrath & Eck, LLC | 33 | $102 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 64 | $239 | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 116 | $360 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 250 | $775 | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 364 | $1.13K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 395 | $1.22K | 0.00% | +29+7.9% | Added |
| Blue Bell Private Wealth Management, LLC | 517 | $1.60K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,234 | $3.83K | 0.00% | +3+0.2% | Added |
| UBS Group AG | 4,947 | $15.3K | 0.00% | +4,382+775.6% | Added |
| Morgan Stanley | 6,177 | $19.1K | 0.00% | +443+7.7% | Added |
| Byrne Asset Management LLC | 10,786 | $33.4K | 0.02% | +920+9.3% | Added |
| Two Sigma Advisers, LP | 12,033 | $37.3K | 0.00% | −3,700−23.5% | Reduced |
| Charles Schwab Investment Management Inc | 12,218 | $37.9K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 12,250 | $38.0K | 0.00% | −1,088−8.2% | Reduced |
| Bank of New York Mellon Corp | 13,954 | $43.3K | 0.00% | −216−1.5% | Reduced |
| Zuckerman Investment Group, LLC | 14,865 | $46.1K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 16,551 | $51.3K | 0.00% | +16,551 | New |
| Salzhauer Michael | 19,669 | $61.0K | 0.04% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 20,553 | $63.7K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 20,765 | $64.4K | 0.00% | 00.0% | Unchanged |
| NJ State Employees Deferred Compensation Plan | 22,833 | $70.8K | 0.01% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 30,000 | $93.0K | 0.03% | 00.0% | Unchanged |
| Northern Trust Corp | 31,995 | $99.2K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 34,891 | $108.2K | 0.01% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 80,000 | $248.0K | 0.01% | 00.0% | Unchanged |
| EJF Capital LLC | 83,886 | $260.0K | 0.08% | −71,237−45.9% | Reduced |
| Legal & General Group Plc | 95,711 | $296.7K | 0.00% | 00.0% | Unchanged |
| Clayton Partners LLC | 123,920 | $384.2K | 0.36% | −177,058−58.8% | Reduced |
| Geode Capital Management, LLC | 155,935 | $483.0K | 0.00% | −389−0.2% | Reduced |
| Zeke Capital Advisors, LLC | 250,000 | $775.0K | 0.05% | 00.0% | Unchanged |
| North Run Capital, LP | 277,728 | $861.0K | 1.98% | +450+0.2% | Added |
| Dimensional Fund Advisors LP | 348,951 | $1.08M | 0.00% | +40.0% | Added |
| BlackRock Inc. | 426,627 | $1.32M | 0.00% | +822+0.2% | Added |
| Madison Avenue Partners, LP | 463,384 | $1.44M | 0.25% | 00.0% | Unchanged |
| CM Management, LLC | 671,671 | $2.08M | 2.49% | 00.0% | Unchanged |
| Vanguard Group Inc | 692,923 | $2.15M | 0.00% | +46,767+7.2% | Added |
| Almitas Capital LLC | 796,632 | $2.47M | 1.14% | +83,187+11.7% | Added |
| First Manhattan Co | 1,078,380 | $3.34M | 0.01% | −25,626−2.3% | Reduced |
| Yakira Capital Management, Inc. | 1,153,745 | $3.58M | 0.73% | +39,180+3.5% | Added |
| Contrarian Capital Management, L.L.C. | 1,199,204 | $3.72M | 0.92% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −14,717−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,605−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −220−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −320−100.0% | Sold out |