Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Safeguard Scientifics Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −7 vs. Q4 2021
- Shares held
- 8.69M
- +287.4K (+3.4%) vs. Q4 2021
- Total value
- $45.4M
- −$16.4M (−26.5%) vs. Q4 2021
- New holders
- 4
- 10 more added
- Sold out
- 11
- 22 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rise Advisors, LLC | 82 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 51 | $0 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 64 | $0 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $84 | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 116 | $606 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 155 | $809 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 190 | $1.00K | 0.00% | −28−12.8% | Reduced |
| Bank of America Corp | 416 | $2.00K | 0.00% | −415−49.9% | Reduced |
| Kistler-Tiffany Companies, LLC | 364 | $2.00K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 300 | $2.00K | 0.00% | +300 | New |
| Aquatic Capital Management LLC | 400 | $2.00K | 0.00% | +400 | New |
| Captrust Financial Advisors | 500 | $3.00K | 0.00% | −2,933−85.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 558 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,264 | $6.00K | 0.00% | −6,700−84.1% | Reduced |
| Royal Bank of Canada | 1,672 | $9.00K | 0.00% | −130−7.2% | Reduced |
| Byrne Asset Management LLC | 7,862 | $41.0K | 0.03% | +5,684+261.0% | Added |
| Morgan Stanley | 10,453 | $55.0K | 0.00% | +423+4.2% | Added |
| Tower Research Capital LLC (TRC) | 10,688 | $56.0K | 0.00% | +8,287+345.1% | Added |
| D. E. Shaw & Co., Inc. | 11,486 | $60.0K | 0.00% | −27,615−70.6% | Reduced |
| Bank of New York Mellon Corp | 14,092 | $74.0K | 0.00% | −408−2.8% | Reduced |
| Zuckerman Investment Group, LLC | 14,865 | $78.0K | 0.01% | −769−4.9% | Reduced |
| Millennium Management LLC | 16,975 | $89.0K | 0.00% | −2,471−12.7% | Reduced |
| State Street Corp | 18,054 | $94.0K | 0.00% | +4,003+28.5% | Added |
| Salzhauer Michael | 20,405 | $107.0K | 0.05% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 21,051 | $110.0K | 0.00% | −15,866−43.0% | Reduced |
| Cubic Asset Management, LLC | 22,800 | $119.0K | 0.03% | 00.0% | Unchanged |
| NJ State Employees Deferred Compensation Plan | 22,833 | $120.0K | 0.02% | 00.0% | Unchanged |
| Group One Trading, L.P. | 24,221 | $126.0K | 0.00% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 30,000 | $157.0K | 0.05% | 00.0% | Unchanged |
| Northern Trust Corp | 32,713 | $171.0K | 0.00% | −1,894−5.5% | Reduced |
| Shufro Rose & Co LLC | 33,392 | $174.0K | 0.01% | +33,392 | New |
| Arrowstreet Capital, Limited Partnership | 36,140 | $189.0K | 0.00% | −40,781−53.0% | Reduced |
| Two Sigma Advisers, LP | 52,233 | $273.0K | 0.00% | −22,700−30.3% | Reduced |
| Bridgeway Capital Management, LLC | 55,000 | $287.0K | 0.01% | −15,000−21.4% | Reduced |
| Levin Capital Strategies, L.P. | 78,106 | $408.0K | 0.04% | −99,626−56.1% | Reduced |
| Legal & General Group Plc | 90,896 | $474.0K | 0.00% | −29,063−24.2% | Reduced |
| Renaissance Technologies LLC | 109,217 | $570.0K | 0.00% | −3,072−2.7% | Reduced |
| EJF Capital LLC | 172,955 | $903.0K | 0.10% | +9,151+5.6% | Added |
| Geode Capital Management, LLC | 180,489 | $942.0K | 0.00% | −280.0% | Reduced |
| Zeke Capital Advisors, LLC | 250,000 | $1.30M | 0.07% | +18,600+8.0% | Added |
| Clayton Partners LLC | 297,066 | $1.55M | 1.31% | +52,172+21.3% | Added |
| Dimensional Fund Advisors LP | 390,518 | $2.04M | 0.00% | −31,005−7.4% | Reduced |
| BlackRock Inc. | 432,778 | $2.26M | 0.00% | −152,023−26.0% | Reduced |
| Madison Avenue Partners, LP | 463,384 | $2.42M | 0.45% | 00.0% | Unchanged |
| North Run Capital, LP | 535,048 | $2.79M | 4.11% | −355,352−39.9% | Reduced |
| CM Management, LLC | 600,000 | $3.13M | 2.63% | 00.0% | Unchanged |
| Vanguard Group Inc | 646,156 | $3.37M | 0.00% | −5,854−0.9% | Reduced |
| Almitas Capital LLC | 701,020 | $3.66M | 2.18% | +701,020 | New |
| First Manhattan Co | 992,316 | $5.18M | 0.02% | +14,260+1.5% | Added |
| Yakira Capital Management, Inc. | 1,092,108 | $5.70M | 0.83% | +82,158+8.1% | Added |
| Contrarian Capital Management, L.L.C. | 1,199,204 | $6.26M | 0.84% | +452,662+60.6% | Added |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −136,327−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −38,230−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −29,031−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −22,581−100.0% | Sold out |
| Perritt Capital Management Inc | 0 | $0 | 0.00% | −22,500−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −12,402−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −10,773−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −7,340−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −1,441−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −657−100.0% | Sold out |
| Cordasco Financial Network | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Horton Capital Management, LLC | – | – | – | – | Not filed |
| Reilly Financial Advisors, LLC | – | – | – | – | Not filed |
| Castle Financial & Retirement Planning Associates, Inc. | – | – | – | – | Not filed |