Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Safeguard Scientifics Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −6 vs. Q3 2021
- Shares held
- 8.58M
- −3.01M (−26.0%) vs. Q3 2021
- Total value
- $63.1M
- −$39.8M (−38.7%) vs. Q3 2021
- New holders
- 8
- 9 more added
- Sold out
- 14
- 27 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Key Financial Inc | 64 | $0 | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 51 | $0 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | +1 | New |
| Castle Financial & Retirement Planning Associates, Inc. | 1 | $0 | 0.00% | +1 | New |
| Kelly Financial Services LLC | 16 | $118 | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 82 | $601 | 0.00% | +82 | New |
| Caldwell Trust Co | 116 | $853 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 155 | $1.14K | 0.00% | −169−52.2% | Reduced |
| Reilly Financial Advisors, LLC | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 218 | $2.00K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 364 | $3.00K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 657 | $4.00K | 0.00% | −3,995−85.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 558 | $4.00K | 0.00% | +558 | New |
| Bank of America Corp | 831 | $6.00K | 0.00% | −3,317−80.0% | Reduced |
| Royal Bank of Canada | 1,802 | $13.0K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 1,441 | $13.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 2,178 | $16.0K | 0.01% | +2,178 | New |
| Tower Research Capital LLC (TRC) | 2,401 | $18.0K | 0.00% | +2,356+5,235.6% | Added |
| Captrust Financial Advisors | 3,433 | $25.0K | 0.00% | −377−9.9% | Reduced |
| Great West Life Assurance Co | 7,340 | $54.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 7,964 | $59.0K | 0.00% | −86−1.1% | Reduced |
| Morgan Stanley | 10,030 | $74.0K | 0.00% | −351−3.4% | Reduced |
| Occudo Quantitative Strategies LP | 10,773 | $79.0K | 0.01% | +10,773 | New |
| Two Sigma Investments, LP | 12,402 | $91.0K | 0.00% | −22,504−64.5% | Reduced |
| State Street Corp | 14,051 | $103.0K | 0.00% | −65,094−82.2% | Reduced |
| Bank of New York Mellon Corp | 14,500 | $107.0K | 0.00% | −69−0.5% | Reduced |
| Zuckerman Investment Group, LLC | 15,634 | $115.0K | 0.02% | −621,016−97.5% | Reduced |
| Millennium Management LLC | 19,446 | $143.0K | 0.00% | +19,446 | New |
| Salzhauer Michael | 20,405 | $150.0K | 0.06% | 00.0% | Unchanged |
| Perritt Capital Management Inc | 22,500 | $165.0K | 0.09% | −5,700−20.2% | Reduced |
| Susquehanna International Group, LLP | 22,581 | $166.0K | 0.00% | +6,634+41.6% | Added |
| NJ State Employees Deferred Compensation Plan | 22,833 | $167.0K | 0.02% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 22,800 | $168.0K | 0.04% | 00.0% | Unchanged |
| Group One Trading, L.P. | 24,221 | $178.0K | 0.00% | +9,700+66.8% | Added |
| Parametric Portfolio Associates LLC | 29,031 | $213.0K | 0.00% | −29,598−50.5% | Reduced |
| Sage Rhino Capital LLC | 30,000 | $221.0K | 0.06% | 00.0% | Unchanged |
| Northern Trust Corp | 34,607 | $255.0K | 0.00% | −9,006−20.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 36,917 | $271.0K | 0.00% | −10,670−22.4% | Reduced |
| Citadel Advisors LLC | 38,230 | $281.0K | 0.00% | −62,733−62.1% | Reduced |
| D. E. Shaw & Co., Inc. | 39,101 | $287.0K | 0.00% | +14,797+60.9% | Added |
| Bridgeway Capital Management, LLC | 70,000 | $515.0K | 0.01% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 74,933 | $551.0K | 0.00% | −43,800−36.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 76,921 | $565.0K | 0.00% | −99,779−56.5% | Reduced |
| Renaissance Technologies LLC | 112,289 | $825.0K | 0.00% | −49,028−30.4% | Reduced |
| Legal & General Group Plc | 119,959 | $882.0K | 0.00% | −8,526−6.6% | Reduced |
| Janus Henderson Group PLC | 136,327 | $1.00M | 0.00% | −54,603−28.6% | Reduced |
| EJF Capital LLC | 163,804 | $1.20M | 0.11% | +73,804+82.0% | Added |
| Horton Capital Management, LLC | 177,386 | $1.30M | 2.91% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 177,732 | $1.31M | 0.12% | +177,732 | New |
| Geode Capital Management, LLC | 180,517 | $1.33M | 0.00% | 00.0% | Unchanged |
| Zeke Capital Advisors, LLC | 231,400 | $1.70M | 0.10% | +27,500+13.5% | Added |
| Clayton Partners LLC | 244,894 | $1.80M | 1.57% | −199,229−44.9% | Reduced |
| Dimensional Fund Advisors LP | 421,523 | $3.10M | 0.00% | −53,293−11.2% | Reduced |
| Madison Avenue Partners, LP | 463,384 | $3.41M | 0.74% | −501,858−52.0% | Reduced |
| BlackRock Inc. | 584,801 | $4.30M | 0.00% | +3,173+0.5% | Added |
| CM Management, LLC | 600,000 | $4.41M | 3.33% | +25,000+4.3% | Added |
| Vanguard Group Inc | 652,010 | $4.79M | 0.00% | −364,579−35.9% | Reduced |
| Contrarian Capital Management, L.L.C. | 746,542 | $5.49M | 0.95% | +45,644+6.5% | Added |
| North Run Capital, LP | 890,400 | $6.54M | 5.03% | −5,578−0.6% | Reduced |
| First Manhattan Co | 978,056 | $7.19M | 0.02% | −2,550−0.3% | Reduced |
| Yakira Capital Management, Inc. | 1,009,950 | $7.42M | 0.93% | −53,491−5.0% | Reduced |
| Solas Capital Management, LLC | 0 | $0 | 0.00% | −526,351−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −245,814−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −86,300−100.0% | Sold out |
| Factorial Partners, LLC | 0 | $0 | 0.00% | −39,000−100.0% | Sold out |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −33,000−100.0% | Sold out |
| Requisite Capital Management, LLC | 0 | $0 | 0.00% | −31,860−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −31,805−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,745−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −23,106−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,870−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −2,841−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −187−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |