Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Safeguard Scientifics Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −6 vs. Q2 2021
- Shares held
- 11.6M
- −231.4K (−2.0%) vs. Q2 2021
- Total value
- $103.0M
- +$11.2M (+12.2%) vs. Q2 2021
- New holders
- 7
- 13 more added
- Sold out
- 13
- 34 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 45 | $0 | 0.00% | −977−95.6% | Reduced |
| Advisor Group Holdings, Inc. | 51 | $0 | 0.00% | −30−37.0% | Reduced |
| Deutsche Bank AG | 10 | $0 | 0.00% | −9−47.4% | Reduced |
| Cordasco Financial Network | 50 | $0 | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 16 | $142 | 0.00% | −108−87.1% | Reduced |
| JPMorgan Chase & Co | 187 | $1.00K | 0.00% | −21,856−99.2% | Reduced |
| Key Financial Inc | 64 | $1.00K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 116 | $1.03K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 218 | $2.00K | 0.00% | −2,496−92.0% | Reduced |
| BNP Paribas Arbitrage, SA | 324 | $2.88K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 364 | $3.00K | 0.00% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 1,441 | $13.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,802 | $16.0K | 0.00% | −1,027−36.3% | Reduced |
| Berman Capital Advisors, LLC | 2,668 | $23.0K | 0.00% | −105−3.8% | Reduced |
| Barclays PLC | 2,841 | $25.0K | 0.00% | +582+25.8% | Added |
| Captrust Financial Advisors | 3,810 | $34.0K | 0.00% | −151−3.8% | Reduced |
| Bank of America Corp | 4,148 | $37.0K | 0.00% | −613−12.9% | Reduced |
| Russell Investments Group, Ltd. | 4,652 | $41.0K | 0.00% | −1,700−26.8% | Reduced |
| Great West Life Assurance Co | 7,340 | $66.0K | 0.00% | +713+10.8% | Added |
| Wells Fargo & Company | 8,050 | $72.0K | 0.00% | −40,388−83.4% | Reduced |
| Morgan Stanley | 10,381 | $93.0K | 0.00% | −149−1.4% | Reduced |
| Jane Street Group, LLC | 12,870 | $114.0K | 0.00% | +12,870 | New |
| Bank of New York Mellon Corp | 14,569 | $129.0K | 0.00% | −481−3.2% | Reduced |
| Group One Trading, L.P. | 14,521 | $129.0K | 0.00% | +14,521 | New |
| Susquehanna International Group, LLP | 15,947 | $142.0K | 0.00% | −94,261−85.5% | Reduced |
| Salzhauer Michael | 20,405 | $181.0K | 0.08% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 22,800 | $202.0K | 0.05% | −8,650−27.5% | Reduced |
| NJ State Employees Deferred Compensation Plan | 22,833 | $202.0K | 0.03% | 00.0% | Unchanged |
| Citigroup Inc | 23,106 | $205.0K | 0.00% | +22,473+3,550.2% | Added |
| Prescott Group Capital Management, L.L.C. | 23,745 | $211.0K | 0.06% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 24,304 | $216.0K | 0.00% | −15,805−39.4% | Reduced |
| Perritt Capital Management Inc | 28,200 | $250.0K | 0.14% | −900−3.1% | Reduced |
| Sage Rhino Capital LLC | 30,000 | $266.0K | 0.08% | −25,000−45.5% | Reduced |
| HRT Financial LP | 31,805 | $282.0K | 0.00% | −26,148−45.1% | Reduced |
| Requisite Capital Management, LLC | 31,860 | $283.0K | 0.06% | 00.0% | Unchanged |
| Shepherd Kaplan Krochuk, LLC | 33,000 | $293.0K | 0.11% | +33,000 | New |
| Two Sigma Investments, LP | 34,906 | $310.0K | 0.00% | +14,580+71.7% | Added |
| Factorial Partners, LLC | 39,000 | $346.0K | 0.24% | +39,000 | New |
| Northern Trust Corp | 43,613 | $387.0K | 0.00% | −5,670−11.5% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 47,587 | $423.0K | 0.00% | −34,174−41.8% | Reduced |
| Parametric Portfolio Associates LLC | 58,629 | $521.0K | 0.00% | −51,523−46.8% | Reduced |
| Bridgeway Capital Management, LLC | 70,000 | $622.0K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 79,145 | $703.0K | 0.00% | −8,300−9.5% | Reduced |
| Ergoteles LLC | 86,300 | $766.0K | 0.03% | +1,274+1.5% | Added |
| EJF Capital LLC | 90,000 | $799.0K | 0.07% | +90,000 | New |
| Employees Retirement System of Texas | 100,000 | $888.0K | 0.01% | +100,000 | New |
| Citadel Advisors LLC | 100,963 | $896.0K | 0.00% | +19,222+23.5% | Added |
| Two Sigma Advisers, LP | 118,733 | $1.05M | 0.00% | +71,500+151.4% | Added |
| Legal & General Group Plc | 128,485 | $1.14M | 0.00% | −5,055−3.8% | Reduced |
| Renaissance Technologies LLC | 161,317 | $1.43M | 0.00% | −59,500−26.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 176,700 | $1.57M | 0.00% | −11,024−5.9% | Reduced |
| Horton Capital Management, LLC | 177,386 | $1.57M | 3.18% | −304,722−63.2% | Reduced |
| Geode Capital Management, LLC | 180,517 | $1.60M | 0.00% | +2,974+1.7% | Added |
| Janus Henderson Group PLC | 190,930 | $1.70M | 0.00% | 00.0% | Unchanged |
| Zeke Capital Advisors, LLC | 203,900 | $1.81M | 0.10% | 00.0% | Unchanged |
| Walleye Trading LLC | 245,814 | $2.18M | 0.05% | +245,814 | New |
| Clayton Partners LLC | 444,123 | $3.94M | 3.77% | −411,998−48.1% | Reduced |
| Dimensional Fund Advisors LP | 474,816 | $4.22M | 0.00% | −105,560−18.2% | Reduced |
| Solas Capital Management, LLC | 526,351 | $4.67M | 3.25% | −323,649−38.1% | Reduced |
| CM Management, LLC | 575,000 | $5.11M | 3.81% | 00.0% | Unchanged |
| BlackRock Inc. | 581,628 | $5.17M | 0.00% | +2,756+0.5% | Added |
| Zuckerman Investment Group, LLC | 636,650 | $5.65M | 0.94% | −21,203−3.2% | Reduced |
| Contrarian Capital Management, L.L.C. | 700,898 | $6.22M | 1.11% | +670,561+2,210.4% | Added |
| North Run Capital, LP | 895,978 | $7.96M | 5.74% | +50,286+5.9% | Added |
| Madison Avenue Partners, LP | 965,242 | $8.57M | 1.90% | +316,209+48.7% | Added |
| First Manhattan Co | 980,606 | $8.71M | 0.03% | −50,111−4.9% | Reduced |
| Vanguard Group Inc | 1,016,589 | $9.03M | 0.00% | +40,829+4.2% | Added |
| Yakira Capital Management, Inc. | 1,063,441 | $9.44M | 1.47% | −6,000−0.6% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −130,032−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −98,481−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −45,200−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −24,537−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −19,534−100.0% | Sold out |
| Shufro Rose & Co LLC | 0 | $0 | 0.00% | −12,100−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −81−100.0% | Sold out |
| Wealth Quarterback LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −78−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −18−100.0% | Sold out |