Safeguard Scientifics Inc
SFES- Exchange
- OTC
- Industry
- Investors, NEC
- SEC CIK
- 0000086115
No open-market purchases or sales by Safeguard Scientifics Inc insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1 in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Safeguard Scientifics Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- −8 vs. Q1 2021
- Shares held
- 11.8M
- −1.29M (−9.8%) vs. Q1 2021
- Total value
- $91.8M
- +$2.32M (+2.6%) vs. Q1 2021
- New holders
- 14
- 15 more added
- Sold out
- 22
- 34 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SFES on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 1 | $1 |
| Q3 2025 | 2 | $26 |
| Q2 2025 | 1 | $1 |
| Q1 2025 | 1 | $1 |
| Q4 2024 | 2 | $25 |
| Q3 2024 | 1 | $1 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 4 | $336.9K |
| Q4 2023 | 39 | $4.35M |
| Q3 2023 | 41 | $6.08M |
| Q2 2023 | 45 | $11.9M |
| Q1 2023 | 42 | $12.9M |
| Q4 2022 | 44 | $25.4M |
| Q3 2022 | 47 | $31.0M |
| Q2 2022 | 48 | $31.6M |
| Q1 2022 | 53 | $45.4M |
| Q4 2021 | 63 | $63.1M |
| Q3 2021 | 70 | $103.0M |
| Q2 2021 | 76 | $91.8M |
| Q1 2021 | 84 | $89.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Safeguard Scientifics Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 19 | $0 | 0.00% | −12,657−99.9% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | −44−97.8% | Reduced |
| The PNC Financial Services Group, Inc. | 78 | $0 | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 18 | $0 | 0.00% | −54−75.0% | Reduced |
| McIlrath & Eck, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 124 | $16 | 0.00% | +108+675.0% | Added |
| Caldwell Trust Co | 116 | $900 | 0.00% | +116 | New |
| New York State Common Retirement Fund | 161 | $1.00K | 0.00% | −16,139−99.0% | Reduced |
| Advisor Group Holdings, Inc. | 81 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 81 | $1.00K | 0.00% | +47+138.2% | Added |
| Key Financial Inc | 64 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 100 | $1.00K | 0.00% | +100 | New |
| Reilly Financial Advisors, LLC | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 324 | $2.51K | 0.00% | −8,139−96.2% | Reduced |
| Kistler-Tiffany Companies, LLC | 364 | $3.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 633 | $5.00K | 0.00% | −1,315−67.5% | Reduced |
| Tower Research Capital LLC (TRC) | 1,022 | $8.00K | 0.00% | −1,592−60.9% | Reduced |
| Optiver Holding B.V. | 1,441 | $11.0K | 0.00% | +1,441 | New |
| Barclays PLC | 2,259 | $18.0K | 0.00% | −14,257−86.3% | Reduced |
| UBS Group AG | 2,714 | $21.0K | 0.00% | −2,254−45.4% | Reduced |
| Berman Capital Advisors, LLC | 2,773 | $21.0K | 0.00% | +2,728+6,062.2% | Added |
| Royal Bank of Canada | 2,829 | $22.0K | 0.00% | −750−21.0% | Reduced |
| Captrust Financial Advisors | 3,961 | $31.0K | 0.00% | −99−2.4% | Reduced |
| Bank of America Corp | 4,761 | $37.0K | 0.00% | −21,535−81.9% | Reduced |
| Russell Investments Group, Ltd. | 6,352 | $49.0K | 0.00% | +6,352 | New |
| Great West Life Assurance Co | 6,627 | $51.0K | 0.00% | +331+5.3% | Added |
| Morgan Stanley | 10,530 | $81.0K | 0.00% | +5,102+94.0% | Added |
| Verition Fund Management LLC | 10,900 | $85.0K | 0.00% | +10,900 | New |
| Shufro Rose & Co LLC | 12,100 | $94.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 15,050 | $116.0K | 0.00% | −66,414−81.5% | Reduced |
| Trexquant Investment LP | 19,534 | $152.0K | 0.01% | +19,534 | New |
| Two Sigma Investments, LP | 20,326 | $158.0K | 0.00% | −53,842−72.6% | Reduced |
| Salzhauer Michael | 20,405 | $158.0K | 0.08% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 22,043 | $170.0K | 0.00% | −59,238−72.9% | Reduced |
| NJ State Employees Deferred Compensation Plan | 22,833 | $177.0K | 0.02% | 00.0% | Unchanged |
| Prescott Group Capital Management, L.L.C. | 23,745 | $184.0K | 0.05% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 24,537 | $190.0K | 0.00% | −2,780−10.2% | Reduced |
| Perritt Capital Management Inc | 29,100 | $226.0K | 0.12% | −2,000−6.4% | Reduced |
| Contrarian Capital Management, L.L.C. | 30,337 | $235.0K | 0.03% | +30,337 | New |
| Cubic Asset Management, LLC | 31,450 | $244.0K | 0.06% | 00.0% | Unchanged |
| Requisite Capital Management, LLC | 31,860 | $247.0K | 0.04% | +18,860+145.1% | Added |
| D. E. Shaw & Co., Inc. | 40,109 | $311.0K | 0.00% | +17,222+75.2% | Added |
| Tibra Equities Europe Ltd | 45,200 | $351.0K | 0.11% | +45,200 | New |
| Two Sigma Advisers, LP | 47,233 | $367.0K | 0.00% | +25,100+113.4% | Added |
| Wells Fargo & Company | 48,438 | $376.0K | 0.00% | −36,912−43.2% | Reduced |
| Northern Trust Corp | 49,283 | $382.0K | 0.00% | −154,434−75.8% | Reduced |
| Sage Rhino Capital LLC | 55,000 | $427.0K | 0.13% | +45,000+450.0% | Added |
| HRT Financial LP | 57,953 | $449.0K | 0.00% | +57,953 | New |
| Bridgeway Capital Management, LLC | 70,000 | $543.0K | 0.01% | −14,100−16.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 81,761 | $634.0K | 0.00% | −1,965−2.3% | Reduced |
| Citadel Advisors LLC | 81,741 | $635.0K | 0.00% | +81,741 | New |
| Ergoteles LLC | 85,026 | $660.0K | 0.02% | +85,026 | New |
| State Street Corp | 87,445 | $679.0K | 0.00% | −260,957−74.9% | Reduced |
| Charles Schwab Investment Management Inc | 98,481 | $765.0K | 0.00% | −41,187−29.5% | Reduced |
| Susquehanna International Group, LLP | 110,208 | $855.0K | 0.00% | −51,826−32.0% | Reduced |
| Parametric Portfolio Associates LLC | 110,152 | $855.0K | 0.00% | −36,594−24.9% | Reduced |
| Millennium Management LLC | 130,032 | $1.01M | 0.00% | +130,032 | New |
| Legal & General Group Plc | 133,540 | $1.04M | 0.00% | −14,395−9.7% | Reduced |
| Geode Capital Management, LLC | 177,543 | $1.38M | 0.00% | −124,843−41.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 187,724 | $1.46M | 0.00% | +35,793+23.6% | Added |
| Janus Henderson Group PLC | 190,930 | $1.48M | 0.00% | −1,714−0.9% | Reduced |
| Zeke Capital Advisors, LLC | 203,900 | $1.58M | 0.10% | −1,068−0.5% | Reduced |
| Renaissance Technologies LLC | 220,817 | $1.71M | 0.00% | −39,200−15.1% | Reduced |
| Horton Capital Management, LLC | 482,108 | $3.74M | 5.08% | 00.0% | Unchanged |
| CM Management, LLC | 575,000 | $4.46M | 3.22% | +25,000+4.5% | Added |
| BlackRock Inc. | 578,872 | $4.49M | 0.00% | −1,202,782−67.5% | Reduced |
| Dimensional Fund Advisors LP | 580,376 | $4.50M | 0.00% | −50,159−8.0% | Reduced |
| Madison Avenue Partners, LP | 649,033 | $5.04M | 1.50% | +649,033 | New |
| Zuckerman Investment Group, LLC | 657,853 | $5.11M | 0.81% | +30,894+4.9% | Added |
| North Run Capital, LP | 845,692 | $6.56M | 4.47% | +845,692 | New |
| Solas Capital Management, LLC | 850,000 | $6.60M | 4.63% | +277,518+48.5% | Added |
| Clayton Partners LLC | 856,121 | $6.64M | 5.67% | +155,614+22.2% | Added |
| Vanguard Group Inc | 975,760 | $7.57M | 0.00% | −253,925−20.6% | Reduced |
| First Manhattan Co | 1,030,717 | $8.00M | 0.03% | −3,112−0.3% | Reduced |
| Yakira Capital Management, Inc. | 1,069,441 | $8.30M | 1.36% | +4,612+0.4% | Added |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −657,658−100.0% | Sold out |
| Ariel Investments, LLC | 0 | $0 | 0.00% | −198,920−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −116,073−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −97,475−100.0% | Sold out |
| Invenomic Capital Management LP | 0 | $0 | 0.00% | −64,563−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −39,700−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −32,983−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −29,787−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −28,324−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −16,530−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −13,100−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −12,720−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −11,514−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −10,951−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −9,505−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −2,091−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −1,902−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −884−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −165−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −19−100.0% | Sold out |