SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in SmileDirectClub, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 106
- −13 vs. Q2 2022
- Shares held
- 27.4M
- −7.19M (−20.8%) vs. Q2 2022
- Total value
- $25.0M
- −$11.1M (−30.7%) vs. Q2 2022
- New holders
- 18
- 20 more added
- Sold out
- 31
- 37 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 9,729,553 | $8.81M | 0.00% | +809,605+9.1% | Added |
| Prentice Capital Management, LP | 4,597,666 | $4.16M | 3.09% | −2,556,276−35.7% | Reduced |
| BlackRock Inc. | 1,470,400 | $1.33M | 0.00% | −2,828−0.2% | Reduced |
| State Street Corp | 1,161,010 | $1.05M | 0.00% | −3870.0% | Reduced |
| Citigroup Inc | 1,024,002 | $927.0K | 0.00% | −128,534−11.2% | Reduced |
| Geode Capital Management, LLC | 1,009,329 | $913.0K | 0.00% | +1,835+0.2% | Added |
| Morgan Stanley | 915,926 | $830.0K | 0.00% | −269,247−22.7% | Reduced |
| Bank of Montreal | 423,743 | $517.0K | 0.00% | +3,915+0.9% | Added |
| Stephens Inc | 513,708 | $465.0K | 0.01% | −7,992−1.5% | Reduced |
| UBS Group AG | 490,305 | $444.0K | 0.00% | −179,970−26.9% | Reduced |
| Susquehanna Fundamental Investments, LLC | 479,522 | $434.0K | 0.01% | +479,522 | New |
| Rockefeller Capital Management L.P. | 443,250 | $401.0K | 0.00% | −2,500−0.6% | Reduced |
| Deutsche Bank AG | 414,128 | $375.0K | 0.00% | −31,872−7.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 352,872 | $319.0K | 0.00% | −19,737−5.3% | Reduced |
| Clarkston Capital Partners, LLC | 347,016 | $314.0K | 0.01% | +39,900+13.0% | Added |
| Group One Trading, L.P. | 279,709 | $253.0K | 0.01% | +169,322+153.4% | Added |
| JPMorgan Chase & Co | 252,139 | $228.0K | 0.00% | +56,483+28.9% | Added |
| Northern Trust Corp | 247,844 | $225.0K | 0.00% | +2,142+0.9% | Added |
| Gabelli Funds LLC | 214,259 | $194.0K | 0.00% | −53,000−19.8% | Reduced |
| Bank of America Corp | 211,645 | $191.0K | 0.00% | −666−0.3% | Reduced |
| Integrated Investment Consultants, LLC | 170,303 | $154.0K | 0.06% | −175,000−50.7% | Reduced |
| Susquehanna International Group, LLP | 143,052 | $130.0K | 0.00% | −649,863−82.0% | Reduced |
| Bank of New York Mellon Corp | 124,896 | $113.0K | 0.00% | 00.0% | Unchanged |
| Telemus Capital, LLC | 123,514 | $112.0K | 0.01% | +40,000+47.9% | Added |
| U.S. Capital Wealth Advisors, LLC | 114,055 | $103.0K | 0.01% | 00.0% | Unchanged |
| Natixis | 100,572 | $96.0K | 0.00% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 102,722 | $93.0K | 0.00% | +10,283+11.1% | Added |
| Parallax Volatility Advisers, L.P. | 98,843 | $89.0K | 0.00% | +56,130+131.4% | Added |
| Schechter Investment Advisors, LLC | 85,667 | $78.0K | 0.01% | −12,250−12.5% | Reduced |
| Lazard Asset Management LLC | 86,146 | $77.0K | 0.00% | −44,300−34.0% | Reduced |
| LPL Financial LLC | 79,857 | $72.0K | 0.00% | −12,750−13.8% | Reduced |
| Canada Pension Plan Investment Board | 75,672 | $69.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 76,650 | $69.0K | 0.00% | +5,440+7.6% | Added |
| Wolverine Trading, LLC | 71,693 | $68.0K | 0.00% | +58,298+435.2% | Added |
| Winton Group Ltd | 74,030 | $67.0K | 0.00% | −5,803−7.3% | Reduced |
| Glenview Trust Co | 70,084 | $63.0K | 0.00% | 00.0% | Unchanged |
| Ironwood Investment Management LLC | 65,180 | $59.0K | 0.04% | +161+0.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 60,962 | $55.0K | 0.00% | −427−0.7% | Reduced |
| Twinbeech Capital LP | 60,355 | $55.0K | 0.00% | +60,355 | New |
| Plante Moran Financial Advisors, LLC | 56,165 | $51.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 56,568 | $51.0K | 0.00% | +3,562+6.7% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 55,300 | $50.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 52,075 | $47.0K | 0.01% | −15,479−22.9% | Reduced |
| III Capital Management | 50,000 | $45.0K | 0.00% | +50,000 | New |
| Jane Street Group, LLC | 49,075 | $44.0K | 0.00% | +49,075 | New |
| Truvestments Capital LLC | 41,391 | $37.0K | 0.02% | −3,641−8.1% | Reduced |
| Cetera Advisor Networks LLC | 38,045 | $34.0K | 0.00% | −15,610−29.1% | Reduced |
| Renaissance Technologies LLC | 34,600 | $31.0K | 0.00% | +34,600 | New |
| Cutler Group LP | 31,216 | $28.0K | 0.00% | +20,758+198.5% | Added |
| Venture Visionary Partners LLC | 30,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 29,284 | $27.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 30,625 | $27.0K | 0.00% | +30,625 | New |
| Avantax Advisory Services, Inc. | 26,300 | $24.0K | 0.00% | −300−1.1% | Reduced |
| Royal Bank of Canada | 24,896 | $23.0K | 0.00% | −72,333−74.4% | Reduced |
| Wells Fargo & Company | 23,731 | $22.0K | 0.00% | +50.0% | Added |
| Gamco Investors, Inc. Et Al | 22,000 | $20.0K | 0.00% | −25,000−53.2% | Reduced |
| Advisor Group Holdings, Inc. | 19,744 | $19.0K | 0.00% | +5,348+37.1% | Added |
| Signature Wealth Management Partners, LLC | 19,300 | $17.0K | 0.02% | 00.0% | Unchanged |
| HRT Financial LP | 18,587 | $16.0K | 0.00% | +18,587 | New |
| McGuire Investment Group, LLC | 16,967 | $15.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 15,990 | $14.0K | 0.00% | −5,000−23.8% | Reduced |
| Rothschild Investment Corp | 15,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 14,975 | $14.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 15,660 | $14.0K | 0.00% | 00.0% | Unchanged |
| Zhang Financial LLC | 14,933 | $14.0K | 0.00% | 00.0% | Unchanged |
| S.A. Mason LLC | 15,000 | $14.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 15,044 | $14.0K | 0.00% | +11,088+280.3% | Added |
| Traynor Capital Management, Inc. | 16,026 | $14.0K | 0.00% | +16,026 | New |
| Two Sigma Securities, LLC | 14,698 | $13.0K | 0.00% | −13,990−48.8% | Reduced |
| Principal Financial Group Inc | 13,918 | $13.0K | 0.00% | +414+3.1% | Added |
| Engineers Gate Manager LP | 14,085 | $13.0K | 0.00% | +14,085 | New |
| PEAK6 Investments LLC | 12,919 | $12.0K | 0.00% | −17,977−58.2% | Reduced |
| Victory Capital Management Inc | 13,209 | $12.0K | 0.00% | +13,209 | New |
| Castle Wealth Management LLC | 12,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| Parametrica Management Ltd | 11,704 | $11.0K | 0.02% | +11,704 | New |
| BNP Paribas Arbitrage, SA | 11,432 | $10.4K | 0.00% | +11,432 | New |
| Kestra Private Wealth Services, LLC | 10,850 | $10.0K | 0.00% | −27,500−71.7% | Reduced |
| Credit Suisse AG | 11,334 | $10.0K | 0.00% | −9,936−46.7% | Reduced |
| Commonwealth Equity Services, LLC | 12,002 | $10.0K | 0.00% | −3,800−24.0% | Reduced |
| HighTower Advisors, LLC | 11,066 | $10.0K | 0.00% | 00.0% | Unchanged |
| We Are One Seven, LLC | 10,348 | $9.00K | 0.00% | 00.0% | Unchanged |
| First National Trust Co | 10,000 | $9.00K | 0.00% | +10,000 | New |
| Harel Insurance Investments & Financial Services Ltd. | 6,144 | $6.00K | 0.00% | −868−12.4% | Reduced |
| Walleye Trading LLC | 7,079 | $6.00K | 0.00% | +7,079 | New |
| Fifth Third Bancorp | 5,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 5,000 | $4.53K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 2,986 | $3.00K | 0.00% | +600+25.1% | Added |
| Legal & General Group Plc | 1,476 | $1.00K | 0.00% | −72,356−98.0% | Reduced |
| Elequin Capital LP | 683 | $1.00K | 0.00% | −1,687−71.2% | Reduced |
| Howe & Rusling Inc | 1,000 | $1.00K | 0.00% | +1,000 | New |
| Gradient Investments LLC | 530 | $0 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 500 | $0 | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 450 | $0 | 0.00% | −59−11.6% | Reduced |
| Money Concepts Capital Corp | 140 | $0 | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 130 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 132 | $0 | 0.00% | −100−43.1% | Reduced |
| Cribstone Capital Management, LLC | 104 | $0 | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 68 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 350 | $0 | 0.00% | 00.0% | Unchanged |