SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in SmileDirectClub, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 106
- −13 vs. Q2 2022
- Shares held
- 27.4M
- −7.19M (−20.8%) vs. Q2 2022
- Total value
- $25.0M
- −$11.1M (−30.7%) vs. Q2 2022
- New holders
- 18
- 20 more added
- Sold out
- 31
- 37 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gradient Investments LLC | 530 | $0 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 500 | $0 | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 450 | $0 | 0.00% | −59−11.6% | Reduced |
| Money Concepts Capital Corp | 140 | $0 | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 130 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 132 | $0 | 0.00% | −100−43.1% | Reduced |
| Cribstone Capital Management, LLC | 104 | $0 | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 68 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Siena Capital LLC | 15 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| The PNC Financial Services Group, Inc. | 22 | $0 | 0.00% | +22 | New |
| Global Retirement Partners, LLC | 43 | $0 | 0.00% | +43 | New |
| Beacon Capital Management, LLC | 100 | $0 | 0.00% | −100−50.0% | Reduced |
| Legal & General Group Plc | 1,476 | $1.00K | 0.00% | −72,356−98.0% | Reduced |
| Elequin Capital LP | 683 | $1.00K | 0.00% | −1,687−71.2% | Reduced |
| Howe & Rusling Inc | 1,000 | $1.00K | 0.00% | +1,000 | New |
| National Bank of Canada | 2,986 | $3.00K | 0.00% | +600+25.1% | Added |
| American Portfolios Advisors | 5,000 | $4.53K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 5,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 6,144 | $6.00K | 0.00% | −868−12.4% | Reduced |
| Walleye Trading LLC | 7,079 | $6.00K | 0.00% | +7,079 | New |
| We Are One Seven, LLC | 10,348 | $9.00K | 0.00% | 00.0% | Unchanged |
| First National Trust Co | 10,000 | $9.00K | 0.00% | +10,000 | New |
| Kestra Private Wealth Services, LLC | 10,850 | $10.0K | 0.00% | −27,500−71.7% | Reduced |
| Credit Suisse AG | 11,334 | $10.0K | 0.00% | −9,936−46.7% | Reduced |
| Commonwealth Equity Services, LLC | 12,002 | $10.0K | 0.00% | −3,800−24.0% | Reduced |
| HighTower Advisors, LLC | 11,066 | $10.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 11,432 | $10.4K | 0.00% | +11,432 | New |
| Castle Wealth Management LLC | 12,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| Parametrica Management Ltd | 11,704 | $11.0K | 0.02% | +11,704 | New |
| PEAK6 Investments LLC | 12,919 | $12.0K | 0.00% | −17,977−58.2% | Reduced |
| Victory Capital Management Inc | 13,209 | $12.0K | 0.00% | +13,209 | New |
| Two Sigma Securities, LLC | 14,698 | $13.0K | 0.00% | −13,990−48.8% | Reduced |
| Principal Financial Group Inc | 13,918 | $13.0K | 0.00% | +414+3.1% | Added |
| Engineers Gate Manager LP | 14,085 | $13.0K | 0.00% | +14,085 | New |
| Raymond James Financial Services Advisors, Inc. | 15,990 | $14.0K | 0.00% | −5,000−23.8% | Reduced |
| Rothschild Investment Corp | 15,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 14,975 | $14.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 15,660 | $14.0K | 0.00% | 00.0% | Unchanged |
| Zhang Financial LLC | 14,933 | $14.0K | 0.00% | 00.0% | Unchanged |
| S.A. Mason LLC | 15,000 | $14.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 15,044 | $14.0K | 0.00% | +11,088+280.3% | Added |
| Traynor Capital Management, Inc. | 16,026 | $14.0K | 0.00% | +16,026 | New |
| McGuire Investment Group, LLC | 16,967 | $15.0K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 18,587 | $16.0K | 0.00% | +18,587 | New |
| Signature Wealth Management Partners, LLC | 19,300 | $17.0K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 19,744 | $19.0K | 0.00% | +5,348+37.1% | Added |
| Gamco Investors, Inc. Et Al | 22,000 | $20.0K | 0.00% | −25,000−53.2% | Reduced |
| Wells Fargo & Company | 23,731 | $22.0K | 0.00% | +50.0% | Added |
| Royal Bank of Canada | 24,896 | $23.0K | 0.00% | −72,333−74.4% | Reduced |
| Avantax Advisory Services, Inc. | 26,300 | $24.0K | 0.00% | −300−1.1% | Reduced |
| Venture Visionary Partners LLC | 30,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 29,284 | $27.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 30,625 | $27.0K | 0.00% | +30,625 | New |
| Cutler Group LP | 31,216 | $28.0K | 0.00% | +20,758+198.5% | Added |
| Renaissance Technologies LLC | 34,600 | $31.0K | 0.00% | +34,600 | New |
| Cetera Advisor Networks LLC | 38,045 | $34.0K | 0.00% | −15,610−29.1% | Reduced |
| Truvestments Capital LLC | 41,391 | $37.0K | 0.02% | −3,641−8.1% | Reduced |
| Jane Street Group, LLC | 49,075 | $44.0K | 0.00% | +49,075 | New |
| III Capital Management | 50,000 | $45.0K | 0.00% | +50,000 | New |
| International Assets Investment Management, LLC | 52,075 | $47.0K | 0.01% | −15,479−22.9% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 55,300 | $50.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 56,165 | $51.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 56,568 | $51.0K | 0.00% | +3,562+6.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 60,962 | $55.0K | 0.00% | −427−0.7% | Reduced |
| Twinbeech Capital LP | 60,355 | $55.0K | 0.00% | +60,355 | New |
| Ironwood Investment Management LLC | 65,180 | $59.0K | 0.04% | +161+0.2% | Added |
| Glenview Trust Co | 70,084 | $63.0K | 0.00% | 00.0% | Unchanged |
| Winton Group Ltd | 74,030 | $67.0K | 0.00% | −5,803−7.3% | Reduced |
| Wolverine Trading, LLC | 71,693 | $68.0K | 0.00% | +58,298+435.2% | Added |
| Canada Pension Plan Investment Board | 75,672 | $69.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 76,650 | $69.0K | 0.00% | +5,440+7.6% | Added |
| LPL Financial LLC | 79,857 | $72.0K | 0.00% | −12,750−13.8% | Reduced |
| Lazard Asset Management LLC | 86,146 | $77.0K | 0.00% | −44,300−34.0% | Reduced |
| Schechter Investment Advisors, LLC | 85,667 | $78.0K | 0.01% | −12,250−12.5% | Reduced |
| Parallax Volatility Advisers, L.P. | 98,843 | $89.0K | 0.00% | +56,130+131.4% | Added |
| Vident Investment Advisory, LLC | 102,722 | $93.0K | 0.00% | +10,283+11.1% | Added |
| Natixis | 100,572 | $96.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 114,055 | $103.0K | 0.01% | 00.0% | Unchanged |
| Telemus Capital, LLC | 123,514 | $112.0K | 0.01% | +40,000+47.9% | Added |
| Bank of New York Mellon Corp | 124,896 | $113.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 143,052 | $130.0K | 0.00% | −649,863−82.0% | Reduced |
| Integrated Investment Consultants, LLC | 170,303 | $154.0K | 0.06% | −175,000−50.7% | Reduced |
| Bank of America Corp | 211,645 | $191.0K | 0.00% | −666−0.3% | Reduced |
| Gabelli Funds LLC | 214,259 | $194.0K | 0.00% | −53,000−19.8% | Reduced |
| Northern Trust Corp | 247,844 | $225.0K | 0.00% | +2,142+0.9% | Added |
| JPMorgan Chase & Co | 252,139 | $228.0K | 0.00% | +56,483+28.9% | Added |
| Group One Trading, L.P. | 279,709 | $253.0K | 0.01% | +169,322+153.4% | Added |
| Clarkston Capital Partners, LLC | 347,016 | $314.0K | 0.01% | +39,900+13.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 352,872 | $319.0K | 0.00% | −19,737−5.3% | Reduced |
| Deutsche Bank AG | 414,128 | $375.0K | 0.00% | −31,872−7.1% | Reduced |
| Rockefeller Capital Management L.P. | 443,250 | $401.0K | 0.00% | −2,500−0.6% | Reduced |
| Susquehanna Fundamental Investments, LLC | 479,522 | $434.0K | 0.01% | +479,522 | New |
| UBS Group AG | 490,305 | $444.0K | 0.00% | −179,970−26.9% | Reduced |
| Stephens Inc | 513,708 | $465.0K | 0.01% | −7,992−1.5% | Reduced |
| Bank of Montreal | 423,743 | $517.0K | 0.00% | +3,915+0.9% | Added |
| Morgan Stanley | 915,926 | $830.0K | 0.00% | −269,247−22.7% | Reduced |
| Geode Capital Management, LLC | 1,009,329 | $913.0K | 0.00% | +1,835+0.2% | Added |