Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ROIC is no longer listed, so this page shows Q4 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 230
- −2 vs. Q3 2024
- Shares held
- 123.9M
- +1.38M (+1.1%) vs. Q3 2024
- Total value
- $2.16B
- +$229.4M (+11.9%) vs. Q3 2024
- New holders
- 51
- 76 more added
- Sold out
- 53
- 73 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rbo & Co LLC | 740,529 | $12.9M | 2.10% | −16,376−2.2% | Reduced |
| Strategy Asset Managers LLC | 811,554 | $14.1M | 2.73% | −64,625−7.4% | Reduced |
| UBS Asset Management Americas Inc | 871,745 | $15.1M | 0.00% | −80,507−8.5% | Reduced |
| Bank of America Corp | 892,627 | $15.5M | 0.00% | +528,502+145.1% | Added |
| Legal & General Group Plc | 899,968 | $15.6M | 0.00% | −62,592−6.5% | Reduced |
| Dimensional Fund Advisors LP | 1,025,737 | $17.8M | 0.00% | −779,120−43.2% | Reduced |
| Norges Bank | 1,106,780 | $19.2M | 0.00% | +548,227+98.2% | Added |
| Bank of New York Mellon Corp | 1,124,585 | $19.5M | 0.00% | −17,437−1.5% | Reduced |
| CNH Partners LLC | 1,154,266 | $20.0M | 0.47% | +1,154,266 | New |
| Water Island Capital LLC | 1,311,468 | $22.8M | 2.74% | +1,311,468 | New |
| Alpine Associates Management Inc. | 1,350,000 | $23.4M | 1.42% | +1,350,000 | New |
| Millennium Management LLC | 1,364,688 | $23.7M | 0.02% | +466,985+52.0% | Added |
| Quinn Opportunity Partners LLC | 1,464,385 | $25.4M | 1.83% | +468,704+47.1% | Added |
| Goldman Sachs Group Inc | 1,468,939 | $25.5M | 0.00% | +619,360+72.9% | Added |
| Morgan Stanley | 1,470,522 | $25.5M | 0.00% | −761,464−34.1% | Reduced |
| Picton Mahoney Asset Management | 1,575,000 | $27.3M | 1.04% | +1,575,000 | New |
| Federated Hermes, Inc. | 1,797,666 | $31.2M | 0.07% | −2,887,799−61.6% | Reduced |
| Glazer Capital, LLC | 1,914,917 | $33.2M | 2.25% | +1,914,917 | New |
| Northern Trust Corp | 2,226,804 | $38.7M | 0.01% | +788,156+54.8% | Added |
| Charles Schwab Investment Management Inc | 2,379,547 | $41.3M | 0.01% | +32,429+1.4% | Added |
| Citigroup Inc | 2,701,833 | $46.9M | 0.05% | +2,463,518+1,033.7% | Added |
| Highland Capital Management Fund Advisors, L.P. | 2,908,421 | $50.5M | 5.87% | +2,908,421 | New |
| JPMorgan Chase & Co | 3,235,094 | $56.2M | 0.00% | +1,196,057+58.7% | Added |
| Geode Capital Management, LLC | 3,277,049 | $56.9M | 0.00% | −13,924−0.4% | Reduced |
| Vivaldi Asset Management, LLC | 5,308,294 | $92.2M | 7.04% | +5,308,294 | New |
| Principal Financial Group Inc | 5,872,537 | $101.9M | 0.06% | −235,056−3.8% | Reduced |
| HBK Investments L P | 6,327,788 | $109.9M | 2.09% | +6,327,788 | New |
| State Street Corp | 7,508,526 | $131.5M | 0.01% | +200,714+2.7% | Added |
| Vanguard Group Inc | 19,482,398 | $338.2M | 0.01% | +14,122+0.1% | Added |
| BlackRock, Inc. | 23,571,753 | $409.2M | 0.01% | +397,326+1.7% | Added |
| Centersquare Investment Management LLC | 0 | $0 | 0.00% | −9,508,450−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −3,131,367−100.0% | Sold out |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −2,042,989−100.0% | Sold out |
| Lasalle Investment Management Securities LLC | 0 | $0 | 0.00% | −1,811,064−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −361,600−100.0% | Sold out |
| APG Asset Management US Inc. | 0 | $0 | 0.00% | −360,613−100.0% | Sold out |
| Easterly Investment Partners LLC | 0 | $0 | 0.00% | −289,654−100.0% | Sold out |
| Davis Selected Advisers | 0 | $0 | 0.00% | −265,055−100.0% | Sold out |
| Lighthouse Investment Partners, LLC | 0 | $0 | 0.00% | −230,000−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −151,259−100.0% | Sold out |
| Nan Fung Trinity (HK) Ltd | 0 | $0 | 0.00% | −150,400−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −149,721−100.0% | Sold out |
| Sapience Investments, LLC | 0 | $0 | 0.00% | −146,986−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −109,662−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −104,282−100.0% | Sold out |
| Allstate Corp | 0 | $0 | 0.00% | −90,967−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −75,600−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −74,100−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −65,384−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −49,294−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −48,967−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −45,901−100.0% | Sold out |
| Quest Partners LLC | 0 | $0 | 0.00% | −38,875−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −35,757−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −35,238−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −34,654−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −33,694−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −30,474−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −28,850−100.0% | Sold out |
| Susquehanna Portfolio Strategies, LLC | 0 | $0 | 0.00% | −26,746−100.0% | Sold out |
| Miller Howard Investments Inc | 0 | $0 | 0.00% | −22,318−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,003−100.0% | Sold out |
| RSM US Wealth Management LLC | 0 | $0 | 0.00% | −15,545−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −14,999−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −14,604−100.0% | Sold out |
| Veriti Management LLC | 0 | $0 | 0.00% | −13,274−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −12,998−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −12,428−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −11,999−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −7,768−100.0% | Sold out |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | $0 | 0.00% | −7,122−100.0% | Sold out |
| Catalyst Funds Management Pty Ltd | 0 | $0 | 0.00% | −3,400−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −1,728−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,207−100.0% | Sold out |
| Aspire Private Capital, LLC | 0 | $0 | 0.00% | −270−100.0% | Sold out |
| Your Advocates Ltd., LLP | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −188−100.0% | Sold out |
| Capital Performance Advisors LLP | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Mendota Financial Group, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Migdal Insurance & Financial Holdings Ltd. | 0 | $0 | 0.00% | −19−100.0% | Sold out |
| Avion Wealth | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,872−100.0% | Sold out |
| Ranger Global Real Estate Advisors, LLC | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |