Rivernorth Opportunities Fund, Inc.
RIV.RI- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Rivernorth Opportunities Fund, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Rivernorth Opportunities Fund, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Galley Patrick W. | President | 330,695 | Oct 14, 2025 | 1 |
| O'Neill Stephen Andrew | Other: Portfolio Manager | 94,768 | Oct 14, 2025 | 1 |
| Raio Jerry | Director | 8,412 | Oct 14, 2025 | 1 |
| RiverNorth Strategic Holdings, LLC | Other: Holding Co | 102,395 | Oct 14, 2025 | 1 |
| Rivernorth Capital Management, LLC | Other: Adviser | 0 | Nov 27, 2024 | 0 |
| Hutchens John Wayne | Director | 7,763 | Nov 22, 2022 | 0 |
| Swanson David | Director | 1,376 | Nov 15, 2021 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Oct 27, 2023 (view filing) | Oct 27 | Same day | Raio JerryDirector | PPurchaseCommon Shares of Beneficial Interest | +2.50K | $9.74 | +$24.4K | +166.7%4.00K after | |
| Apr 11, 2023 (view filing) | Apr 10 | 1 day | Raio JerryDirector | PPurchaseCommon Shares of Beneficial Interest | +1.50K | $11.55 | +$17.3K | New position1.50K after | |
| Dec 6, 2022 (view filing) | Nov 15 | 21 daysLate | Galley Patrick W.President | PPurchaseCommon Shares of Beneficial Interest | +41.9K | $0.00 | $0 | +17.4%282.0K after | |
| Nov 22, 2022 (view filing) | Nov 8 | 14 daysLate | Hutchens John WayneDirector | PPurchaseCommon Shares of Beneficial Interest | +2.77K | $11.93 | +$33.1K | +55.6%7.76K after | |
| Jan 25, 2022 (view filing) | Jan 24 | 1 day | O'Neill Stephen AndrewOther: Officer Subadviser | PPurchaseCommon Shares of Beneficial Interest | +5.00K | $14.95 | +$74.7K | +7.5%71.2K after | 6 lots |
| Nov 17, 2021 (view filing) | Nov 16 | 1 day | Hutchens John WayneDirector | PPurchaseCommon Shares of Beneficial Interest | +1.66K | $16.81 | +$28.0K | +33.3%6.65K after | |
| Nov 17, 2021 (view filing) | Nov 15 | 2 days | O'Neill Stephen AndrewOther: Officer of Subadviser | PPurchaseCommon Shares of Beneficial Interest | +16.6K | $16.81 | +$278.3K | +33.3%66.2K after | Amended |
| Nov 15, 2021 (view filing) | Nov 15 | Same day | Swanson DavidDirector | PPurchaseCommon Shares of Beneficial Interest | +344 | $16.81 | +$5.78K | +33.3%1.38K after |