Galley Patrick W.'s Form 4 filing
Rivernorth Opportunities Fund, Inc. (RIV) · filed Dec 6, 2022
- Accession no.
- 0001398344-22-024148
- Filed
- Dec 6, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 21 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 0 derivative transactions. It was filed 21 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Galley Patrick W.CIK 0001646929 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +41,899 | $0.00 | $0 | 282,018 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.