O'Neill Stephen Andrew's Form 4 filing
Rivernorth Opportunities Fund, Inc. (RIV) · filed Jan 25, 2022
- Accession no.
- 0001398344-22-000998
- Filed
- Jan 25, 2022
- Trade date
- Jan 24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $74.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Neill Stephen AndrewCIK 0001662140 | Other: Officer Subadviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +1,702 | $14.98 | +$25,495.96 | 67,929 | Direct | |
| Jan 24, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +500 | $14.94 | +$7,470 | 68,429 | Direct | |
| Jan 24, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +200 | $14.95 | +$2,990 | 68,629 | Direct | |
| Jan 24, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +1,198 | $14.92 | +$17,874.16 | 69,827 | Direct | |
| Jan 24, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +200 | $14.97 | +$2,994 | 70,027 | Direct | |
| Jan 24, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +1,200 | $14.92 | +$17,904 | 71,227 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.