O'Neill Stephen Andrew's Form 4/A amendment
AmendedRivernorth Opportunities Fund, Inc. (RIV) · filed Nov 17, 2021
- Accession no.
- 0001398344-21-021709
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 16, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $278.3K. It was filed 2 days after the trade.
This amendment replaces 0001398344-21-021673 (filed Nov 16, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Neill Stephen AndrewCIK 0001662140 | Other: Officer of Subadviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Shares of Beneficial Interest | PPurchaseAcquired | +16,557 | $16.81 | +$278,323.17 | 66,227 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.