Swanson David
- SEC CIK
- 0001298613
In the past year, 1 open-market sale filing worth $8.43K and no purchases.
Current role at each company
- OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.Directoras of Jun 23, 2026
- RIV Rivernorth Opportunities Fund, Inc.Directoras of Nov 15, 2021
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- –
- 0 filings
- Sold
- $8.43K
- 1 filing
- Net
- −$8.43K
- Bought minus sold
- Companies
- 1
- With open-market trades
Trades
Every Form 4 that lists Swanson David as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Director3 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 23, 2026 (view filing) | May 26 | 28 daysLate | Swanson DavidDirector | SSalePreferred Stock | −505 | $16.69 | −$8.43K | −36.3%885 after | |
| Dec 28, 2021 (view filing) | Dec 27 | 1 day | Swanson DavidDirector | PPurchasePreferred Stock | +2.02K | $24.80 | +$50.1K | New position2.02K after | |
| Oct 8, 2021 (view filing) | Oct 5 | 3 daysLate | Swanson DavidDirector | PPurchaseTransferable Subscription Rights (OPP RT) | +355 | $14.48 | +$5.14K | +33.3%1.42K after |
RIV Rivernorth Opportunities Fund, Inc.
Director1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 (view filing) | Nov 15 | Same day | Swanson DavidDirector | PPurchaseCommon Shares of Beneficial Interest | +344 | $16.81 | +$5.78K | +33.3%1.38K after |