Swanson David's Form 4 filing
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) · filed Oct 8, 2021
- Accession no.
- 0001398344-21-019790
- Filed
- Oct 8, 2021
- Trade date
- Sep 13-Oct 5, 2021
- Filing delay
- 25 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $5.14K. It was filed 25 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swanson DavidCIK 0001298613 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Transferable Subscription Rights (OPP RT) | AGrant or awardAcquired | +355 | $0.00 | $0 | 355 | Direct | |
| Oct 5, 2021 | Transferable Subscription Rights (OPP RT) | DReturned to the companyDisposed | −355 | $0.00 | $0 | 0 | Direct | |
| Oct 5, 2021 | Transferable Subscription Rights (OPP RT) | PPurchaseAcquired | +355 | $14.48 | +$5,140.4 | 1,420 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.