Rafael Holdings, Inc.
RFL- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001713863
No open-market purchases or sales by Rafael Holdings, Inc. insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $12.7M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Rafael Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 79
- +11 vs. Q2 2021
- Shares held
- 8.77M
- +3.92M (+80.9%) vs. Q2 2021
- Total value
- $269.6M
- +$22.2M (+9.0%) vs. Q2 2021
- New holders
- 21
- 30 more added
- Sold out
- 10
- 16 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RFL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $12.7M |
| Q1 2026 | 43 | $4.39M |
| Q4 2025 | 43 | $4.66M |
| Q3 2025 | 50 | $5.48M |
| Q2 2025 | 49 | $6.40M |
| Q1 2025 | 41 | $5.89M |
| Q4 2024 | 37 | $3.94M |
| Q3 2024 | 33 | $4.58M |
| Q2 2024 | 43 | $3.62M |
| Q1 2024 | 45 | $4.77M |
| Q4 2023 | 44 | $4.91M |
| Q3 2023 | 42 | $4.77M |
| Q2 2023 | 45 | $5.71M |
| Q1 2023 | 45 | $3.96M |
| Q4 2022 | 43 | $5.03M |
| Q3 2022 | 48 | $5.33M |
| Q2 2022 | 59 | $9.98M |
| Q1 2022 | 71 | $18.5M |
| Q4 2021 | 68 | $49.0M |
| Q3 2021 | 79 | $269.6M |
| Q2 2021 | 70 | $247.5M |
| Q1 2021 | 69 | $200.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rafael Holdings, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Park West Asset Management LLC | 1,978,250 | $60.8M | 1.72% | +1,978,250 | New |
| Newtyn Management, LLC | 906,053 | $27.8M | 7.43% | +540,613+147.9% | Added |
| Vanguard Group Inc | 715,489 | $22.0M | 0.00% | +39,229+5.8% | Added |
| Dimensional Fund Advisors LP | 701,482 | $21.6M | 0.01% | −41,264−5.6% | Reduced |
| Old West Investment Management, LLC | 632,851 | $19.4M | 8.52% | +1,153+0.2% | Added |
| BlackRock Inc. | 611,993 | $18.8M | 0.00% | −14,202−2.3% | Reduced |
| Cadian Capital Management, LP | 381,930 | $11.7M | 0.44% | +381,930 | New |
| Kahn Brothers Group Inc | 311,735 | $9.58M | 1.35% | −2,318−0.7% | Reduced |
| Great Point Partners LLC | 285,714 | $8.78M | 2.08% | +285,714 | New |
| Renaissance Technologies LLC | 245,831 | $7.55M | 0.01% | −43,300−15.0% | Reduced |
| Goldman Sachs Group Inc | 195,113 | $6.00M | 0.00% | +179,272+1,131.7% | Added |
| State Street Corp | 175,072 | $5.38M | 0.00% | +4,579+2.7% | Added |
| Geode Capital Management, LLC | 166,446 | $5.11M | 0.00% | +850+0.5% | Added |
| Portolan Capital Management, LLC | 123,980 | $3.81M | 0.28% | +123,980 | New |
| GW&K Investment Management, LLC | 122,710 | $3.77M | 0.03% | −31,738−20.5% | Reduced |
| Northern Trust Corp | 113,144 | $3.48M | 0.00% | −4,562−3.9% | Reduced |
| Citadel Advisors LLC | 110,091 | $3.38M | 0.00% | +104,318+1,807.0% | Added |
| Susquehanna International Group, LLP | 98,671 | $3.03M | 0.00% | +53,403+118.0% | Added |
| Morgan Stanley | 84,972 | $2.61M | 0.00% | +67,742+393.2% | Added |
| SkyOak Wealth, LLC | 84,500 | $2.60M | 0.70% | +84,500 | New |
| Adirondack Retirement Specialists, Inc. | 56,040 | $1.72M | 1.59% | +56,040 | New |
| Millennium Management LLC | 53,193 | $1.64M | 0.00% | +35,983+209.1% | Added |
| Kestra Private Wealth Services, LLC | 50,000 | $1.54M | 0.09% | +50,000 | New |
| Marshall Wace North America L.P. | 49,985 | $1.54M | 0.01% | +49,985 | New |
| Deutsche Bank AG | 46,301 | $1.42M | 0.00% | +5,465+13.4% | Added |
| Quinn Opportunity Partners LLC | 44,075 | $1.35M | 0.09% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 36,000 | $1.33M | 0.00% | −1,036−2.8% | Reduced |
| Bank of New York Mellon Corp | 30,243 | $930.0K | 0.00% | +2,834+10.3% | Added |
| Prelude Capital Management, LLC | 26,868 | $826.0K | 0.05% | +7,706+40.2% | Added |
| Charles Schwab Investment Management Inc | 25,195 | $775.0K | 0.00% | +598+2.4% | Added |
| Diametric Capital, LP | 22,771 | $756.0K | 0.60% | −7,953−25.9% | Reduced |
| Soleus Capital Management, L.P. | 21,742 | $668.0K | 0.10% | −15,000−40.8% | Reduced |
| Jacob Asset Management of New York LLC | 21,300 | $655.0K | 0.24% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 20,597 | $633.0K | 0.00% | +20,597 | New |
| JPMorgan Chase & Co | 20,299 | $624.0K | 0.00% | +1,070+5.6% | Added |
| Laurel Wealth Advisors, Inc. | 15,884 | $488.0K | 0.09% | −529−3.2% | Reduced |
| HRT Financial LP | 12,193 | $374.0K | 0.00% | +12,193 | New |
| Boothbay Fund Management, LLC | 11,841 | $364.0K | 0.01% | −35,916−75.2% | Reduced |
| Jump Financial, LLC | 11,677 | $359.0K | 0.03% | +11,677 | New |
| Rhumbline Advisers | 11,065 | $340.0K | 0.00% | +222+2.0% | Added |
| DuPont Capital Management Corp | 9,600 | $295.0K | 0.01% | +9,600 | New |
| State of Wisconsin Investment Board | 8,700 | $267.0K | 0.00% | +2,500+40.3% | Added |
| New York State Common Retirement Fund | 8,478 | $261.0K | 0.00% | +7+0.1% | Added |
| Parametric Portfolio Associates LLC | 8,487 | $261.0K | 0.00% | +278+3.4% | Added |
| PEAK6 Investments LLC | 8,404 | $258.0K | 0.01% | +8,404 | New |
| ExodusPoint Capital Management, LP | 7,013 | $216.0K | 0.00% | +7,013 | New |
| Signaturefd, LLC | 6,953 | $214.0K | 0.01% | +6,953 | New |
| AQR Capital Management LLC | 6,716 | $206.0K | 0.00% | +6,716 | New |
| Squarepoint Ops LLC | 6,619 | $203.0K | 0.00% | +6,619 | New |
| Bank of America Corp | 5,711 | $175.0K | 0.00% | +599+11.7% | Added |
| California State Teachers Retirement System | 5,533 | $170.0K | 0.00% | −7,872−58.7% | Reduced |
| American International Group, Inc. | 5,334 | $164.0K | 0.00% | −126−2.3% | Reduced |
| SG Americas Securities, LLC | 5,020 | $154.0K | 0.00% | +5,020 | New |
| UBS Group AG | 4,788 | $147.0K | 0.00% | +38+0.8% | Added |
| Tower Research Capital LLC (TRC) | 4,450 | $137.0K | 0.00% | +3,736+523.2% | Added |
| MetLife Investment Management | 4,127 | $126.8K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,036 | $93.3K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 3,000 | $92.0K | 0.01% | +3,000 | New |
| Royal Bank of Canada | 2,886 | $88.0K | 0.00% | +319+12.4% | Added |
| STRS Ohio | 2,300 | $70.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,000 | $61.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,702 | $52.3K | 0.00% | +1,356+391.9% | Added |
| Advisor Group Holdings, Inc. | 1,480 | $45.0K | 0.00% | −400−21.3% | Reduced |
| Citigroup Inc | 1,115 | $34.0K | 0.00% | +276+32.9% | Added |
| Parallel Advisors, LLC | 1,041 | $32.0K | 0.00% | +1,000+2,439.0% | Added |
| Legal & General Group Plc | 1,013 | $31.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 1,000 | $31.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 922 | $29.0K | 0.00% | +210+29.5% | Added |
| Meeder Asset Management Inc | 900 | $28.0K | 0.00% | −93−9.4% | Reduced |
| New York State Teachers Retirement System | 800 | $25.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 770 | $24.0K | 0.00% | −160−17.2% | Reduced |
| O'Shaughnessy Asset Management, LLC | 616 | $19.0K | 0.00% | +469+319.0% | Added |
| Captrust Financial Advisors | 538 | $17.0K | 0.00% | +38+7.6% | Added |
| Russell Investments Group, Ltd. | 466 | $14.0K | 0.00% | +466 | New |
| Harbour Investments, Inc. | 50 | $2.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 65 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 18 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 47 | $1.00K | 0.00% | +41+683.3% | Added |
| Sandy Spring Bank | 33 | $1.00K | 0.00% | +33 | New |
| Raymond James & Associates | 0 | $0 | 0.00% | −9,050−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −6,605−100.0% | Sold out |
| Stonnington Group, LLC | 0 | $0 | 0.00% | −5,800−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −5,982−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −4,420−100.0% | Sold out |
| Shikiar Asset Management Inc | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1,308−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −906−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| regents capital Ltd | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |