Rafael Holdings, Inc.
RFL- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001713863
No open-market purchases or sales by Rafael Holdings, Inc. insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $12.7M in total; no superinvestor holds it.
Q3 2021 vs. Q2 2021
How the institutions holding Rafael Holdings, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 70 | 2 | 79 | +11 |
| Shares | 4.85M | 2.88K | 8.77M | +3.92M (+80.9%) |
| Value | $247.5M | $147.0K | $269.6M | +$22.2M (+9.0%) |
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (21)
Institutions that held Rafael Holdings, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Park West Asset Management LLC | 1,978,250 | $60.8M | 1.72% |
| Cadian Capital Management, LP | 381,930 | $11.7M | 0.44% |
| Great Point Partners LLC | 285,714 | $8.78M | 2.08% |
| Portolan Capital Management, LLC | 123,980 | $3.81M | 0.28% |
| SkyOak Wealth, LLC | 84,500 | $2.60M | 0.70% |
| Adirondack Retirement Specialists, Inc. | 56,040 | $1.72M | 1.59% |
| Kestra Private Wealth Services, LLC | 50,000 | $1.54M | 0.09% |
| Marshall Wace North America L.P. | 49,985 | $1.54M | 0.01% |
| Two Sigma Investments, LP | 20,597 | $633.0K | 0.00% |
| HRT Financial LP | 12,193 | $374.0K | 0.00% |
| Jump Financial, LLC | 11,677 | $359.0K | 0.03% |
| DuPont Capital Management Corp | 9,600 | $295.0K | 0.01% |
| PEAK6 Investments LLC | 8,404 | $258.0K | 0.01% |
| ExodusPoint Capital Management, LP | 7,013 | $216.0K | 0.00% |
| Signaturefd, LLC | 6,953 | $214.0K | 0.01% |
| AQR Capital Management LLC | 6,716 | $206.0K | 0.00% |
| Squarepoint Ops LLC | 6,619 | $203.0K | 0.00% |
| SG Americas Securities, LLC | 5,020 | $154.0K | 0.00% |
| Caption Management, LLC | 3,000 | $92.0K | 0.01% |
| Russell Investments Group, Ltd. | 466 | $14.0K | 0.00% |
| Sandy Spring Bank | 33 | $1.00K | 0.00% |
Sold out (10)
Institutions that held Rafael Holdings, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Raymond James & Associates | 9,050 | $462.0K |
| Price T Rowe Associates Inc | 6,605 | $337.0K |
| Stonnington Group, LLC | 5,800 | $336.0K |
| Manufacturers Life Insurance Company, The | 5,982 | $305.0K |
| Invesco Ltd. | 4,420 | $225.0K |
| Shikiar Asset Management Inc | 4,100 | $209.0K |
| Barclays PLC | 1,308 | $67.0K |
| Dorsey Wright & Associates | 906 | $46.0K |
| Advisory Services Network, LLC | 100 | $5.00K |
| Ellevest, Inc. | 13 | $1.00K |
Not filed for Q3 2021 yet (2)
Institutions that held Rafael Holdings, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| regents capital Ltd | 2,500 | $128.0K |
| CWM, LLC | 375 | $19.0K |