Rafael Holdings, Inc.
RFL- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001713863
No open-market purchases or sales by Rafael Holdings, Inc. insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $12.7M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Rafael Holdings, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −10 vs. Q3 2021
- Shares held
- 9.60M
- +883.9K (+10.1%) vs. Q3 2021
- Total value
- $49.0M
- −$219.1M (−81.7%) vs. Q3 2021
- New holders
- 21
- 20 more added
- Sold out
- 31
- 17 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RFL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $12.7M |
| Q1 2026 | 43 | $4.39M |
| Q4 2025 | 43 | $4.66M |
| Q3 2025 | 50 | $5.48M |
| Q2 2025 | 49 | $6.40M |
| Q1 2025 | 41 | $5.89M |
| Q4 2024 | 37 | $3.94M |
| Q3 2024 | 33 | $4.58M |
| Q2 2024 | 43 | $3.62M |
| Q1 2024 | 45 | $4.77M |
| Q4 2023 | 44 | $4.91M |
| Q3 2023 | 42 | $4.77M |
| Q2 2023 | 45 | $5.71M |
| Q1 2023 | 45 | $3.96M |
| Q4 2022 | 43 | $5.03M |
| Q3 2022 | 48 | $5.33M |
| Q2 2022 | 59 | $9.98M |
| Q1 2022 | 71 | $18.5M |
| Q4 2021 | 68 | $49.0M |
| Q3 2021 | 79 | $269.6M |
| Q2 2021 | 70 | $247.5M |
| Q1 2021 | 69 | $200.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rafael Holdings, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Park West Asset Management LLC | 1,285,714 | $6.56M | 0.19% | −692,536−35.0% | Reduced |
| Morgan Stanley | 938,948 | $4.79M | 0.00% | +853,976+1,005.0% | Added |
| Vanguard Group Inc | 747,275 | $3.81M | 0.00% | +31,786+4.4% | Added |
| J. Goldman & Co LP | 685,456 | $3.50M | 0.32% | +685,456 | New |
| BlackRock Inc. | 633,948 | $3.23M | 0.00% | +21,955+3.6% | Added |
| Dimensional Fund Advisors LP | 609,939 | $3.11M | 0.00% | −91,543−13.0% | Reduced |
| Newtyn Management, LLC | 571,428 | $2.91M | 0.77% | −334,625−36.9% | Reduced |
| Old West Investment Management, LLC | 428,881 | $2.19M | 1.30% | −203,970−32.2% | Reduced |
| Two Sigma Investments, LP | 320,503 | $1.64M | 0.00% | +299,906+1,456.1% | Added |
| Cadian Capital Management, LP | 285,714 | $1.46M | 0.08% | −96,216−25.2% | Reduced |
| Great Point Partners LLC | 285,714 | $1.46M | 0.33% | 00.0% | Unchanged |
| Deep Track Capital, LP | 285,714 | $1.46M | 0.11% | +285,714 | New |
| Kahn Brothers Group Inc | 283,007 | $1.44M | 0.20% | −28,728−9.2% | Reduced |
| Two Sigma Advisers, LP | 265,000 | $1.35M | 0.00% | +265,000 | New |
| State Street Corp | 229,527 | $1.17M | 0.00% | +54,455+31.1% | Added |
| Bank of America Corp | 213,420 | $1.09M | 0.00% | +207,709+3,637.0% | Added |
| Marshall Wace, LLP | 175,966 | $896.0K | 0.00% | +175,966 | New |
| Geode Capital Management, LLC | 165,059 | $841.0K | 0.00% | −1,387−0.8% | Reduced |
| Millennium Management LLC | 154,243 | $787.0K | 0.00% | +101,050+190.0% | Added |
| Northern Trust Corp | 110,447 | $564.0K | 0.00% | −2,697−2.4% | Reduced |
| Goldman Sachs Group Inc | 93,149 | $475.0K | 0.00% | −101,964−52.3% | Reduced |
| Empery Asset Management, LP | 80,000 | $408.0K | 0.85% | +80,000 | New |
| JPMorgan Chase & Co | 76,560 | $390.0K | 0.00% | +56,261+277.2% | Added |
| Ikarian Capital, LLC | 72,515 | $370.0K | 0.11% | +72,515 | New |
| Citadel Advisors LLC | 71,153 | $363.0K | 0.00% | −38,938−35.4% | Reduced |
| Jane Street Group, LLC | 63,600 | $324.0K | 0.00% | +63,600 | New |
| Parametric Portfolio Associates LLC | 43,168 | $220.0K | 0.00% | +34,681+408.6% | Added |
| Group One Trading, L.P. | 37,364 | $191.0K | 0.00% | +37,364 | New |
| Renaissance Technologies LLC | 36,931 | $188.0K | 0.00% | −208,900−85.0% | Reduced |
| Bank of New York Mellon Corp | 31,516 | $161.0K | 0.00% | +1,273+4.2% | Added |
| Ameriprise Financial Inc | 31,650 | $161.0K | 0.00% | +31,650 | New |
| Price T Rowe Associates Inc | 29,931 | $153.0K | 0.00% | +29,931 | New |
| Cubist Systematic Strategies, LLC | 25,913 | $132.0K | 0.00% | +25,913 | New |
| Charles Schwab Investment Management Inc | 25,195 | $129.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 23,190 | $118.0K | 0.01% | +23,190 | New |
| PDT Partners, LLC | 23,001 | $117.0K | 0.01% | +23,001 | New |
| Wells Fargo & Company | 17,789 | $91.0K | 0.00% | +16,867+1,829.4% | Added |
| SG3 Management, LLC | 12,900 | $66.0K | 0.01% | +12,900 | New |
| Virtu Financial LLC | 11,869 | $61.0K | 0.01% | +11,869 | New |
| Jump Financial, LLC | 11,600 | $59.0K | 0.00% | −77−0.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 11,307 | $57.0K | 0.00% | +11,307 | New |
| Rhumbline Advisers | 11,065 | $56.0K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 9,938 | $51.0K | 0.00% | +1,534+18.3% | Added |
| Tower Research Capital LLC (TRC) | 8,787 | $45.0K | 0.00% | +4,337+97.5% | Added |
| New York State Common Retirement Fund | 8,478 | $43.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 6,703 | $34.0K | 0.00% | −39,598−85.5% | Reduced |
| Cutler Group LP | 6,303 | $32.0K | 0.00% | +6,303 | New |
| California State Teachers Retirement System | 5,533 | $28.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,601 | $28.0K | 0.00% | +813+17.0% | Added |
| American International Group, Inc. | 5,179 | $26.0K | 0.00% | −155−2.9% | Reduced |
| Optimum Investment Advisors | 4,000 | $20.0K | 0.01% | +3,000+300.0% | Added |
| Advisor Group Holdings, Inc. | 2,680 | $14.0K | 0.00% | +1,200+81.1% | Added |
| Citigroup Inc | 2,464 | $13.0K | 0.00% | +1,349+121.0% | Added |
| The PNC Financial Services Group, Inc. | 2,263 | $12.0K | 0.00% | +263+13.2% | Added |
| STRS Ohio | 2,300 | $11.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 2,109 | $10.8K | 0.00% | +407+23.9% | Added |
| Royal Bank of Canada | 2,050 | $10.0K | 0.00% | −836−29.0% | Reduced |
| Captrust Financial Advisors | 1,696 | $9.00K | 0.00% | +1,158+215.2% | Added |
| Newbridge Financial Services Group, Inc. | 1,500 | $8.00K | 0.00% | +1,500 | New |
| PFS Partners, LLC | 1,450 | $7.39K | 0.01% | +1,450 | New |
| Legal & General Group Plc | 1,013 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 770 | $4.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 375 | $2.00K | 0.00% | +375 | New |
| Meeder Asset Management Inc | 211 | $1.00K | 0.00% | −689−76.6% | Reduced |
| Parallel Advisors, LLC | 41 | $0 | 0.00% | −1,000−96.1% | Reduced |
| Harbour Investments, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 65 | $0 | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 93 | $0 | 0.00% | +93 | New |
| Portolan Capital Management, LLC | 0 | $0 | 0.00% | −123,980−100.0% | Sold out |
| GW&K Investment Management, LLC | 0 | $0 | 0.00% | −122,710−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −98,671−100.0% | Sold out |
| SkyOak Wealth, LLC | 0 | $0 | 0.00% | −84,500−100.0% | Sold out |
| Adirondack Retirement Specialists, Inc. | 0 | $0 | 0.00% | −56,040−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −44,075−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −26,868−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −22,771−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −21,742−100.0% | Sold out |
| Jacob Asset Management of New York LLC | 0 | $0 | 0.00% | −21,300−100.0% | Sold out |
| Laurel Wealth Advisors, Inc. | 0 | $0 | 0.00% | −15,884−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −12,193−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −11,841−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −9,600−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −8,700−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −7,013−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −6,953−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −6,716−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −6,619−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −5,020−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −4,127−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −3,036−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| New York State Teachers Retirement System | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −616−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −466−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −47−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Marshall Wace North America L.P. | – | – | – | – | Not filed |