Rafael Holdings, Inc.
RFL- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001713863
No open-market purchases or sales by Rafael Holdings, Inc. insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $12.7M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Rafael Holdings, Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 79 | 1 | 68 | −10 |
| Shares | 8.77M | 50.0K | 9.60M | +883.9K (+10.1%) |
| Value | $269.6M | $1.54M | $49.0M | −$219.1M (−81.7%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (21)
Institutions that held Rafael Holdings, Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| J. Goldman & Co LP | 685,456 | $3.50M | 0.32% |
| Deep Track Capital, LP | 285,714 | $1.46M | 0.11% |
| Two Sigma Advisers, LP | 265,000 | $1.35M | 0.00% |
| Marshall Wace, LLP | 175,966 | $896.0K | 0.00% |
| Empery Asset Management, LP | 80,000 | $408.0K | 0.85% |
| Ikarian Capital, LLC | 72,515 | $370.0K | 0.11% |
| Jane Street Group, LLC | 63,600 | $324.0K | 0.00% |
| Group One Trading, L.P. | 37,364 | $191.0K | 0.00% |
| Ameriprise Financial Inc | 31,650 | $161.0K | 0.00% |
| Price T Rowe Associates Inc | 29,931 | $153.0K | 0.00% |
| Cubist Systematic Strategies, LLC | 25,913 | $132.0K | 0.00% |
| Occudo Quantitative Strategies LP | 23,190 | $118.0K | 0.01% |
| PDT Partners, LLC | 23,001 | $117.0K | 0.01% |
| SG3 Management, LLC | 12,900 | $66.0K | 0.01% |
| Virtu Financial LLC | 11,869 | $61.0K | 0.01% |
| Allspring Global Investments Holdings, LLC | 11,307 | $57.0K | 0.00% |
| Cutler Group LP | 6,303 | $32.0K | 0.00% |
| Newbridge Financial Services Group, Inc. | 1,500 | $8.00K | 0.00% |
| PFS Partners, LLC | 1,450 | $7.39K | 0.01% |
| CWM, LLC | 375 | $2.00K | 0.00% |
| IAG Wealth Partners, LLC | 93 | $0 | 0.00% |
Sold out (31)
Institutions that held Rafael Holdings, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
Not filed for Q4 2021 yet (1)
Institutions that held Rafael Holdings, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Marshall Wace North America L.P. | 49,985 | $1.54M |