Rafael Holdings, Inc.
RFL- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001713863
No open-market purchases or sales by Rafael Holdings, Inc. insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $12.7M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Rafael Holdings, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −10 vs. Q3 2021
- Shares held
- 9.60M
- +883.9K (+10.1%) vs. Q3 2021
- Total value
- $49.0M
- −$219.1M (−81.7%) vs. Q3 2021
- New holders
- 21
- 20 more added
- Sold out
- 31
- 17 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RFL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $12.7M |
| Q1 2026 | 43 | $4.39M |
| Q4 2025 | 43 | $4.66M |
| Q3 2025 | 50 | $5.48M |
| Q2 2025 | 49 | $6.40M |
| Q1 2025 | 41 | $5.89M |
| Q4 2024 | 37 | $3.94M |
| Q3 2024 | 33 | $4.58M |
| Q2 2024 | 43 | $3.62M |
| Q1 2024 | 45 | $4.77M |
| Q4 2023 | 44 | $4.91M |
| Q3 2023 | 42 | $4.77M |
| Q2 2023 | 45 | $5.71M |
| Q1 2023 | 45 | $3.96M |
| Q4 2022 | 43 | $5.03M |
| Q3 2022 | 48 | $5.33M |
| Q2 2022 | 59 | $9.98M |
| Q1 2022 | 71 | $18.5M |
| Q4 2021 | 68 | $49.0M |
| Q3 2021 | 79 | $269.6M |
| Q2 2021 | 70 | $247.5M |
| Q1 2021 | 69 | $200.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rafael Holdings, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 41 | $0 | 0.00% | −1,000−96.1% | Reduced |
| Harbour Investments, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 65 | $0 | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 93 | $0 | 0.00% | +93 | New |
| Meeder Asset Management Inc | 211 | $1.00K | 0.00% | −689−76.6% | Reduced |
| CWM, LLC | 375 | $2.00K | 0.00% | +375 | New |
| Ameritas Investment Partners, Inc. | 770 | $4.00K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 1,013 | $5.00K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 1,450 | $7.39K | 0.01% | +1,450 | New |
| Newbridge Financial Services Group, Inc. | 1,500 | $8.00K | 0.00% | +1,500 | New |
| Captrust Financial Advisors | 1,696 | $9.00K | 0.00% | +1,158+215.2% | Added |
| Royal Bank of Canada | 2,050 | $10.0K | 0.00% | −836−29.0% | Reduced |
| BNP Paribas Arbitrage, SA | 2,109 | $10.8K | 0.00% | +407+23.9% | Added |
| STRS Ohio | 2,300 | $11.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,263 | $12.0K | 0.00% | +263+13.2% | Added |
| Citigroup Inc | 2,464 | $13.0K | 0.00% | +1,349+121.0% | Added |
| Advisor Group Holdings, Inc. | 2,680 | $14.0K | 0.00% | +1,200+81.1% | Added |
| Optimum Investment Advisors | 4,000 | $20.0K | 0.01% | +3,000+300.0% | Added |
| American International Group, Inc. | 5,179 | $26.0K | 0.00% | −155−2.9% | Reduced |
| California State Teachers Retirement System | 5,533 | $28.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,601 | $28.0K | 0.00% | +813+17.0% | Added |
| Cutler Group LP | 6,303 | $32.0K | 0.00% | +6,303 | New |
| Deutsche Bank AG | 6,703 | $34.0K | 0.00% | −39,598−85.5% | Reduced |
| New York State Common Retirement Fund | 8,478 | $43.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,787 | $45.0K | 0.00% | +4,337+97.5% | Added |
| PEAK6 Investments LLC | 9,938 | $51.0K | 0.00% | +1,534+18.3% | Added |
| Rhumbline Advisers | 11,065 | $56.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 11,307 | $57.0K | 0.00% | +11,307 | New |
| Jump Financial, LLC | 11,600 | $59.0K | 0.00% | −77−0.7% | Reduced |
| Virtu Financial LLC | 11,869 | $61.0K | 0.01% | +11,869 | New |
| SG3 Management, LLC | 12,900 | $66.0K | 0.01% | +12,900 | New |
| Wells Fargo & Company | 17,789 | $91.0K | 0.00% | +16,867+1,829.4% | Added |
| PDT Partners, LLC | 23,001 | $117.0K | 0.01% | +23,001 | New |
| Occudo Quantitative Strategies LP | 23,190 | $118.0K | 0.01% | +23,190 | New |
| Charles Schwab Investment Management Inc | 25,195 | $129.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 25,913 | $132.0K | 0.00% | +25,913 | New |
| Price T Rowe Associates Inc | 29,931 | $153.0K | 0.00% | +29,931 | New |
| Bank of New York Mellon Corp | 31,516 | $161.0K | 0.00% | +1,273+4.2% | Added |
| Ameriprise Financial Inc | 31,650 | $161.0K | 0.00% | +31,650 | New |
| Renaissance Technologies LLC | 36,931 | $188.0K | 0.00% | −208,900−85.0% | Reduced |
| Group One Trading, L.P. | 37,364 | $191.0K | 0.00% | +37,364 | New |
| Parametric Portfolio Associates LLC | 43,168 | $220.0K | 0.00% | +34,681+408.6% | Added |
| Jane Street Group, LLC | 63,600 | $324.0K | 0.00% | +63,600 | New |
| Citadel Advisors LLC | 71,153 | $363.0K | 0.00% | −38,938−35.4% | Reduced |
| Ikarian Capital, LLC | 72,515 | $370.0K | 0.11% | +72,515 | New |
| JPMorgan Chase & Co | 76,560 | $390.0K | 0.00% | +56,261+277.2% | Added |
| Empery Asset Management, LP | 80,000 | $408.0K | 0.85% | +80,000 | New |
| Goldman Sachs Group Inc | 93,149 | $475.0K | 0.00% | −101,964−52.3% | Reduced |
| Northern Trust Corp | 110,447 | $564.0K | 0.00% | −2,697−2.4% | Reduced |
| Millennium Management LLC | 154,243 | $787.0K | 0.00% | +101,050+190.0% | Added |
| Geode Capital Management, LLC | 165,059 | $841.0K | 0.00% | −1,387−0.8% | Reduced |
| Marshall Wace, LLP | 175,966 | $896.0K | 0.00% | +175,966 | New |
| Bank of America Corp | 213,420 | $1.09M | 0.00% | +207,709+3,637.0% | Added |
| State Street Corp | 229,527 | $1.17M | 0.00% | +54,455+31.1% | Added |
| Two Sigma Advisers, LP | 265,000 | $1.35M | 0.00% | +265,000 | New |
| Kahn Brothers Group Inc | 283,007 | $1.44M | 0.20% | −28,728−9.2% | Reduced |
| Cadian Capital Management, LP | 285,714 | $1.46M | 0.08% | −96,216−25.2% | Reduced |
| Great Point Partners LLC | 285,714 | $1.46M | 0.33% | 00.0% | Unchanged |
| Deep Track Capital, LP | 285,714 | $1.46M | 0.11% | +285,714 | New |
| Two Sigma Investments, LP | 320,503 | $1.64M | 0.00% | +299,906+1,456.1% | Added |
| Old West Investment Management, LLC | 428,881 | $2.19M | 1.30% | −203,970−32.2% | Reduced |
| Newtyn Management, LLC | 571,428 | $2.91M | 0.77% | −334,625−36.9% | Reduced |
| Dimensional Fund Advisors LP | 609,939 | $3.11M | 0.00% | −91,543−13.0% | Reduced |
| BlackRock Inc. | 633,948 | $3.23M | 0.00% | +21,955+3.6% | Added |
| J. Goldman & Co LP | 685,456 | $3.50M | 0.32% | +685,456 | New |
| Vanguard Group Inc | 747,275 | $3.81M | 0.00% | +31,786+4.4% | Added |
| Morgan Stanley | 938,948 | $4.79M | 0.00% | +853,976+1,005.0% | Added |
| Park West Asset Management LLC | 1,285,714 | $6.56M | 0.19% | −692,536−35.0% | Reduced |
| Portolan Capital Management, LLC | 0 | $0 | 0.00% | −123,980−100.0% | Sold out |
| GW&K Investment Management, LLC | 0 | $0 | 0.00% | −122,710−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −98,671−100.0% | Sold out |
| SkyOak Wealth, LLC | 0 | $0 | 0.00% | −84,500−100.0% | Sold out |
| Adirondack Retirement Specialists, Inc. | 0 | $0 | 0.00% | −56,040−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −44,075−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −26,868−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −22,771−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −21,742−100.0% | Sold out |
| Jacob Asset Management of New York LLC | 0 | $0 | 0.00% | −21,300−100.0% | Sold out |
| Laurel Wealth Advisors, Inc. | 0 | $0 | 0.00% | −15,884−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −12,193−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −11,841−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −9,600−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −8,700−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −7,013−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −6,953−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −6,716−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −6,619−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −5,020−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −4,127−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −3,036−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| New York State Teachers Retirement System | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −616−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −466−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −47−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Marshall Wace North America L.P. | – | – | – | – | Not filed |