Rafael Holdings, Inc.
RFL- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001713863
No open-market purchases or sales by Rafael Holdings, Inc. insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $12.7M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Rafael Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 79
- +11 vs. Q2 2021
- Shares held
- 8.77M
- +3.92M (+80.9%) vs. Q2 2021
- Total value
- $269.6M
- +$22.2M (+9.0%) vs. Q2 2021
- New holders
- 21
- 30 more added
- Sold out
- 10
- 16 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RFL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $12.7M |
| Q1 2026 | 43 | $4.39M |
| Q4 2025 | 43 | $4.66M |
| Q3 2025 | 50 | $5.48M |
| Q2 2025 | 49 | $6.40M |
| Q1 2025 | 41 | $5.89M |
| Q4 2024 | 37 | $3.94M |
| Q3 2024 | 33 | $4.58M |
| Q2 2024 | 43 | $3.62M |
| Q1 2024 | 45 | $4.77M |
| Q4 2023 | 44 | $4.91M |
| Q3 2023 | 42 | $4.77M |
| Q2 2023 | 45 | $5.71M |
| Q1 2023 | 45 | $3.96M |
| Q4 2022 | 43 | $5.03M |
| Q3 2022 | 48 | $5.33M |
| Q2 2022 | 59 | $9.98M |
| Q1 2022 | 71 | $18.5M |
| Q4 2021 | 68 | $49.0M |
| Q3 2021 | 79 | $269.6M |
| Q2 2021 | 70 | $247.5M |
| Q1 2021 | 69 | $200.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rafael Holdings, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TCI Wealth Advisors, Inc. | 18 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 47 | $1.00K | 0.00% | +41+683.3% | Added |
| Sandy Spring Bank | 33 | $1.00K | 0.00% | +33 | New |
| Harbour Investments, Inc. | 50 | $2.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 65 | $2.00K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 466 | $14.0K | 0.00% | +466 | New |
| Captrust Financial Advisors | 538 | $17.0K | 0.00% | +38+7.6% | Added |
| O'Shaughnessy Asset Management, LLC | 616 | $19.0K | 0.00% | +469+319.0% | Added |
| Ameritas Investment Partners, Inc. | 770 | $24.0K | 0.00% | −160−17.2% | Reduced |
| New York State Teachers Retirement System | 800 | $25.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 900 | $28.0K | 0.00% | −93−9.4% | Reduced |
| Wells Fargo & Company | 922 | $29.0K | 0.00% | +210+29.5% | Added |
| Legal & General Group Plc | 1,013 | $31.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 1,000 | $31.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,041 | $32.0K | 0.00% | +1,000+2,439.0% | Added |
| Citigroup Inc | 1,115 | $34.0K | 0.00% | +276+32.9% | Added |
| Advisor Group Holdings, Inc. | 1,480 | $45.0K | 0.00% | −400−21.3% | Reduced |
| BNP Paribas Arbitrage, SA | 1,702 | $52.3K | 0.00% | +1,356+391.9% | Added |
| The PNC Financial Services Group, Inc. | 2,000 | $61.0K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 2,300 | $70.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,886 | $88.0K | 0.00% | +319+12.4% | Added |
| Caption Management, LLC | 3,000 | $92.0K | 0.01% | +3,000 | New |
| Metropolitan Life Insurance Co | 3,036 | $93.3K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 4,127 | $126.8K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,450 | $137.0K | 0.00% | +3,736+523.2% | Added |
| UBS Group AG | 4,788 | $147.0K | 0.00% | +38+0.8% | Added |
| SG Americas Securities, LLC | 5,020 | $154.0K | 0.00% | +5,020 | New |
| American International Group, Inc. | 5,334 | $164.0K | 0.00% | −126−2.3% | Reduced |
| California State Teachers Retirement System | 5,533 | $170.0K | 0.00% | −7,872−58.7% | Reduced |
| Bank of America Corp | 5,711 | $175.0K | 0.00% | +599+11.7% | Added |
| Squarepoint Ops LLC | 6,619 | $203.0K | 0.00% | +6,619 | New |
| AQR Capital Management LLC | 6,716 | $206.0K | 0.00% | +6,716 | New |
| Signaturefd, LLC | 6,953 | $214.0K | 0.01% | +6,953 | New |
| ExodusPoint Capital Management, LP | 7,013 | $216.0K | 0.00% | +7,013 | New |
| PEAK6 Investments LLC | 8,404 | $258.0K | 0.01% | +8,404 | New |
| New York State Common Retirement Fund | 8,478 | $261.0K | 0.00% | +7+0.1% | Added |
| Parametric Portfolio Associates LLC | 8,487 | $261.0K | 0.00% | +278+3.4% | Added |
| State of Wisconsin Investment Board | 8,700 | $267.0K | 0.00% | +2,500+40.3% | Added |
| DuPont Capital Management Corp | 9,600 | $295.0K | 0.01% | +9,600 | New |
| Rhumbline Advisers | 11,065 | $340.0K | 0.00% | +222+2.0% | Added |
| Jump Financial, LLC | 11,677 | $359.0K | 0.03% | +11,677 | New |
| Boothbay Fund Management, LLC | 11,841 | $364.0K | 0.01% | −35,916−75.2% | Reduced |
| HRT Financial LP | 12,193 | $374.0K | 0.00% | +12,193 | New |
| Laurel Wealth Advisors, Inc. | 15,884 | $488.0K | 0.09% | −529−3.2% | Reduced |
| JPMorgan Chase & Co | 20,299 | $624.0K | 0.00% | +1,070+5.6% | Added |
| Two Sigma Investments, LP | 20,597 | $633.0K | 0.00% | +20,597 | New |
| Jacob Asset Management of New York LLC | 21,300 | $655.0K | 0.24% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 21,742 | $668.0K | 0.10% | −15,000−40.8% | Reduced |
| Diametric Capital, LP | 22,771 | $756.0K | 0.60% | −7,953−25.9% | Reduced |
| Charles Schwab Investment Management Inc | 25,195 | $775.0K | 0.00% | +598+2.4% | Added |
| Prelude Capital Management, LLC | 26,868 | $826.0K | 0.05% | +7,706+40.2% | Added |
| Bank of New York Mellon Corp | 30,243 | $930.0K | 0.00% | +2,834+10.3% | Added |
| Nuveen Asset Management, LLC | 36,000 | $1.33M | 0.00% | −1,036−2.8% | Reduced |
| Quinn Opportunity Partners LLC | 44,075 | $1.35M | 0.09% | 00.0% | Unchanged |
| Deutsche Bank AG | 46,301 | $1.42M | 0.00% | +5,465+13.4% | Added |
| Marshall Wace North America L.P. | 49,985 | $1.54M | 0.01% | +49,985 | New |
| Kestra Private Wealth Services, LLC | 50,000 | $1.54M | 0.09% | +50,000 | New |
| Millennium Management LLC | 53,193 | $1.64M | 0.00% | +35,983+209.1% | Added |
| Adirondack Retirement Specialists, Inc. | 56,040 | $1.72M | 1.59% | +56,040 | New |
| SkyOak Wealth, LLC | 84,500 | $2.60M | 0.70% | +84,500 | New |
| Morgan Stanley | 84,972 | $2.61M | 0.00% | +67,742+393.2% | Added |
| Susquehanna International Group, LLP | 98,671 | $3.03M | 0.00% | +53,403+118.0% | Added |
| Citadel Advisors LLC | 110,091 | $3.38M | 0.00% | +104,318+1,807.0% | Added |
| Northern Trust Corp | 113,144 | $3.48M | 0.00% | −4,562−3.9% | Reduced |
| GW&K Investment Management, LLC | 122,710 | $3.77M | 0.03% | −31,738−20.5% | Reduced |
| Portolan Capital Management, LLC | 123,980 | $3.81M | 0.28% | +123,980 | New |
| Geode Capital Management, LLC | 166,446 | $5.11M | 0.00% | +850+0.5% | Added |
| State Street Corp | 175,072 | $5.38M | 0.00% | +4,579+2.7% | Added |
| Goldman Sachs Group Inc | 195,113 | $6.00M | 0.00% | +179,272+1,131.7% | Added |
| Renaissance Technologies LLC | 245,831 | $7.55M | 0.01% | −43,300−15.0% | Reduced |
| Great Point Partners LLC | 285,714 | $8.78M | 2.08% | +285,714 | New |
| Kahn Brothers Group Inc | 311,735 | $9.58M | 1.35% | −2,318−0.7% | Reduced |
| Cadian Capital Management, LP | 381,930 | $11.7M | 0.44% | +381,930 | New |
| BlackRock Inc. | 611,993 | $18.8M | 0.00% | −14,202−2.3% | Reduced |
| Old West Investment Management, LLC | 632,851 | $19.4M | 8.52% | +1,153+0.2% | Added |
| Dimensional Fund Advisors LP | 701,482 | $21.6M | 0.01% | −41,264−5.6% | Reduced |
| Vanguard Group Inc | 715,489 | $22.0M | 0.00% | +39,229+5.8% | Added |
| Newtyn Management, LLC | 906,053 | $27.8M | 7.43% | +540,613+147.9% | Added |
| Park West Asset Management LLC | 1,978,250 | $60.8M | 1.72% | +1,978,250 | New |
| Raymond James & Associates | 0 | $0 | 0.00% | −9,050−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −6,605−100.0% | Sold out |
| Stonnington Group, LLC | 0 | $0 | 0.00% | −5,800−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −5,982−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −4,420−100.0% | Sold out |
| Shikiar Asset Management Inc | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1,308−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −906−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| regents capital Ltd | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |