PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in PLx Pharma Winddown Corp. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +3 vs. Q3 2022
- Shares held
- 5.10M
- −1.20M (−19.1%) vs. Q3 2022
- Total value
- $833.4K
- −$3.26M (−79.7%) vs. Q3 2022
- New holders
- 14
- 7 more added
- Sold out
- 11
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 3,000 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 174 | $0 | 0.00% | +174 | New |
| Tower Research Capital LLC (TRC) | 50 | $0 | 0.00% | +50 | New |
| GWM Advisors LLC | 4,300 | $1 | 0.00% | +4,300 | New |
| Private Advisor Group, LLC | 13,725 | $2 | 0.00% | 00.0% | Unchanged |
| Live Oak Investment Partners | – | $4 | 0.00% | – | New |
| Byrne Asset Management LLC | 1,427 | $234 | 0.00% | +1,427 | New |
| Advisor Group Holdings, Inc. | 6,850 | $1.00K | 0.00% | +1,600+30.5% | Added |
| Cranbrook Wealth Management, LLC | 7,500 | $1.23K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,228 | $1.35K | 0.00% | +14+0.2% | Added |
| Goldman Sachs Group Inc | 12,620 | $2.07K | 0.00% | +12,620 | New |
| Fayez Sarofim & Co | 13,729 | $2.25K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 14,086 | $2.31K | 0.00% | −44,920−76.1% | Reduced |
| Two Sigma Advisers, LP | 15,700 | $2.58K | 0.00% | −187,200−92.3% | Reduced |
| MBL Wealth, LLC | 17,300 | $3.00K | 0.00% | −8,700−33.5% | Reduced |
| LPL Financial LLC | 20,760 | $3.41K | 0.00% | −9,640−31.7% | Reduced |
| Group One Trading, L.P. | 22,387 | $3.67K | 0.00% | −13,204−37.1% | Reduced |
| Synovus Financial Corp | 23,283 | $3.82K | 0.00% | +23,283 | New |
| O'Brien Greene & Co. Inc | 22,000 | $4.00K | 0.00% | −45,020−67.2% | Reduced |
| HighTower Advisors, LLC | 26,507 | $4.00K | 0.00% | −3,250−10.9% | Reduced |
| Krilogy Financial LLC | 27,600 | $4.53K | 0.00% | +27,600 | New |
| Federation des caisses Desjardins du Quebec | 38,236 | $6.27K | 0.00% | −98,675−72.1% | Reduced |
| Northern Trust Corp | 41,285 | $6.78K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 44,875 | $7.36K | 0.00% | −15,480−25.6% | Reduced |
| Two Sigma Securities, LLC | 52,818 | $8.67K | 0.00% | +52,818 | New |
| Susquehanna International Group, LLP | 53,236 | $8.74K | 0.00% | +7,572+16.6% | Added |
| Renaissance Technologies LLC | 54,500 | $9.00K | 0.00% | +54,500 | New |
| Ergoteles LLC | 60,771 | $9.97K | 0.00% | +60,771 | New |
| Virtu Financial LLC | 71,368 | $12.0K | 0.00% | +71,368 | New |
| State Street Corp | 79,132 | $13.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 83,723 | $13.4K | 0.00% | +27,752+49.6% | Added |
| HRT Financial LP | 86,942 | $14.0K | 0.00% | +86,942 | New |
| University of Texas/Texas Am Investment Managment Co | 125,346 | $21.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 189,813 | $31.1K | 0.00% | −44,291−18.9% | Reduced |
| Jane Street Group, LLC | 192,504 | $31.6K | 0.00% | +192,504 | New |
| Ground Swell Capital, LLC | 218,820 | $35.9K | 0.16% | +176,311+414.8% | Added |
| Geode Capital Management, LLC | 237,491 | $38.0K | 0.00% | −13,361−5.3% | Reduced |
| Vanguard Group Inc | 338,522 | $55.6K | 0.00% | −777,284−69.7% | Reduced |
| BlackRock Inc. | 413,520 | $67.9K | 0.00% | +733+0.2% | Added |
| Green Square Capital Advisors LLC | 987,000 | $162.0K | 0.02% | +794,000+411.4% | Added |
| Park West Asset Management LLC | 1,473,218 | $241.8K | 0.02% | 00.0% | Unchanged |
| MSD Partners, L.P. | 0 | $0 | 0.00% | −1,303,800−100.0% | Sold out |
| Shufro Rose & Co LLC | 0 | $0 | 0.00% | −82,100−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −50,261−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −29,962−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Clearline Capital LP | 0 | $0 | 0.00% | −23,844−100.0% | Sold out |
| Smithfield Trust Co | 0 | $0 | 0.00% | −12,750−100.0% | Sold out |
| Avantax Planning Partners, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −743−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −245−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −67−100.0% | Sold out |
| Eidelman Virant Capital | – | – | – | – | Not filed |