PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
Q4 2022 vs. Q3 2022
How the institutions holding PLx Pharma Winddown Corp. changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 40 | 1 | 42 | +3 |
| Shares | 6.33M | 27.0K | 5.10M | −1.20M (−19.1%) |
| Value | $4.11M | $17.0K | $833.4K | −$3.26M (−79.7%) |
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (14)
Institutions that held PLx Pharma Winddown Corp. at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Jane Street Group, LLC | 192,504 | $31.6K | 0.00% |
| HRT Financial LP | 86,942 | $14.0K | 0.00% |
| Virtu Financial LLC | 71,368 | $12.0K | 0.00% |
| Ergoteles LLC | 60,771 | $9.97K | 0.00% |
| Renaissance Technologies LLC | 54,500 | $9.00K | 0.00% |
| Two Sigma Securities, LLC | 52,818 | $8.67K | 0.00% |
| Krilogy Financial LLC | 27,600 | $4.53K | 0.00% |
| Synovus Financial Corp | 23,283 | $3.82K | 0.00% |
| Goldman Sachs Group Inc | 12,620 | $2.07K | 0.00% |
| Byrne Asset Management LLC | 1,427 | $234 | 0.00% |
| Live Oak Investment Partners | – | $4 | 0.00% |
| GWM Advisors LLC | 4,300 | $1 | 0.00% |
| Simplex Trading, LLC | 174 | $0 | 0.00% |
| Tower Research Capital LLC (TRC) | 50 | $0 | 0.00% |
Sold out (11)
Institutions that held PLx Pharma Winddown Corp. at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| MSD Partners, L.P. | 1,303,800 | $847.0K |
| Shufro Rose & Co LLC | 82,100 | $53.0K |
| Commonwealth Equity Services, LLC | 50,261 | $32.0K |
| First Republic Investment Management, Inc. | 29,962 | $19.0K |
| Creative Planning | 25,000 | $16.0K |
| Clearline Capital LP | 23,844 | $15.0K |
| Smithfield Trust Co | 12,750 | $8.00K |
| Avantax Planning Partners, Inc. | 10,000 | $7.00K |
| Federated Hermes, Inc. | 743 | $1.00K |
| Royal Bank of Canada | 245 | $0 |
| Signaturefd, LLC | 67 | $0 |
Not filed for Q4 2022 yet (1)
Institutions that held PLx Pharma Winddown Corp. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Eidelman Virant Capital | 27,000 | $17.0K |