PIMCO Income Opportunity Fund
PKODelisted Dec 13, 2021- SEC CIK
- 0001412350
PIMCO Income Opportunity Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 54 institutions reported holding it in 13F filings for Q3 2021, worth $63.1M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PIMCO Income Opportunity Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PKO is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 54
- +4 vs. Q2 2021
- Shares held
- 2.57M
- +52.2K (+2.1%) vs. Q2 2021
- Total value
- $63.1M
- −$4.07M (−6.1%) vs. Q2 2021
- New holders
- 8
- 21 more added
- Sold out
- 4
- 16 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PKO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 54 | $63.1M |
| Q2 2021 | 50 | $67.1M |
| Q1 2021 | 58 | $64.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Income Opportunity Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Arkadios Wealth Advisors | 80 | $1.00K | 0.00% | −595−88.1% | Reduced |
| Tower Research Capital LLC (TRC) | 100 | $2.00K | 0.00% | +100 | New |
| Reilly Financial Advisors, LLC | 300 | $7.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 338 | $8.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 777 | $19.0K | 0.00% | −6,592−89.5% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,500 | $37.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 1,499 | $37.0K | 0.03% | +33+2.3% | Added |
| Koshinski Asset Management, Inc. | 1,640 | $40.2K | 0.00% | +1,640 | New |
| Graves-Light Private Wealth Management, Inc. | 2,666 | $65.0K | 0.01% | 00.0% | Unchanged |
| CKW Financial Group | 2,730 | $67.0K | 0.01% | +1,202+78.7% | Added |
| The PNC Financial Services Group, Inc. | 3,746 | $92.0K | 0.00% | −763−16.9% | Reduced |
| FNY Investment Advisers, LLC | 4,500 | $110.0K | 0.05% | +4,500 | New |
| Jacobi Capital Management LLC | 4,936 | $121.0K | 0.02% | +4,936 | New |
| Geneos Wealth Management Inc. | 5,244 | $129.0K | 0.00% | −400−7.1% | Reduced |
| Belpointe Asset Management LLC | 6,683 | $164.0K | 0.01% | +2,405+56.2% | Added |
| Dynamic Advisor Solutions LLC | 9,572 | $235.0K | 0.02% | +9,572 | New |
| Rockefeller Capital Management L.P. | 9,650 | $236.0K | 0.00% | +825+9.3% | Added |
| IHT Wealth Management, LLC | 10,602 | $260.0K | 0.02% | −4,371−29.2% | Reduced |
| American Portfolios Advisors | 10,888 | $266.9K | 0.01% | +7,434+215.2% | Added |
| Eaton Vance Management | 11,099 | $272.0K | 0.00% | −115−1.0% | Reduced |
| Morris Retirement Advisors, LLC | 11,581 | $284.0K | 0.24% | +109+1.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,069 | $296.0K | 0.00% | +843+7.5% | Added |
| Good Life Advisors, LLC | 12,479 | $306.0K | 0.04% | +1,725+16.0% | Added |
| Cetera Investment Advisers | 12,572 | $308.0K | 0.00% | −1,311−9.4% | Reduced |
| Insight Advisors, LLC | 12,500 | $316.0K | 0.09% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 13,192 | $326.0K | 0.07% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 15,880 | $389.0K | 0.00% | −381−2.3% | Reduced |
| Rivernorth Capital Management, LLC | 16,117 | $392.0K | 0.02% | +16,117 | New |
| Cambridge Investment Research Advisors, Inc. | 16,089 | $394.0K | 0.00% | +1,175+7.9% | Added |
| Janney Montgomery Scott LLC | 16,670 | $409.0K | 0.00% | +2,955+21.5% | Added |
| Kestra Advisory Services, LLC | 20,001 | $490.0K | 0.00% | −3,094−13.4% | Reduced |
| MML Investors Services, LLC | 20,227 | $496.0K | 0.00% | +19+0.1% | Added |
| Spire Wealth Management | 21,181 | $519.0K | 0.01% | +204+1.0% | Added |
| Founders Financial Securities LLC | 22,200 | $544.0K | 0.11% | 00.0% | Unchanged |
| Wells Fargo & Company | 24,815 | $608.0K | 0.00% | −277−1.1% | Reduced |
| LPL Financial LLC | 25,490 | $625.0K | 0.00% | −960−3.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 28,988 | $711.0K | 0.00% | −6,175−17.6% | Reduced |
| Mid Atlantic Financial Management Inc | 31,049 | $761.0K | 0.05% | +11,400+58.0% | Added |
| Anfield Capital Management, LLC | 49,042 | $1.20M | 0.37% | +1,164+2.4% | Added |
| Meristem Family Wealth, LLC | 56,851 | $1.39M | 0.13% | +56,851 | New |
| Horizon Kinetics Asset Management LLC | 65,861 | $1.61M | 0.04% | −3,118−4.5% | Reduced |
| Royal Bank of Canada | 67,452 | $1.65M | 0.00% | +689+1.0% | Added |
| UBS Group AG | 72,865 | $1.78M | 0.00% | +5,433+8.1% | Added |
| Advisor Group Holdings, Inc. | 107,144 | $2.63M | 0.01% | +12,034+12.7% | Added |
| Bank of America Corp | 119,891 | $2.94M | 0.00% | −40,943−25.5% | Reduced |
| Sigma Planning Corp | 127,597 | $3.13M | 0.10% | +3,522+2.8% | Added |
| Wagner Wealth Management, LLC | 143,030 | $3.54M | 2.83% | −30,913−17.8% | Reduced |
| Invesco Ltd. | 157,819 | $3.87M | 0.00% | +16,727+11.9% | Added |
| Commonwealth Equity Services, LLC | 211,881 | $5.19M | 0.01% | +8,159+4.0% | Added |
| Cohen & Steers, Inc. | 251,579 | $6.17M | 0.01% | −13,000−4.9% | Reduced |
| Morgan Stanley | 716,612 | $17.6M | 0.00% | +26,856+3.9% | Added |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −15,215−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −8,533−100.0% | Sold out |
| Financial Sense Advisors, Inc. | 0 | $0 | 0.00% | −8,337−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,315−100.0% | Sold out |