Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, so this page shows Q2 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shay Capital LLC | 9,450 | $1.64M | 0.39% | +9,450 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,317 | $1.62M | 0.01% | −15,630−62.7% | Reduced |
| Handelsbanken Fonder AB | 9,230 | $1.60M | 0.01% | −120,900−92.9% | Reduced |
| Mutual of America Capital Management LLC | 8,682 | $1.51M | 0.01% | −203−2.3% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 8,542 | $1.48M | 0.02% | −12,637−59.7% | Reduced |
| Allianz Asset Management GmbH | 8,500 | $1.48M | 0.00% | −587,612−98.6% | Reduced |
| Vident Investment Advisory, LLC | 8,180 | $1.42M | 0.04% | −194−2.3% | Reduced |
| Simplex Trading, LLC | 8,047 | $1.40M | 0.05% | +8,047 | New |
| SkyOak Wealth, LLC | 7,923 | $1.38M | 0.37% | −447−5.3% | Reduced |
| Public Employees Retirement Association of Colorado | 7,921 | $1.38M | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 7,898 | $1.37M | 0.00% | −334,913−97.7% | Reduced |
| Advisors Asset Management, Inc. | 7,486 | $1.30M | 0.02% | −860−10.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 7,412 | $1.29M | 0.07% | −110−1.5% | Reduced |
| Teacher Retirement System of Texas | 7,341 | $1.28M | 0.01% | −617,370−98.8% | Reduced |
| Davy Global Fund Management Ltd | 7,281 | $1.26M | 0.19% | −10,475−59.0% | Reduced |
| Bridgefront Capital, LLC | 7,066 | $1.23M | 0.46% | +7,066 | New |
| FORA Capital, LLC | 6,924 | $1.20M | 0.22% | +6,924 | New |
| Xponance, Inc. | 6,607 | $1.15M | 0.02% | +732+12.5% | Added |
| Standard Life Aberdeen plc | 6,564 | $1.14M | 0.00% | +6,564 | New |
| AQR Capital Management LLC | 6,524 | $1.13M | 0.00% | −14,104−68.4% | Reduced |
| Yakira Capital Management, Inc. | 6,491 | $1.13M | 0.18% | +6,491 | New |
| Fernwood Investment Management, LLC | 6,200 | $1.08M | 0.36% | 00.0% | Unchanged |
| Principal Financial Group Inc | 6,181 | $1.07M | 0.00% | −184−2.9% | Reduced |
| Squarepoint Ops LLC | 6,145 | $1.07M | 0.01% | −39,044−86.4% | Reduced |
| Vivaldi Capital Management, LLC | 5,802 | $1.01M | 0.20% | +5,802 | New |
| Canada Pension Plan Investment Board | 5,758 | $1.00M | 0.00% | −277−4.6% | Reduced |
| Paloma Partners Management Co | 5,700 | $990.0K | 0.03% | +5,700 | New |
| Green Alpha Advisors, LLC | 5,685 | $988.0K | 0.67% | +3,191+127.9% | Added |
| Winton Group Ltd | 5,646 | $981.0K | 0.05% | +2,456+77.0% | Added |
| Bradley Foster & Sargent Inc | 5,612 | $975.0K | 0.02% | 00.0% | Unchanged |
| Jefferies Group LLC | 5,522 | $959.5K | 0.02% | +5,522 | New |
| Washington Capital Management Inc | 5,500 | $956.0K | 1.16% | 00.0% | Unchanged |
| Anson Funds Management LP | 5,404 | $939.0K | 0.11% | +5,404 | New |
| Grace Capital | 5,400 | $938.0K | 0.63% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 5,262 | $914.0K | 0.03% | +2,478+89.0% | Added |
| Wolverine Trading, LLC | 4,900 | $851.0K | 0.02% | −2,149−30.5% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,821 | $838.0K | 0.01% | +4,821 | New |
| Envestnet Asset Management Inc | 4,808 | $835.0K | 0.00% | −6,484−57.4% | Reduced |
| D.A. Davidson & Co. | 4,779 | $830.0K | 0.01% | +154+3.3% | Added |
| Cutler Group LP | 4,736 | $822.0K | 0.06% | +4,736 | New |
| FNY Investment Advisers, LLC | 4,695 | $815.0K | 0.33% | +4,695 | New |
| Maryland State Retirement & Pension System | 4,519 | $786.0K | 0.03% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 4,399 | $764.0K | 0.00% | −378−7.9% | Reduced |
| Shell Asset Management Co | 4,374 | $760.0K | 0.01% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 4,313 | $749.0K | 0.00% | −8,324−65.9% | Reduced |
| Cresset Asset Management, LLC | 4,203 | $731.0K | 0.01% | +1,226+41.2% | Added |
| Leonteq Securities AG | 4,015 | $697.6K | 0.05% | −3,937−49.5% | Reduced |
| Hunter Associates Investment Management LLC | 4,000 | $695.0K | 0.22% | −25,900−86.6% | Reduced |
| Mason Capital Management LLC | 4,000 | $695.0K | 0.15% | +4,000 | New |
| Gotham Asset Management, LLC | 3,997 | $695.0K | 0.03% | +3,997 | New |
| Metropolitan Life Insurance Co | 3,927 | $682.4K | 0.01% | −188−4.6% | Reduced |
| DekaBank Deutsche Girozentrale | 3,800 | $650.0K | 0.00% | +1,000+35.7% | Added |
| M&T Bank Corp | 3,696 | $642.0K | 0.00% | −350−8.7% | Reduced |
| Court Place Advisors, LLC | 3,635 | $632.0K | 0.18% | 00.0% | Unchanged |
| AGF Investments LLC | 3,621 | $629.0K | 0.07% | +3,621 | New |
| Franklin Resources Inc | 3,563 | $619.0K | 0.00% | +375+11.8% | Added |
| Prime Capital Investment Advisors, LLC | 3,415 | $593.0K | 0.03% | +3,415 | New |
| Quantamental Technologies LLC | 3,409 | $592.0K | 0.52% | +3,409 | New |
| Spearhead Capital Advisors, LLC | 3,275 | $569.0K | 0.08% | +311+10.5% | Added |
| Illinois Municipal Retirement Fund | 3,186 | $554.0K | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 3,061 | $532.0K | 0.00% | +178+6.2% | Added |
| Commerce Bank | 3,013 | $524.0K | 0.00% | −67,430−95.7% | Reduced |
| Rockefeller Capital Management L.P. | 2,804 | $487.0K | 0.00% | −16,594−85.5% | Reduced |
| Stifel Financial Corp | 2,769 | $482.0K | 0.00% | −9,571−77.6% | Reduced |
| Silvercrest Asset Management Group LLC | 2,685 | $467.0K | 0.00% | −4,043−60.1% | Reduced |
| Private Advisor Group, LLC | 2,600 | $452.0K | 0.00% | −61−2.3% | Reduced |
| JustInvest LLC | 2,595 | $451.0K | 0.05% | +2,595 | New |
| GAM Holding AG | 3,464 | $434.0K | 0.02% | 00.0% | Unchanged |
| Bluestein R H & Co | 2,500 | $434.0K | 0.02% | −750−23.1% | Reduced |
| CFM Wealth Partners LLC | 2,437 | $423.0K | 0.11% | −24,154−90.8% | Reduced |
| AMP Capital Investors Ltd | 2,400 | $417.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 2,242 | $390.0K | 0.00% | −485−17.8% | Reduced |
| American Century Companies Inc | 2,175 | $378.0K | 0.00% | +79+3.8% | Added |
| CIBC Asset Management Inc | 2,134 | $371.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 2,124 | $369.0K | 0.00% | +828+63.9% | Added |
| Optimum Investment Advisors | 2,000 | $348.0K | 0.11% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 1,960 | $341.0K | 0.00% | −417−17.5% | Reduced |
| 180 Wealth Advisors, LLC | 1,883 | $329.0K | 0.08% | −49−2.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,886 | $328.0K | 0.00% | −4,706−71.4% | Reduced |
| Engineers Gate Manager LP | 1,890 | $328.0K | 0.02% | −1,770−48.4% | Reduced |
| Occidental Asset Management, LLC | 1,860 | $323.0K | 0.09% | 00.0% | Unchanged |
| Cetera Advisors LLC | 1,830 | $318.0K | 0.01% | +1,830 | New |
| NuWave Investment Management, LLC | 1,787 | $311.0K | 0.35% | +1,787 | New |
| Grandview Asset Management LLC | 1,732 | $301.0K | 0.17% | −106−5.8% | Reduced |
| Telemetry Investments, L.L.C. | 1,700 | $295.0K | 0.41% | +1,700 | New |
| Comerica Bank | 1,640 | $287.0K | 0.00% | −473−22.4% | Reduced |
| IBM Retirement Fund | 1,607 | $279.0K | 0.02% | −333−17.2% | Reduced |
| Paradigm Financial Advisors, LLC | 1,605 | $279.0K | 0.06% | 00.0% | Unchanged |
| Bayesian Capital Management, LP | 1,600 | $278.0K | 0.07% | +1,600 | New |
| IFP Advisors, Inc | 1,540 | $267.0K | 0.01% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 1,528 | $266.0K | 0.02% | −384−20.1% | Reduced |
| Cetera Advisor Networks LLC | 1,524 | $265.0K | 0.00% | −400−20.8% | Reduced |
| Panagora Asset Management Inc | 1,431 | $249.0K | 0.00% | +379+36.0% | Added |
| Oppenheimer Asset Management Inc. | 1,415 | $245.0K | 0.00% | −23,243−94.3% | Reduced |
| HighTower Advisors, LLC | 1,394 | $242.0K | 0.00% | −997−41.7% | Reduced |
| Virtu Financial LLC | 1,320 | $229.0K | 0.02% | +1,320 | New |
| Summit Creek Advisors LLC | 1,262 | $219.0K | 0.03% | +1,262 | New |
| MBM Wealth Consultants, LLC | 1,247 | $217.0K | 0.10% | −183−12.8% | Reduced |
| Stephens Inc | 1,233 | $214.0K | 0.00% | −6,475−84.0% | Reduced |
| American International Group, Inc. | 1,199 | $208.0K | 0.00% | −71−5.6% | Reduced |