Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, so this page shows Q2 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Manufacturers Life Insurance Company, The | 1,180 | $205.0K | 0.00% | +1,180 | New |
| Lazard Asset Management LLC | 1,173 | $203.0K | 0.00% | −220−15.8% | Reduced |
| Nations Financial Group Inc, | 1,170 | $203.0K | 0.03% | +1,170 | New |
| Agf Investments Inc. | 1,164 | $202.0K | 0.00% | +1,164 | New |
| Northwestern Mutual Wealth Management Co | 888 | $155.0K | 0.00% | +9+1.0% | Added |
| Signaturefd, LLC | 876 | $152.0K | 0.01% | −21−2.3% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 777 | $135.0K | 0.00% | −1,363−63.7% | Reduced |
| NEXT Financial Group, Inc | 571 | $99.0K | 0.01% | +16+2.9% | Added |
| O'Shaughnessy Asset Management, LLC | 565 | $98.0K | 0.00% | +565 | New |
| Institutional & Family Asset Management, LLC | 500 | $87.0K | 0.01% | −9−1.8% | Reduced |
| BBVA USA | 479 | $83.0K | 0.00% | +479 | New |
| Dark Forest Capital Management LP | 465 | $81.0K | 0.04% | +465 | New |
| Private Capital Group, LLC | 333 | $58.0K | 0.01% | −129−27.9% | Reduced |
| CWM, LLC | 320 | $56.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 318 | $55.0K | 0.00% | −5,726−94.7% | Reduced |
| Jacobi Capital Management LLC | 300 | $52.0K | 0.01% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 300 | $52.0K | 0.02% | 00.0% | Unchanged |
| Captrust Financial Advisors | 249 | $43.0K | 0.00% | −2,522−91.0% | Reduced |
| Coastal Capital Group, Inc. | 241 | $42.0K | 0.01% | 00.0% | Unchanged |
| Assetmark, Inc | 230 | $40.0K | 0.00% | −30−11.5% | Reduced |
| Eagle Bay Advisors LLC | 197 | $37.0K | 0.03% | +197 | New |
| Global Retirement Partners, LLC | 210 | $36.0K | 0.00% | −316−60.1% | Reduced |
| Advisory Services Network, LLC | 170 | $29.0K | 0.00% | +170 | New |
| Baillie Gifford & Co | 144 | $25.0K | 0.00% | −10−6.5% | Reduced |
| Parallel Advisors, LLC | 122 | $21.0K | 0.00% | +31+34.1% | Added |
| GPS Wealth Strategies Group, LLC | 111 | $19.0K | 0.00% | +87+362.5% | Added |
| Fifth Third Bancorp | 100 | $17.0K | 0.00% | −25−20.0% | Reduced |
| Washington Trust Co | 100 | $17.0K | 0.00% | 00.0% | Unchanged |
| Close Asset Management Ltd | 100 | $17.0K | 0.00% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 100 | $17.0K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 99 | $17.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 95 | $17.0K | 0.00% | +95 | New |
| Global Financial Private Client, LLC | 93 | $16.1K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 88 | $15.0K | 0.00% | −118−57.3% | Reduced |
| GW&K Investment Management, LLC | 85 | $15.0K | 0.00% | −75−46.9% | Reduced |
| McIlrath & Eck, LLC | 86 | $15.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 70 | $13.0K | 0.01% | +70 | New |
| D'Orazio & Associates, Inc. | 70 | $12.0K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 68 | $11.0K | 0.00% | +20+41.7% | Added |
| Tower Research Capital LLC (TRC) | 60 | $10.0K | 0.00% | −4,091−98.6% | Reduced |
| Robbins Farley LLC | 50 | $9.00K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 52 | $9.00K | 0.00% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 44 | $8.00K | 0.01% | 00.0% | Unchanged |
| Proequities, Inc. | 40 | $7.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 39 | $7.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 40 | $7.00K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 25 | $4.34K | 0.00% | +25 | New |
| Patriot Financial Group Insurance Agency, LLC | 15 | $3.00K | 0.00% | −29−65.9% | Reduced |
| Concord Wealth Partners | 15 | $3.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 11 | $2.00K | 0.00% | −19−63.3% | Reduced |
| TCI Wealth Advisors, Inc. | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 12 | $2.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 11 | $2.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 11 | $2.00K | 0.00% | +6+120.0% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 13 | $2.00K | 0.00% | +13 | New |
| Exane Derivatives | 9 | $1.56K | 0.00% | 00.0% | Unchanged |
| Standard Family Office LLC | 8 | $1.00K | 0.00% | −106−93.0% | Reduced |
| Harbour Investments, Inc. | 6 | $1.00K | 0.00% | −98−94.2% | Reduced |
| JJJ Advisors Inc. | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 7 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 8 | $1.00K | 0.00% | +3+60.0% | Added |
| Meeder Asset Management Inc | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 5 | $1.00K | 0.00% | +5 | New |
| Wasatch Advisors Inc | 0 | $0 | 0.00% | −1,934,922−100.0% | Sold out |
| Spyglass Capital Management LLC | 0 | $0 | 0.00% | −1,483,570−100.0% | Sold out |
| Champlain Investment Partners, LLC | 0 | $0 | 0.00% | −1,453,900−100.0% | Sold out |
| RGM Capital, LLC | 0 | $0 | 0.00% | −1,403,755−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −942,896−100.0% | Sold out |
| William Blair Investment Management, LLC | 0 | $0 | 0.00% | −934,928−100.0% | Sold out |
| Montrusco Bolton Investments Inc. | 0 | $0 | 0.00% | −685,857−100.0% | Sold out |
| CDAM (UK) Ltd | 0 | $0 | 0.00% | −490,760−100.0% | Sold out |
| Massachusetts Financial Services Co | 0 | $0 | 0.00% | −465,187−100.0% | Sold out |
| Eagle Asset Management Inc | 0 | $0 | 0.00% | −337,622−100.0% | Sold out |
| British Columbia Investment Management Corp | 0 | $0 | 0.00% | −141,100−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −140,530−100.0% | Sold out |
| HHR Asset Management, LLC | 0 | $0 | 0.00% | −115,191−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −99,866−100.0% | Sold out |
| WCM Investment Management, LLC | 0 | $0 | 0.00% | −91,600−100.0% | Sold out |
| Pragma Gestao de Patrimonio Ltd | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −62,099−100.0% | Sold out |
| Nordea Investment Management AB | 0 | $0 | 0.00% | −56,277−100.0% | Sold out |
| Mirador Capital Partners LP | 0 | $0 | 0.00% | −51,740−100.0% | Sold out |
| Azimuth Capital Management LLC | 0 | $0 | 0.00% | −51,465−100.0% | Sold out |
| Handelsinvest Investeringsforvaltning | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| BIT Capital GmbH | 0 | $0 | 0.00% | −44,740−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −42,632−100.0% | Sold out |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −41,432−100.0% | Sold out |
| Brown Advisory Inc | 0 | $0 | 0.00% | −38,995−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −37,284−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −28,400−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −24,513−100.0% | Sold out |
| Northstar Asset Management Inc | 0 | $0 | 0.00% | −24,376−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −22,478−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −20,071−100.0% | Sold out |
| K2 Principal Fund, L.P. | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Granahan Investment Management Inc | 0 | $0 | 0.00% | −19,341−100.0% | Sold out |
| Emerald Advisers, LLC | 0 | $0 | 0.00% | −18,908−100.0% | Sold out |
| Pinebridge Investments, L.P. | 0 | $0 | 0.00% | −16,139−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −13,733−100.0% | Sold out |