Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, so this page shows Q2 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Standard Family Office LLC | 8 | $1.00K | 0.00% | −106−93.0% | Reduced |
| Harbour Investments, Inc. | 6 | $1.00K | 0.00% | −98−94.2% | Reduced |
| JJJ Advisors Inc. | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 7 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 8 | $1.00K | 0.00% | +3+60.0% | Added |
| Meeder Asset Management Inc | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 5 | $1.00K | 0.00% | +5 | New |
| Exane Derivatives | 9 | $1.56K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 11 | $2.00K | 0.00% | −19−63.3% | Reduced |
| TCI Wealth Advisors, Inc. | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 12 | $2.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 11 | $2.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 11 | $2.00K | 0.00% | +6+120.0% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 13 | $2.00K | 0.00% | +13 | New |
| Patriot Financial Group Insurance Agency, LLC | 15 | $3.00K | 0.00% | −29−65.9% | Reduced |
| Concord Wealth Partners | 15 | $3.00K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 25 | $4.34K | 0.00% | +25 | New |
| Earnest Partners LLC | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 40 | $7.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 39 | $7.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 40 | $7.00K | 0.00% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 44 | $8.00K | 0.01% | 00.0% | Unchanged |
| Robbins Farley LLC | 50 | $9.00K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 52 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 60 | $10.0K | 0.00% | −4,091−98.6% | Reduced |
| Berman Capital Advisors, LLC | 68 | $11.0K | 0.00% | +20+41.7% | Added |
| D'Orazio & Associates, Inc. | 70 | $12.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 70 | $13.0K | 0.01% | +70 | New |
| Steward Partners Investment Advisory, LLC | 88 | $15.0K | 0.00% | −118−57.3% | Reduced |
| GW&K Investment Management, LLC | 85 | $15.0K | 0.00% | −75−46.9% | Reduced |
| McIlrath & Eck, LLC | 86 | $15.0K | 0.00% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 93 | $16.1K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 100 | $17.0K | 0.00% | −25−20.0% | Reduced |
| Washington Trust Co | 100 | $17.0K | 0.00% | 00.0% | Unchanged |
| Close Asset Management Ltd | 100 | $17.0K | 0.00% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 100 | $17.0K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 99 | $17.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 95 | $17.0K | 0.00% | +95 | New |
| GPS Wealth Strategies Group, LLC | 111 | $19.0K | 0.00% | +87+362.5% | Added |
| Parallel Advisors, LLC | 122 | $21.0K | 0.00% | +31+34.1% | Added |
| Baillie Gifford & Co | 144 | $25.0K | 0.00% | −10−6.5% | Reduced |
| Advisory Services Network, LLC | 170 | $29.0K | 0.00% | +170 | New |
| Global Retirement Partners, LLC | 210 | $36.0K | 0.00% | −316−60.1% | Reduced |
| Eagle Bay Advisors LLC | 197 | $37.0K | 0.03% | +197 | New |
| Assetmark, Inc | 230 | $40.0K | 0.00% | −30−11.5% | Reduced |
| Coastal Capital Group, Inc. | 241 | $42.0K | 0.01% | 00.0% | Unchanged |
| Captrust Financial Advisors | 249 | $43.0K | 0.00% | −2,522−91.0% | Reduced |
| Jacobi Capital Management LLC | 300 | $52.0K | 0.01% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 300 | $52.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 318 | $55.0K | 0.00% | −5,726−94.7% | Reduced |
| CWM, LLC | 320 | $56.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 333 | $58.0K | 0.01% | −129−27.9% | Reduced |
| Dark Forest Capital Management LP | 465 | $81.0K | 0.04% | +465 | New |
| BBVA USA | 479 | $83.0K | 0.00% | +479 | New |
| Institutional & Family Asset Management, LLC | 500 | $87.0K | 0.01% | −9−1.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 565 | $98.0K | 0.00% | +565 | New |
| NEXT Financial Group, Inc | 571 | $99.0K | 0.01% | +16+2.9% | Added |
| Harel Insurance Investments & Financial Services Ltd. | 777 | $135.0K | 0.00% | −1,363−63.7% | Reduced |
| Signaturefd, LLC | 876 | $152.0K | 0.01% | −21−2.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 888 | $155.0K | 0.00% | +9+1.0% | Added |
| Agf Investments Inc. | 1,164 | $202.0K | 0.00% | +1,164 | New |
| Lazard Asset Management LLC | 1,173 | $203.0K | 0.00% | −220−15.8% | Reduced |
| Nations Financial Group Inc, | 1,170 | $203.0K | 0.03% | +1,170 | New |
| Manufacturers Life Insurance Company, The | 1,180 | $205.0K | 0.00% | +1,180 | New |
| American International Group, Inc. | 1,199 | $208.0K | 0.00% | −71−5.6% | Reduced |
| Stephens Inc | 1,233 | $214.0K | 0.00% | −6,475−84.0% | Reduced |
| MBM Wealth Consultants, LLC | 1,247 | $217.0K | 0.10% | −183−12.8% | Reduced |
| Summit Creek Advisors LLC | 1,262 | $219.0K | 0.03% | +1,262 | New |
| Virtu Financial LLC | 1,320 | $229.0K | 0.02% | +1,320 | New |
| HighTower Advisors, LLC | 1,394 | $242.0K | 0.00% | −997−41.7% | Reduced |
| Oppenheimer Asset Management Inc. | 1,415 | $245.0K | 0.00% | −23,243−94.3% | Reduced |
| Panagora Asset Management Inc | 1,431 | $249.0K | 0.00% | +379+36.0% | Added |
| Cetera Advisor Networks LLC | 1,524 | $265.0K | 0.00% | −400−20.8% | Reduced |
| Integrated Advisors Network LLC | 1,528 | $266.0K | 0.02% | −384−20.1% | Reduced |
| IFP Advisors, Inc | 1,540 | $267.0K | 0.01% | 00.0% | Unchanged |
| Bayesian Capital Management, LP | 1,600 | $278.0K | 0.07% | +1,600 | New |
| IBM Retirement Fund | 1,607 | $279.0K | 0.02% | −333−17.2% | Reduced |
| Paradigm Financial Advisors, LLC | 1,605 | $279.0K | 0.06% | 00.0% | Unchanged |
| Comerica Bank | 1,640 | $287.0K | 0.00% | −473−22.4% | Reduced |
| Telemetry Investments, L.L.C. | 1,700 | $295.0K | 0.41% | +1,700 | New |
| Grandview Asset Management LLC | 1,732 | $301.0K | 0.17% | −106−5.8% | Reduced |
| NuWave Investment Management, LLC | 1,787 | $311.0K | 0.35% | +1,787 | New |
| Cetera Advisors LLC | 1,830 | $318.0K | 0.01% | +1,830 | New |
| Occidental Asset Management, LLC | 1,860 | $323.0K | 0.09% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 1,886 | $328.0K | 0.00% | −4,706−71.4% | Reduced |
| Engineers Gate Manager LP | 1,890 | $328.0K | 0.02% | −1,770−48.4% | Reduced |
| 180 Wealth Advisors, LLC | 1,883 | $329.0K | 0.08% | −49−2.5% | Reduced |
| Los Angeles Capital Management LLC | 1,960 | $341.0K | 0.00% | −417−17.5% | Reduced |
| Optimum Investment Advisors | 2,000 | $348.0K | 0.11% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 2,124 | $369.0K | 0.00% | +828+63.9% | Added |
| CIBC Asset Management Inc | 2,134 | $371.0K | 0.00% | 00.0% | Unchanged |
| American Century Companies Inc | 2,175 | $378.0K | 0.00% | +79+3.8% | Added |
| Prudential Financial Inc | 2,242 | $390.0K | 0.00% | −485−17.8% | Reduced |
| AMP Capital Investors Ltd | 2,400 | $417.0K | 0.00% | 00.0% | Unchanged |
| CFM Wealth Partners LLC | 2,437 | $423.0K | 0.11% | −24,154−90.8% | Reduced |
| GAM Holding AG | 3,464 | $434.0K | 0.02% | 00.0% | Unchanged |
| Bluestein R H & Co | 2,500 | $434.0K | 0.02% | −750−23.1% | Reduced |
| JustInvest LLC | 2,595 | $451.0K | 0.05% | +2,595 | New |
| Private Advisor Group, LLC | 2,600 | $452.0K | 0.00% | −61−2.3% | Reduced |
| Silvercrest Asset Management Group LLC | 2,685 | $467.0K | 0.00% | −4,043−60.1% | Reduced |