Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Proofpoint Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, and 13F filings after Q2 2021 list far fewer holders. See Q2 2021
- Institutional holders
- 2
- −360 vs. Q2 2021
- Shares held
- 9.23K
- −56.8M (−100.0%) vs. Q2 2021
- Total value
- $1.53M
- −$9.86B (−100.0%) vs. Q2 2021
- New holders
- 1
- 0 more added
- Sold out
- 361
- 0 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 8,047 | $1.40M | 0.05% | 00.0% | Unchanged |
| Neo Ivy Capital Management | 1,179 | $131.0K | 0.15% | +1,179 | New |
| Vanguard Group Inc | 0 | $0 | 0.00% | −5,306,161−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −2,961,073−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −2,535,892−100.0% | Sold out |
| HBK Investments L P | 0 | $0 | 0.00% | −2,526,497−100.0% | Sold out |
| Pentwater Capital Management LP | 0 | $0 | 0.00% | −2,520,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −2,083,774−100.0% | Sold out |
| UBS Oconnor LLC | 0 | $0 | 0.00% | −1,719,764−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1,369,823−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1,241,690−100.0% | Sold out |
| ArrowMark Colorado Holdings LLC | 0 | $0 | 0.00% | −1,109,046−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −988,662−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −898,173−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −896,479−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −892,192−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −834,057−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −803,876−100.0% | Sold out |
| TIG Advisors, LLC | 0 | $0 | 0.00% | −766,508−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −762,799−100.0% | Sold out |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −725,846−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −712,628−100.0% | Sold out |
| Glazer Capital, LLC | 0 | $0 | 0.00% | −704,273−100.0% | Sold out |
| Davidson Kempner Capital Management LP | 0 | $0 | 0.00% | −694,269−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −619,165−100.0% | Sold out |
| Alpine Associates Management Inc. | 0 | $0 | 0.00% | −605,634−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −591,401−100.0% | Sold out |
| Bank of Nova Scotia | 0 | $0 | 0.00% | −577,096−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −575,976−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −567,509−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −549,039−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −526,280−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −479,517−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −460,605−100.0% | Sold out |
| Samson Rock Capital LLP | 0 | $0 | 0.00% | −459,055−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −419,423−100.0% | Sold out |
| P Schoenfeld Asset Management LP | 0 | $0 | 0.00% | −404,500−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −390,800−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −383,469−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −378,711−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −373,437−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −370,971−100.0% | Sold out |
| Melqart Asset Management (UK) Ltd | 0 | $0 | 0.00% | −353,421−100.0% | Sold out |
| Omni Partners US LLC | 0 | $0 | 0.00% | −347,840−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −344,374−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −330,574−100.0% | Sold out |
| Water Island Capital LLC | 0 | $0 | 0.00% | −323,370−100.0% | Sold out |
| Beryl Capital Management LLC | 0 | $0 | 0.00% | −304,666−100.0% | Sold out |
| Farallon Capital Management, L.L.C. | 0 | $0 | 0.00% | −304,500−100.0% | Sold out |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −292,008−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −291,325−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −290,617−100.0% | Sold out |
| IndexIQ Advisors LLC | 0 | $0 | 0.00% | −283,783−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −283,475−100.0% | Sold out |
| Sand Grove Capital Management LLP | 0 | $0 | 0.00% | −282,055−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −273,259−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −260,905−100.0% | Sold out |
| Vivaldi Asset Management, LLC | 0 | $0 | 0.00% | −253,075−100.0% | Sold out |
| Picton Mahoney Asset Management | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −249,316−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −203,832−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −202,918−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −200,616−100.0% | Sold out |
| Gabelli Funds LLC | 0 | $0 | 0.00% | −200,538−100.0% | Sold out |
| Berry Street Capital Management LLP | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −194,547−100.0% | Sold out |
| Bardin Hill Management Partners LP | 0 | $0 | 0.00% | −191,406−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −176,812−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −175,167−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −174,802−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −174,504−100.0% | Sold out |
| MUFG Securities EMEA plc | 0 | $0 | 0.00% | −173,402−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −152,523−100.0% | Sold out |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −147,319−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −146,773−100.0% | Sold out |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −146,354−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −137,744−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −136,233−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −128,759−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −126,552−100.0% | Sold out |
| Ramius Advisors LLC | 0 | $0 | 0.00% | −124,547−100.0% | Sold out |
| Capitolis Advisors LLC | 0 | $0 | 0.00% | −123,057−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −121,288−100.0% | Sold out |
| Kellner Capital, LLC | 0 | $0 | 0.00% | −120,659−100.0% | Sold out |
| Gardner Lewis Asset Management L P | 0 | $0 | 0.00% | −116,639−100.0% | Sold out |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −114,520−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −109,317−100.0% | Sold out |
| Tokio Marine Asset Management Co Ltd | 0 | $0 | 0.00% | −108,214−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −106,582−100.0% | Sold out |
| American Capital Management Inc | 0 | $0 | 0.00% | −104,379−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −102,534−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −102,280−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −99,302−100.0% | Sold out |
| Candriam Luxembourg S.C.A. | 0 | $0 | 0.00% | −98,981−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −98,719−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −97,299−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −94,617−100.0% | Sold out |
| Fred Alger Management, LLC | 0 | $0 | 0.00% | −92,523−100.0% | Sold out |