Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 5,306,161 | $922.0M | 0.02% | −188,085−3.4% | Reduced |
| BlackRock Inc. | 2,961,073 | $514.5M | 0.01% | −439,232−12.9% | Reduced |
| Morgan Stanley | 2,535,892 | $440.6M | 0.06% | +2,027,775+399.1% | Added |
| HBK Investments L P | 2,526,497 | $439.0M | 4.21% | +2,526,497 | New |
| Pentwater Capital Management LP | 2,520,000 | $437.9M | 4.50% | +2,520,000 | New |
| Millennium Management LLC | 2,083,774 | $362.1M | 0.46% | +1,981,846+1,944.4% | Added |
| UBS Oconnor LLC | 1,719,764 | $298.8M | 2.67% | +1,719,764 | New |
| FMR LLC | 1,369,823 | $238.0M | 0.02% | −78,094−5.4% | Reduced |
| Barclays PLC | 1,241,690 | $215.8M | 0.18% | +1,241,690 | New |
| ArrowMark Colorado Holdings LLC | 1,109,046 | $192.7M | 1.45% | −62,722−5.4% | Reduced |
| Balyasny Asset Management LLC | 988,662 | $171.8M | 0.94% | +988,662 | New |
| Bank of New York Mellon Corp | 898,173 | $156.1M | 0.03% | −1,143,212−56.0% | Reduced |
| Natixis | 896,479 | $155.8M | 0.68% | +889,983+13,700.5% | Added |
| State Street Corp | 892,192 | $155.0M | 0.01% | +131,105+17.2% | Added |
| Bank of America Corp | 834,057 | $144.9M | 0.02% | −363,796−30.4% | Reduced |
| Norges Bank | 803,876 | $139.7M | 0.03% | +334,522+71.3% | Added |
| TIG Advisors, LLC | 766,508 | $133.2M | 4.61% | +766,508 | New |
| First Trust Advisors LP | 762,799 | $132.5M | 0.14% | −274,378−26.5% | Reduced |
| Westchester Capital Management, LLC | 725,846 | $126.1M | 3.21% | +725,846 | New |
| Geode Capital Management, LLC | 712,628 | $123.8M | 0.02% | −37,160−5.0% | Reduced |
| Glazer Capital, LLC | 704,273 | $122.4M | 1.90% | +704,273 | New |
| Davidson Kempner Capital Management LP | 694,269 | $120.6M | 0.94% | +694,269 | New |
| Citigroup Inc | 619,165 | $107.6M | 0.09% | +293,183+89.9% | Added |
| Alpine Associates Management Inc. | 605,634 | $105.2M | 2.89% | +605,634 | New |
| D. E. Shaw & Co., Inc. | 591,401 | $102.8M | 0.12% | +530,406+869.6% | Added |
| Bank of Nova Scotia | 577,096 | $100.3M | 0.19% | +577,096 | New |
| Citadel Advisors LLC | 575,976 | $100.1M | 0.10% | +561,986+4,017.1% | Added |
| Legal & General Group Plc | 567,509 | $98.6M | 0.03% | +65,106+13.0% | Added |
| Goldman Sachs Group Inc | 549,039 | $95.4M | 0.03% | +33,056+6.4% | Added |
| Hudson Bay Capital Management LP | 526,280 | $91.4M | 1.15% | +526,280 | New |
| Credit Suisse AG | 479,517 | $83.3M | 0.07% | −222,480−31.7% | Reduced |
| Tudor Investment Corp Et Al | 460,605 | $80.0M | 1.63% | +431,283+1,470.9% | Added |
| Samson Rock Capital LLP | 459,055 | $79.8M | 15.71% | +459,055 | New |
| Mirae Asset Global Investments Co., Ltd. | 419,423 | $72.9M | 0.20% | −452,383−51.9% | Reduced |
| Pictet Asset Management Ltd | 414,726 | $72.1M | 0.08% | −313,546−43.1% | Reduced |
| P Schoenfeld Asset Management LP | 404,500 | $70.3M | 4.42% | +404,500 | New |
| Renaissance Technologies LLC | 390,800 | $67.9M | 0.08% | +264,300+208.9% | Added |
| BNP Paribas Arbitrage, SA | 383,469 | $66.6M | 0.13% | +346,657+941.7% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 378,711 | $65.8M | 0.15% | +377,275+26,272.6% | Added |
| Wells Fargo & Company | 373,437 | $64.9M | 0.01% | −389,252−51.0% | Reduced |
| Nuveen Asset Management, LLC | 370,971 | $64.5M | 0.02% | −706,133−65.6% | Reduced |
| Melqart Asset Management (UK) Ltd | 353,421 | $61.4M | 2.76% | +353,421 | New |
| Omni Partners US LLC | 347,840 | $60.4M | 2.67% | +347,840 | New |
| Arrowstreet Capital, Limited Partnership | 344,374 | $59.8M | 0.07% | +151,300+78.4% | Added |
| Man Group plc | 330,574 | $57.4M | 0.20% | +285,953+640.8% | Added |
| Water Island Capital LLC | 323,370 | $56.2M | 2.97% | +323,370 | New |
| Beryl Capital Management LLC | 304,666 | $52.9M | 4.72% | +304,666 | New |
| Farallon Capital Management, L.L.C. | 304,500 | $52.9M | 0.26% | +304,500 | New |
| ETF Managers Group, LLC | 292,008 | $50.7M | 0.83% | −109,096−27.2% | Reduced |
| Charles Schwab Investment Management Inc | 291,325 | $50.6M | 0.02% | +5,264+1.8% | Added |
| Marshall Wace, LLP | 290,617 | $50.5M | 0.27% | +290,617 | New |
| IndexIQ Advisors LLC | 283,783 | $49.3M | 1.67% | +283,783 | New |
| Northern Trust Corp | 283,475 | $49.3M | 0.01% | −3,277−1.1% | Reduced |
| Sand Grove Capital Management LLP | 282,055 | $49.0M | 4.64% | +282,055 | New |
| Marshall Wace North America L.P. | 273,259 | $47.5M | 0.20% | +273,259 | New |
| Price T Rowe Associates Inc | 260,905 | $45.3M | 0.00% | −6,363,019−96.1% | Reduced |
| Vivaldi Asset Management, LLC | 253,075 | $44.0M | 6.56% | +253,075 | New |
| Picton Mahoney Asset Management | 250,000 | $43.4M | 1.57% | +250,000 | New |
| Two Sigma Advisers, LP | 249,316 | $43.3M | 0.11% | +97,000+63.7% | Added |
| Nomura Holdings Inc | 203,832 | $35.4M | 0.29% | +199,832+4,995.8% | Added |
| AXA S.A. | 202,918 | $35.3M | 0.10% | −748,214−78.7% | Reduced |
| Deutsche Bank AG | 200,616 | $34.9M | 0.02% | −295,141−59.5% | Reduced |
| Gabelli Funds LLC | 200,538 | $34.8M | 0.22% | +200,538 | New |
| Berry Street Capital Management LLP | 200,000 | $34.8M | 4.18% | +200,000 | New |
| Royal Bank of Canada | 194,547 | $33.8M | 0.01% | +161,927+496.4% | Added |
| Bardin Hill Management Partners LP | 191,406 | $33.3M | 5.85% | +191,406 | New |
| Bank of Montreal | 176,812 | $30.7M | 0.02% | +154,067+677.4% | Added |
| Maven Securities LTD | 175,167 | $30.4M | 3.21% | +175,167 | New |
| Verition Fund Management LLC | 174,802 | $30.4M | 0.45% | +174,802 | New |
| SG Americas Securities, LLC | 174,504 | $30.3M | 0.16% | +56,135+47.4% | Added |
| MUFG Securities EMEA plc | 173,402 | $30.1M | 0.33% | +173,402 | New |
| JPMorgan Chase & Co | 152,523 | $26.5M | 0.00% | +67,451+79.3% | Added |
| Adage Capital Partners GP, L.L.C. | 150,000 | $26.1M | 0.05% | +150,000 | New |
| State of Wisconsin Investment Board | 147,319 | $25.6M | 0.05% | +62,237+73.1% | Added |
| Dimensional Fund Advisors LP | 146,773 | $25.5M | 0.01% | −1,783−1.2% | Reduced |
| Segantii Capital Management Ltd | 146,354 | $25.4M | 0.81% | +146,354 | New |
| Eaton Vance Management | 137,744 | $23.9M | 0.03% | −529−0.4% | Reduced |
| Macquarie Group Ltd | 136,233 | $23.7M | 0.02% | +74,445+120.5% | Added |
| California Public Employees Retirement System | 128,759 | $22.4M | 0.02% | −5,846−4.3% | Reduced |
| Swiss National Bank | 126,552 | $22.0M | 0.01% | −5,300−4.0% | Reduced |
| Ramius Advisors LLC | 124,547 | $21.6M | 8.28% | +124,547 | New |
| Capitolis Advisors LLC | 123,057 | $21.4M | 0.25% | +123,057 | New |
| CNH Partners LLC | 121,288 | $21.0M | 0.59% | +121,288 | New |
| Kellner Capital, LLC | 120,659 | $21.0M | 6.43% | +120,659 | New |
| Gardner Lewis Asset Management L P | 116,639 | $20.3M | 3.34% | +116,639 | New |
| Gabelli & Co Investment Advisers, Inc. | 114,520 | $19.9M | 2.30% | +114,520 | New |
| Prelude Capital Management, LLC | 109,317 | $19.0M | 1.05% | +107,345+5,443.5% | Added |
| Tokio Marine Asset Management Co Ltd | 108,214 | $18.8M | 1.72% | +108,214 | New |
| Great West Life Assurance Co | 106,582 | $18.5M | 0.04% | +2,282+2.2% | Added |
| American Capital Management Inc | 104,379 | $18.1M | 0.51% | −146,617−58.4% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 102,534 | $17.8M | 0.41% | +102,534 | New |
| Highland Capital Management Fund Advisors, L.P. | 102,280 | $17.8M | 3.90% | +102,280 | New |
| Alyeska Investment Group, L.P. | 100,000 | $17.4M | 0.20% | −229,777−69.7% | Reduced |
| Alpine Global Management, LLC | 99,302 | $17.3M | 2.35% | +99,302 | New |
| Candriam Luxembourg S.C.A. | 98,981 | $17.2M | 0.12% | +98,981 | New |
| California State Teachers Retirement System | 98,719 | $17.2M | 0.02% | −2,729−2.7% | Reduced |
| UBS Asset Management Americas Inc | 97,299 | $16.9M | 0.01% | +5,821+6.4% | Added |
| Alliancebernstein L.P. | 94,617 | $16.4M | 0.01% | −1,289,445−93.2% | Reduced |
| Fred Alger Management, LLC | 92,523 | $16.1M | 0.04% | −19,530−17.4% | Reduced |
| Bluefin Capital Management, LLC | 90,242 | $15.7M | 1.09% | +90,242 | New |