Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, so this page shows Q2 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 89,242 | $15.5M | 0.19% | +89,242 | New |
| Centiva Capital, LP | 85,886 | $14.9M | 1.17% | +85,886 | New |
| Tibra Equities Europe Ltd | 83,632 | $14.5M | 4.49% | +83,632 | New |
| Neuberger Berman Group LLC | 75,575 | $13.1M | 0.01% | −22,685−23.1% | Reduced |
| Two Sigma Investments, LP | 73,451 | $12.8M | 0.03% | +32,049+77.4% | Added |
| State Board of Administration of Florida Retirement System | 72,093 | $12.5M | 0.02% | −1,110−1.5% | Reduced |
| Aristotle Capital Boston, LLC | 70,962 | $12.3M | 0.28% | −1,661−2.3% | Reduced |
| DLD Asset Management, LP | 70,344 | $12.2M | 0.95% | +70,344 | New |
| RMB Capital Management, LLC | 68,712 | $11.9M | 0.40% | −1,388−2.0% | Reduced |
| Vestcor Inc | 66,800 | $11.6M | 0.39% | +66,800 | New |
| New York State Common Retirement Fund | 66,588 | $11.6M | 0.01% | −362−0.5% | Reduced |
| Capstone Investment Advisors, LLC | 66,485 | $11.6M | 0.27% | +66,485 | New |
| Toronto Dominion Bank | 62,000 | $10.8M | 0.02% | +62,000 | New |
| Stephens Investment Management Group LLC | 61,876 | $10.8M | 0.15% | −515,160−89.3% | Reduced |
| Walleye Trading LLC | 60,516 | $10.5M | 0.28% | +57,129+1,686.7% | Added |
| Angelo Gordon & Co., L.P. | 60,000 | $10.4M | 1.22% | +60,000 | New |
| Ergoteles LLC | 59,962 | $10.4M | 0.24% | +59,962 | New |
| Alberta Investment Management Corp | 57,550 | $10.0M | 0.08% | +57,550 | New |
| Athos Capital Ltd | 57,510 | $9.99M | 2.18% | +57,510 | New |
| CQS (US), LLC | 55,931 | $9.72M | 0.59% | +55,931 | New |
| Twin Securities, Inc. | 55,867 | $9.71M | 3.67% | +55,867 | New |
| Parametric Portfolio Associates LLC | 55,650 | $9.67M | 0.01% | −564−1.0% | Reduced |
| Public Employees Retirement System of Ohio | 54,876 | $9.54M | 0.03% | −5,554−9.2% | Reduced |
| Rhumbline Advisers | 54,274 | $9.43M | 0.01% | −4,302−7.3% | Reduced |
| Ashford Capital Management Inc | 53,385 | $9.28M | 0.84% | −123,890−69.9% | Reduced |
| Guggenheim Capital LLC | 53,000 | $9.21M | 0.05% | +5,156+10.8% | Added |
| Walleye Capital LLC | 53,000 | $9.21M | 0.34% | +53,000 | New |
| Havens Advisors LLC | 50,000 | $8.69M | 6.90% | +50,000 | New |
| Voloridge Investment Management, LLC | 47,266 | $8.21M | 0.06% | +47,266 | New |
| Spring Creek Capital LLC | 46,000 | $7.99M | 0.40% | +46,000 | New |
| GWM Asset Management Ltd | 45,804 | $7.96M | 3.27% | +45,804 | New |
| Murchinson Ltd. | 45,000 | $7.82M | 2.85% | +45,000 | New |
| Invesco Ltd. | 43,887 | $7.63M | 0.00% | +18,125+70.4% | Added |
| Blair William & Co | 42,675 | $7.42M | 0.03% | −26,510−38.3% | Reduced |
| Jane Street Group, LLC | 41,424 | $7.20M | 0.02% | +35,821+639.3% | Added |
| Twin Tree Management, LP | 40,839 | $7.10M | 0.21% | +12,279+43.0% | Added |
| Equitec Proprietary Markets, LLC | 39,100 | $6.79M | 4.84% | +39,100 | New |
| Schonfeld Strategic Advisors LLC | 39,000 | $6.78M | 0.08% | +39,000 | New |
| Chicago Capital Management, LLC | 38,762 | $6.74M | 3.77% | +38,762 | New |
| Seven Eight Capital, LP | 38,320 | $6.66M | 0.93% | +38,320 | New |
| Jupiter Asset Management Ltd | 38,000 | $6.60M | 0.07% | 00.0% | Unchanged |
| Moore Capital Management, LP | 35,800 | $6.22M | 0.11% | +35,800 | New |
| HRT Financial LP | 35,217 | $6.12M | 0.06% | +35,217 | New |
| Harvest Management LLC | 34,950 | $6.07M | 4.67% | +34,950 | New |
| Gamco Investors, Inc. Et Al | 34,542 | $6.00M | 0.05% | +34,542 | New |
| Lombard Odier Asset Management (USA) Corp | 34,500 | $6.00M | 1.13% | +34,500 | New |
| State of New Jersey Common Pension Fund D | 32,761 | $5.69M | 0.02% | −1,788−5.2% | Reduced |
| Brookfield Asset Management Inc. | 30,000 | $5.21M | 0.02% | +30,000 | New |
| Ameriprise Financial Inc | 28,709 | $4.99M | 0.00% | +10,717+59.6% | Added |
| Wolverine Asset Management LLC | 28,457 | $4.94M | 0.05% | +28,457 | New |
| US Bancorp | 28,136 | $4.89M | 0.01% | −12,023−29.9% | Reduced |
| Syquant Capital SAS | 28,100 | $4.88M | 5.85% | +28,100 | New |
| Group One Trading, L.P. | 28,075 | $4.88M | 0.09% | +28,075 | New |
| S. Muoio & Co. LLC | 28,000 | $4.87M | 4.12% | +28,000 | New |
| Boothbay Fund Management, LLC | 27,500 | $4.78M | 0.20% | +27,500 | New |
| Janus Henderson Group PLC | 27,488 | $4.78M | 0.00% | +27,488 | New |
| Susquehanna International Group, LLP | 27,275 | $4.74M | 0.01% | +21,985+415.6% | Added |
| Qube Research & Technologies Ltd | 26,253 | $4.56M | 0.06% | +18,677+246.5% | Added |
| ExodusPoint Capital Management, LP | 26,151 | $4.54M | 0.07% | +26,151 | New |
| Ossiam | 25,000 | $4.37M | 0.12% | +25,000 | New |
| Rafferty Asset Management, LLC | 24,666 | $4.29M | 0.03% | −5,243−17.5% | Reduced |
| HAP Trading, LLC | 24,470 | $4.25M | 0.26% | +24,470 | New |
| Asset Management One Co.,Ltd. | 24,260 | $4.21M | 0.02% | −11,615−32.4% | Reduced |
| Dynamic Technology Lab Private Ltd | 23,574 | $4.10M | 0.41% | +23,574 | New |
| Crabel Capital Management, LLC | 23,037 | $4.00M | 0.82% | +23,037 | New |
| Rice Hall James & Associates, LLC | 22,634 | $3.93M | 0.14% | +30.0% | Added |
| DuPont Capital Management Corp | 22,600 | $3.93M | 0.09% | +22,600 | New |
| HSBC Holdings PLC | 22,219 | $3.86M | 0.00% | +22,219 | New |
| Trillium Asset Management, LLC | 21,397 | $3.72M | 0.10% | −3,496−14.0% | Reduced |
| LMR Partners LLP | 20,900 | $3.63M | 0.05% | +20,900 | New |
| Keebeck Alpha, LP | 20,140 | $3.50M | 1.22% | +20,140 | New |
| BTG Pactual Global Asset Management Ltd | 20,100 | $3.49M | 1.56% | +20,100 | New |
| Skandinaviska Enskilda Banken AB (publ) | 20,000 | $3.47M | 0.02% | +20,000 | New |
| Treasurer of the State of North Carolina | 19,738 | $3.43M | 0.02% | −1,030−5.0% | Reduced |
| Russell Investments Group, Ltd. | 19,254 | $3.34M | 0.01% | +10,113+110.6% | Added |
| Seven Post Investment Office LP | 18,551 | $3.22M | 0.97% | 00.0% | Unchanged |
| Voya Investment Management LLC | 18,457 | $3.21M | 0.01% | −77,621−80.8% | Reduced |
| Calamos Advisors LLC | 17,500 | $3.04M | 0.02% | +17,500 | New |
| Quantbot Technologies LP | 16,089 | $2.79M | 0.22% | +15,455+2,437.7% | Added |
| Swedbank AB | 15,900 | $2.76M | 0.01% | −334,100−95.5% | Reduced |
| Arizona State Retirement System | 15,601 | $2.71M | 0.02% | −1,198−7.1% | Reduced |
| SEI Investments Co | 15,365 | $2.67M | 0.01% | −103,234−87.0% | Reduced |
| Schroder Investment Management Group | 14,367 | $2.50M | 0.00% | −22,873−61.4% | Reduced |
| Quinn Opportunity Partners LLC | 14,042 | $2.44M | 0.15% | +14,042 | New |
| UBS Group AG | 13,369 | $2.32M | 0.00% | −42,489−76.1% | Reduced |
| Wellington Management Group LLP | 13,214 | $2.30M | 0.00% | −489,528−97.4% | Reduced |
| Landsberg, Bennett, & Dubbaneh LLC | 13,194 | $2.29M | 0.30% | −11,467−46.5% | Reduced |
| Alps Advisors Inc | 12,911 | $2.24M | 0.02% | −3,521−21.4% | Reduced |
| Tremblant Capital Group | 12,867 | $2.24M | 0.07% | −748,786−98.3% | Reduced |
| BCK Capital Management LP | 12,100 | $2.10M | 1.05% | +12,100 | New |
| Amalgamated Bank | 12,068 | $2.10M | 0.02% | +1,532+14.5% | Added |
| Raymond James & Associates | 11,975 | $2.08M | 0.00% | −9,444−44.1% | Reduced |
| Alamar Capital Management, LLC | 11,650 | $2.02M | 1.77% | −3,889−25.0% | Reduced |
| LPL Financial LLC | 11,149 | $1.94M | 0.00% | −54,319−83.0% | Reduced |
| Utah Retirement Systems | 10,768 | $1.87M | 0.02% | 00.0% | Unchanged |
| Banco Bilbao Vizcaya Argentaria, S.A. | 10,526 | $1.83M | 0.03% | +1,471+16.2% | Added |
| Advisor Group Holdings, Inc. | 10,433 | $1.81M | 0.00% | −11,291−52.0% | Reduced |
| Firsthand Capital Management, Inc. | 10,000 | $1.74M | 0.44% | −10,000−50.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 10,000 | $1.74M | 0.02% | +10,000 | New |
| Banque Cantonale Vaudoise | 9,569 | $1.66M | 0.07% | +3,302+52.7% | Added |