Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, so this page shows Q2 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stifel Financial Corp | 2,769 | $482.0K | 0.00% | −9,571−77.6% | Reduced |
| Rockefeller Capital Management L.P. | 2,804 | $487.0K | 0.00% | −16,594−85.5% | Reduced |
| Commerce Bank | 3,013 | $524.0K | 0.00% | −67,430−95.7% | Reduced |
| ProShare Advisors LLC | 3,061 | $532.0K | 0.00% | +178+6.2% | Added |
| Illinois Municipal Retirement Fund | 3,186 | $554.0K | 0.02% | 00.0% | Unchanged |
| Spearhead Capital Advisors, LLC | 3,275 | $569.0K | 0.08% | +311+10.5% | Added |
| Quantamental Technologies LLC | 3,409 | $592.0K | 0.52% | +3,409 | New |
| Prime Capital Investment Advisors, LLC | 3,415 | $593.0K | 0.03% | +3,415 | New |
| Franklin Resources Inc | 3,563 | $619.0K | 0.00% | +375+11.8% | Added |
| AGF Investments LLC | 3,621 | $629.0K | 0.07% | +3,621 | New |
| Court Place Advisors, LLC | 3,635 | $632.0K | 0.18% | 00.0% | Unchanged |
| M&T Bank Corp | 3,696 | $642.0K | 0.00% | −350−8.7% | Reduced |
| DekaBank Deutsche Girozentrale | 3,800 | $650.0K | 0.00% | +1,000+35.7% | Added |
| Metropolitan Life Insurance Co | 3,927 | $682.4K | 0.01% | −188−4.6% | Reduced |
| Hunter Associates Investment Management LLC | 4,000 | $695.0K | 0.22% | −25,900−86.6% | Reduced |
| Mason Capital Management LLC | 4,000 | $695.0K | 0.15% | +4,000 | New |
| Gotham Asset Management, LLC | 3,997 | $695.0K | 0.03% | +3,997 | New |
| Leonteq Securities AG | 4,015 | $697.6K | 0.05% | −3,937−49.5% | Reduced |
| Cresset Asset Management, LLC | 4,203 | $731.0K | 0.01% | +1,226+41.2% | Added |
| First Republic Investment Management, Inc. | 4,313 | $749.0K | 0.00% | −8,324−65.9% | Reduced |
| Shell Asset Management Co | 4,374 | $760.0K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 4,399 | $764.0K | 0.00% | −378−7.9% | Reduced |
| Maryland State Retirement & Pension System | 4,519 | $786.0K | 0.03% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 4,695 | $815.0K | 0.33% | +4,695 | New |
| Cutler Group LP | 4,736 | $822.0K | 0.06% | +4,736 | New |
| D.A. Davidson & Co. | 4,779 | $830.0K | 0.01% | +154+3.3% | Added |
| Envestnet Asset Management Inc | 4,808 | $835.0K | 0.00% | −6,484−57.4% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,821 | $838.0K | 0.01% | +4,821 | New |
| Wolverine Trading, LLC | 4,900 | $851.0K | 0.02% | −2,149−30.5% | Reduced |
| Pathstone Family Office, LLC | 5,262 | $914.0K | 0.03% | +2,478+89.0% | Added |
| Grace Capital | 5,400 | $938.0K | 0.63% | 00.0% | Unchanged |
| Anson Funds Management LP | 5,404 | $939.0K | 0.11% | +5,404 | New |
| Washington Capital Management Inc | 5,500 | $956.0K | 1.16% | 00.0% | Unchanged |
| Jefferies Group LLC | 5,522 | $959.5K | 0.02% | +5,522 | New |
| Bradley Foster & Sargent Inc | 5,612 | $975.0K | 0.02% | 00.0% | Unchanged |
| Winton Group Ltd | 5,646 | $981.0K | 0.05% | +2,456+77.0% | Added |
| Green Alpha Advisors, LLC | 5,685 | $988.0K | 0.67% | +3,191+127.9% | Added |
| Paloma Partners Management Co | 5,700 | $990.0K | 0.03% | +5,700 | New |
| Canada Pension Plan Investment Board | 5,758 | $1.00M | 0.00% | −277−4.6% | Reduced |
| Vivaldi Capital Management, LLC | 5,802 | $1.01M | 0.20% | +5,802 | New |
| Squarepoint Ops LLC | 6,145 | $1.07M | 0.01% | −39,044−86.4% | Reduced |
| Principal Financial Group Inc | 6,181 | $1.07M | 0.00% | −184−2.9% | Reduced |
| Fernwood Investment Management, LLC | 6,200 | $1.08M | 0.36% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 6,491 | $1.13M | 0.18% | +6,491 | New |
| AQR Capital Management LLC | 6,524 | $1.13M | 0.00% | −14,104−68.4% | Reduced |
| Standard Life Aberdeen plc | 6,564 | $1.14M | 0.00% | +6,564 | New |
| Xponance, Inc. | 6,607 | $1.15M | 0.02% | +732+12.5% | Added |
| FORA Capital, LLC | 6,924 | $1.20M | 0.22% | +6,924 | New |
| Bridgefront Capital, LLC | 7,066 | $1.23M | 0.46% | +7,066 | New |
| Davy Global Fund Management Ltd | 7,281 | $1.26M | 0.19% | −10,475−59.0% | Reduced |
| Teacher Retirement System of Texas | 7,341 | $1.28M | 0.01% | −617,370−98.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 7,412 | $1.29M | 0.07% | −110−1.5% | Reduced |
| Advisors Asset Management, Inc. | 7,486 | $1.30M | 0.02% | −860−10.3% | Reduced |
| Victory Capital Management Inc | 7,898 | $1.37M | 0.00% | −334,913−97.7% | Reduced |
| Public Employees Retirement Association of Colorado | 7,921 | $1.38M | 0.01% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 7,923 | $1.38M | 0.37% | −447−5.3% | Reduced |
| Simplex Trading, LLC | 8,047 | $1.40M | 0.05% | +8,047 | New |
| Vident Investment Advisory, LLC | 8,180 | $1.42M | 0.04% | −194−2.3% | Reduced |
| Allianz Asset Management GmbH | 8,500 | $1.48M | 0.00% | −587,612−98.6% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 8,542 | $1.48M | 0.02% | −12,637−59.7% | Reduced |
| Mutual of America Capital Management LLC | 8,682 | $1.51M | 0.01% | −203−2.3% | Reduced |
| Handelsbanken Fonder AB | 9,230 | $1.60M | 0.01% | −120,900−92.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,317 | $1.62M | 0.01% | −15,630−62.7% | Reduced |
| Shay Capital LLC | 9,450 | $1.64M | 0.39% | +9,450 | New |
| Banque Cantonale Vaudoise | 9,569 | $1.66M | 0.07% | +3,302+52.7% | Added |
| Firsthand Capital Management, Inc. | 10,000 | $1.74M | 0.44% | −10,000−50.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 10,000 | $1.74M | 0.02% | +10,000 | New |
| Advisor Group Holdings, Inc. | 10,433 | $1.81M | 0.00% | −11,291−52.0% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 10,526 | $1.83M | 0.03% | +1,471+16.2% | Added |
| Utah Retirement Systems | 10,768 | $1.87M | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 11,149 | $1.94M | 0.00% | −54,319−83.0% | Reduced |
| Alamar Capital Management, LLC | 11,650 | $2.02M | 1.77% | −3,889−25.0% | Reduced |
| Raymond James & Associates | 11,975 | $2.08M | 0.00% | −9,444−44.1% | Reduced |
| Amalgamated Bank | 12,068 | $2.10M | 0.02% | +1,532+14.5% | Added |
| BCK Capital Management LP | 12,100 | $2.10M | 1.05% | +12,100 | New |
| Tremblant Capital Group | 12,867 | $2.24M | 0.07% | −748,786−98.3% | Reduced |
| Alps Advisors Inc | 12,911 | $2.24M | 0.02% | −3,521−21.4% | Reduced |
| Landsberg, Bennett, & Dubbaneh LLC | 13,194 | $2.29M | 0.30% | −11,467−46.5% | Reduced |
| Wellington Management Group LLP | 13,214 | $2.30M | 0.00% | −489,528−97.4% | Reduced |
| UBS Group AG | 13,369 | $2.32M | 0.00% | −42,489−76.1% | Reduced |
| Quinn Opportunity Partners LLC | 14,042 | $2.44M | 0.15% | +14,042 | New |
| Schroder Investment Management Group | 14,367 | $2.50M | 0.00% | −22,873−61.4% | Reduced |
| SEI Investments Co | 15,365 | $2.67M | 0.01% | −103,234−87.0% | Reduced |
| Arizona State Retirement System | 15,601 | $2.71M | 0.02% | −1,198−7.1% | Reduced |
| Swedbank AB | 15,900 | $2.76M | 0.01% | −334,100−95.5% | Reduced |
| Quantbot Technologies LP | 16,089 | $2.79M | 0.22% | +15,455+2,437.7% | Added |
| Calamos Advisors LLC | 17,500 | $3.04M | 0.02% | +17,500 | New |
| Voya Investment Management LLC | 18,457 | $3.21M | 0.01% | −77,621−80.8% | Reduced |
| Seven Post Investment Office LP | 18,551 | $3.22M | 0.97% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 19,254 | $3.34M | 0.01% | +10,113+110.6% | Added |
| Treasurer of the State of North Carolina | 19,738 | $3.43M | 0.02% | −1,030−5.0% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 20,000 | $3.47M | 0.02% | +20,000 | New |
| BTG Pactual Global Asset Management Ltd | 20,100 | $3.49M | 1.56% | +20,100 | New |
| Keebeck Alpha, LP | 20,140 | $3.50M | 1.22% | +20,140 | New |
| LMR Partners LLP | 20,900 | $3.63M | 0.05% | +20,900 | New |
| Trillium Asset Management, LLC | 21,397 | $3.72M | 0.10% | −3,496−14.0% | Reduced |
| HSBC Holdings PLC | 22,219 | $3.86M | 0.00% | +22,219 | New |
| DuPont Capital Management Corp | 22,600 | $3.93M | 0.09% | +22,600 | New |
| Rice Hall James & Associates, LLC | 22,634 | $3.93M | 0.14% | +30.0% | Added |
| Crabel Capital Management, LLC | 23,037 | $4.00M | 0.82% | +23,037 | New |