Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Penumbra Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 317
- −42 vs. Q2 2023
- Shares held
- 33.1M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $8.01B
- −$3.74B (−31.8%) vs. Q2 2023
- New holders
- 39
- 105 more added
- Sold out
- 81
- 124 more reduced
5 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ProShare Advisors LLC | 2,145 | $518.9K | 0.00% | −155−6.7% | Reduced |
| Hussman Strategic Advisors, Inc. | 2,100 | $508.0K | 0.10% | +2,100 | New |
| Washington Trust Advisors, Inc. | 2,071 | $501.0K | 0.05% | +2,071 | New |
| Level Four Advisory Services, LLC | 2,054 | $496.9K | 0.03% | +48+2.4% | Added |
| Pathstone Family Office, LLC | 1,976 | $478.0K | 0.00% | +1,136+135.2% | Added |
| Calamos Advisors LLC | 1,927 | $466.2K | 0.00% | −10,129−84.0% | Reduced |
| HighTower Advisors, LLC | 1,901 | $454.0K | 0.00% | −76−3.8% | Reduced |
| Yorktown Management & Research Co Inc | 1,850 | $447.5K | 0.50% | 00.0% | Unchanged |
| Shelton Capital Management | 1,780 | $430.6K | 0.02% | −91−4.9% | Reduced |
| QRG Capital Management, Inc. | 1,754 | $424.3K | 0.01% | +1,754 | New |
| Stifel Financial Corp | 1,749 | $423.1K | 0.00% | +453+35.0% | Added |
| Prelude Capital Management, LLC | 1,739 | $420.7K | 0.04% | +1,739 | New |
| The PNC Financial Services Group, Inc. | 1,723 | $416.8K | 0.00% | 00.0% | Unchanged |
| Silvercrest Asset Management Group LLC | 1,645 | $397.9K | 0.00% | +573+53.5% | Added |
| HSBC Holdings PLC | 1,634 | $395.7K | 0.00% | −3,354−67.2% | Reduced |
| Wolverine Trading, LLC | 1,593 | $385.4K | 0.00% | +939+143.6% | Added |
| Two Sigma Securities, LLC | 1,561 | $377.6K | 0.02% | +535+52.1% | Added |
| Abbot Financial Management, Inc. | 1,536 | $371.6K | 0.25% | +652+73.8% | Added |
| Centiva Capital, LP | 1,484 | $359.0K | 0.02% | +301+25.4% | Added |
| Graham Capital Management, L.P. | 1,375 | $332.6K | 0.01% | −316−18.7% | Reduced |
| UBS Oconnor LLC | 1,369 | $331.2K | 0.01% | 00.0% | Unchanged |
| M&T Bank Corp | 1,262 | $304.9K | 0.00% | +72+6.1% | Added |
| Toroso Investments, LLC | 1,248 | $301.9K | 0.01% | −550−30.6% | Reduced |
| Concorde Asset Management, LLC | 1,175 | $284.2K | 0.26% | −112−8.7% | Reduced |
| Vontobel Holding Ltd. | 1,123 | $271.7K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 1,115 | $269.7K | 0.00% | +1,115 | New |
| Advisor Partners II, LLC | 1,069 | $258.6K | 0.01% | +11+1.0% | Added |
| Coldstream Capital Management Inc | 1,044 | $252.6K | 0.01% | +6+0.6% | Added |
| Creative Planning | 1,044 | $252.6K | 0.00% | −143−12.0% | Reduced |
| Profund Advisors LLC | 1,037 | $250.9K | 0.01% | −145−12.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 1,018 | $246.3K | 0.00% | −23,293−95.8% | Reduced |
| Banque Cantonale Vaudoise | 1,016 | $246.0K | 0.01% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 1,005 | $243.1K | 0.01% | −6,435−86.5% | Reduced |
| D. E. Shaw & Co., Inc. | 1,000 | $241.9K | 0.00% | −15,578−94.0% | Reduced |
| Paul Damon & Associates, Inc. | 1,000 | $241.9K | 0.16% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 994 | $240.5K | 0.00% | 00.0% | Unchanged |
| Robeco Institutional Asset Management B.V. | 947 | $229.1K | 0.00% | −995−51.2% | Reduced |
| Royal Bank of Canada | 944 | $228.0K | 0.00% | −1,166−55.3% | Reduced |
| Spouting Rock Asset Management, LLC | 930 | $225.0K | 0.07% | 00.0% | Unchanged |
| Independent Advisor Alliance | 906 | $219.2K | 0.01% | −45−4.7% | Reduced |
| Titleist Asset Management, LLC | 900 | $217.7K | 0.04% | 00.0% | Unchanged |
| Envestnet Portfolio Solutions, Inc. | 900 | $217.7K | 0.00% | +900 | New |
| Huntington National Bank | 882 | $213.4K | 0.00% | +29+3.4% | Added |
| Integrated Wealth Concepts LLC | 869 | $210.2K | 0.00% | −8−0.9% | Reduced |
| Aigen Investment Management, LP | 863 | $208.8K | 0.04% | +863 | New |
| Wescott Financial Advisory Group, LLC | 850 | $205.6K | 0.04% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 839 | $203.0K | 0.20% | +839 | New |
| Financial Counselors Inc | 830 | $200.8K | 0.00% | +80+10.7% | Added |
| Lazard Asset Management LLC | 811 | $196.0K | 0.00% | +57+7.6% | Added |
| CWM, LLC | 722 | $175.0K | 0.00% | −445−38.1% | Reduced |
| KBC Group NV | 697 | $169.0K | 0.00% | +697 | New |
| Leonteq Securities AG | 682 | $165.0K | 0.02% | +182+36.4% | Added |
| Ci Investments Inc. | 666 | $161.0K | 0.00% | −88−11.7% | Reduced |
| Arcadia Investment Management Corp | 653 | $158.0K | 0.03% | +44+7.2% | Added |
| Quadrant Capital Group LLC | 550 | $133.1K | 0.01% | −127−18.8% | Reduced |
| HM Payson & Co | 500 | $121.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 498 | $116.7K | 0.00% | −6,288−92.7% | Reduced |
| Advisors Asset Management, Inc. | 428 | $103.5K | 0.00% | −189−30.6% | Reduced |
| Covestor Ltd | 348 | $84.0K | 0.06% | +272+357.9% | Added |
| Fifth Third Bancorp | 332 | $80.3K | 0.00% | +37+12.5% | Added |
| Cullen/Frost Bankers, Inc. | 300 | $72.6K | 0.00% | 00.0% | Unchanged |
| Twin Tree Management, LP | 221 | $53.5K | 0.00% | −13,833−98.4% | Reduced |
| M&R Capital Management Inc | 203 | $49.1K | 0.01% | 00.0% | Unchanged |
| RiverPark Advisors, LLC | 173 | $41.9K | 0.04% | +173 | New |
| Signaturefd, LLC | 169 | $40.9K | 0.00% | +21+14.2% | Added |
| Steward Partners Investment Advisory, LLC | 145 | $35.1K | 0.00% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 144 | $34.8K | 0.00% | −2,300−94.1% | Reduced |
| Global Retirement Partners, LLC | 138 | $31.9K | 0.00% | +7+5.3% | Added |
| Massmutual Trust Co FSB | 117 | $28.3K | 0.00% | −4−3.3% | Reduced |
| Beacon Capital Management, LLC | 80 | $27.5K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $24.2K | 0.00% | +5+5.3% | Added |
| Quarry LP | 72 | $17.4K | 0.01% | +72 | New |
| IFP Advisors, Inc | 61 | $14.8K | 0.00% | +3+5.2% | Added |
| Raleigh Capital Management Inc. | 61 | $14.7K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 60 | $14.5K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 46 | $11.1K | 0.00% | +11+31.4% | Added |
| NBC Securities, Inc. | 45 | $10.0K | 0.00% | +45 | New |
| Baystate Wealth Management LLC | 41 | $9.93K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 38 | $9.19K | 0.00% | +2+5.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 39 | $9.00K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 28 | $7.00K | 0.00% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 27 | $7.00K | 0.00% | +9+50.0% | Added |
| Allworth Financial LP | 28 | $6.77K | 0.00% | +2+7.7% | Added |
| LGT Financial Advisors LLC | 27 | $6.53K | 0.01% | +27 | New |
| Lindbrook Capital, LLC | 25 | $6.05K | 0.00% | +2+8.7% | Added |
| VitalStone Financial, LLC | 34 | $6.00K | 0.01% | +34 | New |
| First Horizon Advisors, Inc. | 22 | $5.32K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 21 | $5.08K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 20 | $4.84K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 16 | $3.87K | 0.00% | −1−5.9% | Reduced |
| Spire Wealth Management | 10 | $2.42K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 10 | $2.42K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 10 | $2.42K | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 9 | $2.18K | 0.00% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 8 | $2.00K | 0.00% | −4−33.3% | Reduced |
| VisionPoint Advisory Group, LLC | 8 | $1.94K | 0.00% | +7+700.0% | Added |
| GWM Advisors LLC | 8 | $1.94K | 0.00% | −139−94.6% | Reduced |
| Raffa Wealth Management, LLC | 8 | $1.94K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 7 | $1.69K | 0.00% | 00.0% | Unchanged |
| USA Financial Portformulas Corp | 6 | $1.45K | 0.00% | −143−96.0% | Reduced |