Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Penumbra Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 317
- −42 vs. Q2 2023
- Shares held
- 33.1M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $8.01B
- −$3.74B (−31.8%) vs. Q2 2023
- New holders
- 39
- 105 more added
- Sold out
- 81
- 124 more reduced
5 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steward Financial Group LLC | 4 | $0 | 0.00% | +4 | New |
| Sofos Investments, Inc. | 0 | $25 | 0.00% | −344−100.0% | Reduced |
| Manchester Capital Management LLC | 1 | $242 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1 | $242 | 0.00% | +1 | New |
| EverSource Wealth Advisors, LLC | 2 | $484 | 0.00% | −2−50.0% | Reduced |
| JFS Wealth Advisors, LLC | 2 | $484 | 0.00% | −1−33.3% | Reduced |
| AdvisorNet Financial, Inc | 2 | $484 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 2 | $484 | 0.00% | +2 | New |
| Macroview Investment Management LLC | 3 | $726 | 0.00% | −30−90.9% | Reduced |
| Parkside Financial Bank & Trust | 3 | $726 | 0.00% | +2+200.0% | Added |
| Clearstead Advisors, LLC | 4 | $968 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 5 | $1.00K | 0.00% | +5 | New |
| Bell Investment Advisors, Inc | 5 | $1.21K | 0.00% | −5−50.0% | Reduced |
| USA Financial Portformulas Corp | 6 | $1.45K | 0.00% | −143−96.0% | Reduced |
| Harbour Investments, Inc. | 6 | $1.45K | 0.00% | +6 | New |
| Lee Financial Co | 7 | $1.69K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 8 | $1.94K | 0.00% | −139−94.6% | Reduced |
| Raffa Wealth Management, LLC | 8 | $1.94K | 0.00% | 00.0% | Unchanged |
| VisionPoint Advisory Group, LLC | 8 | $1.94K | 0.00% | +7+700.0% | Added |
| Psagot Value Holdings Ltd. / (Israel) | 8 | $2.00K | 0.00% | −4−33.3% | Reduced |
| Baker Avenue Asset Management, LP | 9 | $2.18K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 10 | $2.42K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 10 | $2.42K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 10 | $2.42K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 16 | $3.87K | 0.00% | −1−5.9% | Reduced |
| Key Financial Inc | 20 | $4.84K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 21 | $5.08K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 22 | $5.32K | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 34 | $6.00K | 0.01% | +34 | New |
| Lindbrook Capital, LLC | 25 | $6.05K | 0.00% | +2+8.7% | Added |
| LGT Financial Advisors LLC | 27 | $6.53K | 0.01% | +27 | New |
| Allworth Financial LP | 28 | $6.77K | 0.00% | +2+7.7% | Added |
| Smithfield Trust Co | 28 | $7.00K | 0.00% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 27 | $7.00K | 0.00% | +9+50.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 39 | $9.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 38 | $9.19K | 0.00% | +2+5.6% | Added |
| Baystate Wealth Management LLC | 41 | $9.93K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 45 | $10.0K | 0.00% | +45 | New |
| MCF Advisors LLC | 46 | $11.1K | 0.00% | +11+31.4% | Added |
| Nisa Investment Advisors, LLC | 60 | $14.5K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 61 | $14.7K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 61 | $14.8K | 0.00% | +3+5.2% | Added |
| Quarry LP | 72 | $17.4K | 0.01% | +72 | New |
| Parallel Advisors, LLC | 100 | $24.2K | 0.00% | +5+5.3% | Added |
| Beacon Capital Management, LLC | 80 | $27.5K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 117 | $28.3K | 0.00% | −4−3.3% | Reduced |
| Global Retirement Partners, LLC | 138 | $31.9K | 0.00% | +7+5.3% | Added |
| Jefferies Financial Group Inc. | 144 | $34.8K | 0.00% | −2,300−94.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 145 | $35.1K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 169 | $40.9K | 0.00% | +21+14.2% | Added |
| RiverPark Advisors, LLC | 173 | $41.9K | 0.04% | +173 | New |
| M&R Capital Management Inc | 203 | $49.1K | 0.01% | 00.0% | Unchanged |
| Twin Tree Management, LP | 221 | $53.5K | 0.00% | −13,833−98.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 300 | $72.6K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 332 | $80.3K | 0.00% | +37+12.5% | Added |
| Covestor Ltd | 348 | $84.0K | 0.06% | +272+357.9% | Added |
| Advisors Asset Management, Inc. | 428 | $103.5K | 0.00% | −189−30.6% | Reduced |
| National Bank of Canada | 498 | $116.7K | 0.00% | −6,288−92.7% | Reduced |
| HM Payson & Co | 500 | $121.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 550 | $133.1K | 0.01% | −127−18.8% | Reduced |
| Arcadia Investment Management Corp | 653 | $158.0K | 0.03% | +44+7.2% | Added |
| Ci Investments Inc. | 666 | $161.0K | 0.00% | −88−11.7% | Reduced |
| Leonteq Securities AG | 682 | $165.0K | 0.02% | +182+36.4% | Added |
| KBC Group NV | 697 | $169.0K | 0.00% | +697 | New |
| CWM, LLC | 722 | $175.0K | 0.00% | −445−38.1% | Reduced |
| Lazard Asset Management LLC | 811 | $196.0K | 0.00% | +57+7.6% | Added |
| Financial Counselors Inc | 830 | $200.8K | 0.00% | +80+10.7% | Added |
| Keebeck Alpha, LP | 839 | $203.0K | 0.20% | +839 | New |
| Wescott Financial Advisory Group, LLC | 850 | $205.6K | 0.04% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 863 | $208.8K | 0.04% | +863 | New |
| Integrated Wealth Concepts LLC | 869 | $210.2K | 0.00% | −8−0.9% | Reduced |
| Huntington National Bank | 882 | $213.4K | 0.00% | +29+3.4% | Added |
| Titleist Asset Management, LLC | 900 | $217.7K | 0.04% | 00.0% | Unchanged |
| Envestnet Portfolio Solutions, Inc. | 900 | $217.7K | 0.00% | +900 | New |
| Independent Advisor Alliance | 906 | $219.2K | 0.01% | −45−4.7% | Reduced |
| Spouting Rock Asset Management, LLC | 930 | $225.0K | 0.07% | 00.0% | Unchanged |
| Royal Bank of Canada | 944 | $228.0K | 0.00% | −1,166−55.3% | Reduced |
| Robeco Institutional Asset Management B.V. | 947 | $229.1K | 0.00% | −995−51.2% | Reduced |
| CIBC Asset Management Inc | 994 | $240.5K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 1,000 | $241.9K | 0.00% | −15,578−94.0% | Reduced |
| Paul Damon & Associates, Inc. | 1,000 | $241.9K | 0.16% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 1,005 | $243.1K | 0.01% | −6,435−86.5% | Reduced |
| Banque Cantonale Vaudoise | 1,016 | $246.0K | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 1,018 | $246.3K | 0.00% | −23,293−95.8% | Reduced |
| Profund Advisors LLC | 1,037 | $250.9K | 0.01% | −145−12.3% | Reduced |
| Creative Planning | 1,044 | $252.6K | 0.00% | −143−12.0% | Reduced |
| Coldstream Capital Management Inc | 1,044 | $252.6K | 0.01% | +6+0.6% | Added |
| Advisor Partners II, LLC | 1,069 | $258.6K | 0.01% | +11+1.0% | Added |
| O'Shaughnessy Asset Management, LLC | 1,115 | $269.7K | 0.00% | +1,115 | New |
| Vontobel Holding Ltd. | 1,123 | $271.7K | 0.00% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,175 | $284.2K | 0.26% | −112−8.7% | Reduced |
| Toroso Investments, LLC | 1,248 | $301.9K | 0.01% | −550−30.6% | Reduced |
| M&T Bank Corp | 1,262 | $304.9K | 0.00% | +72+6.1% | Added |
| UBS Oconnor LLC | 1,369 | $331.2K | 0.01% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 1,375 | $332.6K | 0.01% | −316−18.7% | Reduced |
| Centiva Capital, LP | 1,484 | $359.0K | 0.02% | +301+25.4% | Added |
| Abbot Financial Management, Inc. | 1,536 | $371.6K | 0.25% | +652+73.8% | Added |