Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Penumbra Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 280
- −3 vs. Q2 2021
- Shares held
- 29.8M
- −20.8K (−0.1%) vs. Q2 2021
- Total value
- $7.94B
- −$228.7M (−2.8%) vs. Q2 2021
- New holders
- 29
- 97 more added
- Sold out
- 32
- 102 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 5,487,080 | $1.46B | 0.12% | +14,716+0.3% | Added |
| Vanguard Group Inc | 3,246,482 | $865.2M | 0.02% | +6430.0% | Added |
| BlackRock Inc. | 3,219,972 | $858.1M | 0.02% | +28,119+0.9% | Added |
| Capital Research Global Investors | 2,769,400 | $738.0M | 0.17% | −84,240−3.0% | Reduced |
| Baillie Gifford & Co | 1,323,744 | $352.8M | 0.18% | −15,402−1.2% | Reduced |
| Price T Rowe Associates Inc | 1,227,320 | $327.1M | 0.03% | −27,876−2.2% | Reduced |
| Clearbridge Investments, LLC | 1,015,310 | $270.6M | 0.19% | −12,257−1.2% | Reduced |
| State Street Corp | 901,270 | $240.2M | 0.01% | +10,128+1.1% | Added |
| William Blair Investment Management, LLC | 681,922 | $181.7M | 0.51% | −8,778−1.3% | Reduced |
| Capital World Investors | 508,744 | $135.6M | 0.02% | −68,216−11.8% | Reduced |
| Citadel Advisors LLC | 451,864 | $120.4M | 0.13% | −32,614−6.7% | Reduced |
| Champlain Investment Partners, LLC | 436,585 | $116.3M | 0.56% | +2,215+0.5% | Added |
| Millennium Management LLC | 416,847 | $111.1M | 0.15% | +91,359+28.1% | Added |
| Geode Capital Management, LLC | 410,402 | $109.4M | 0.01% | +5,125+1.3% | Added |
| RTW Investments, LP | 385,194 | $102.7M | 1.55% | +385,194 | New |
| Norges Bank | 344,955 | $91.9M | 0.02% | +6,104+1.8% | Added |
| Invesco Ltd. | 330,182 | $88.0M | 0.02% | +1,985+0.6% | Added |
| Bank of New York Mellon Corp | 324,660 | $86.5M | 0.02% | −16,906−4.9% | Reduced |
| Northern Trust Corp | 272,050 | $72.5M | 0.01% | −7,204−2.6% | Reduced |
| Goldman Sachs Group Inc | 270,626 | $72.1M | 0.02% | +184,488+214.2% | Added |
| Point72 Asset Management, L.P. | 223,102 | $59.5M | 0.28% | +188,676+548.1% | Added |
| Bellevue Group AG | 205,692 | $54.8M | 0.56% | +23,567+12.9% | Added |
| Adage Capital Partners GP, L.L.C. | 200,000 | $53.3M | 0.10% | +30,000+17.6% | Added |
| American Century Companies Inc | 189,411 | $50.5M | 0.03% | −13,574−6.7% | Reduced |
| Charles Schwab Investment Management Inc | 180,402 | $48.1M | 0.02% | +8,046+4.7% | Added |
| PFM Health Sciences, LP | 177,088 | $47.2M | 1.53% | +43,329+32.4% | Added |
| Eaton Vance Management | 165,380 | $44.0M | 0.06% | +1,457+0.9% | Added |
| Nuveen Asset Management, LLC | 151,977 | $40.5M | 0.01% | −11,764−7.2% | Reduced |
| Rock Springs Capital Management LP | 147,500 | $39.3M | 0.83% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 145,224 | $38.7M | 0.03% | +34,554+31.2% | Added |
| Principal Financial Group Inc | 126,993 | $33.8M | 0.02% | −465−0.4% | Reduced |
| Morgan Stanley | 125,178 | $33.4M | 0.00% | +7,082+6.0% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 121,730 | $32.4M | 0.07% | −2,180−1.8% | Reduced |
| Balyasny Asset Management LLC | 115,311 | $30.7M | 0.15% | +60,121+108.9% | Added |
| Carret Asset Management, LLC | 106,051 | $28.3M | 3.37% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 105,581 | $28.1M | 0.05% | −340.0% | Reduced |
| Wetherby Asset Management Inc | 101,255 | $27.0M | 1.68% | −150.0% | Reduced |
| Franklin Resources Inc | 98,441 | $26.2M | 0.01% | −36,253−26.9% | Reduced |
| Rhumbline Advisers | 88,033 | $23.5M | 0.03% | −82−0.1% | Reduced |
| Dimensional Fund Advisors LP | 85,677 | $22.8M | 0.01% | +1,711+2.0% | Added |
| Amundi | 84,261 | $22.5M | 0.02% | −1,863−2.2% | Reduced |
| Bank of Montreal | 77,894 | $22.3M | 0.01% | +51,830+198.9% | Added |
| Alliancebernstein L.P. | 83,242 | $22.2M | 0.01% | +2,835+3.5% | Added |
| AXA S.A. | 77,370 | $20.6M | 0.06% | −130−0.2% | Reduced |
| Swiss National Bank | 76,600 | $20.4M | 0.01% | +300+0.4% | Added |
| California Public Employees Retirement System | 68,689 | $18.3M | 0.01% | −204−0.3% | Reduced |
| Azimuth Capital Management LLC | 67,506 | $18.0M | 0.77% | +1,998+3.1% | Added |
| JPMorgan Chase & Co | 66,535 | $17.7M | 0.00% | −7,321−9.9% | Reduced |
| Legal & General Group Plc | 64,579 | $17.2M | 0.01% | +7,990+14.1% | Added |
| Bank of America Corp | 62,783 | $16.7M | 0.00% | −1,437−2.2% | Reduced |
| First Trust Advisors LP | 59,811 | $15.9M | 0.02% | −9,501−13.7% | Reduced |
| American International Group, Inc. | 59,501 | $15.9M | 0.08% | −1,061−1.8% | Reduced |
| Engine No. 1 LLC | 58,653 | $15.6M | 4.02% | +32,253+122.2% | Added |
| California State Teachers Retirement System | 57,824 | $15.4M | 0.02% | −4,270−6.9% | Reduced |
| Man Group plc | 54,123 | $14.4M | 0.05% | +7,570+16.3% | Added |
| Ameriprise Financial Inc | 54,078 | $14.4M | 0.00% | −186,338−77.5% | Reduced |
| TD Asset Management Inc | 53,405 | $14.2M | 0.01% | 00.0% | Unchanged |
| Trillium Asset Management, LLC | 52,631 | $14.0M | 0.37% | +2,590+5.2% | Added |
| UBS Asset Management Americas Inc | 50,994 | $13.6M | 0.01% | −2,736−5.1% | Reduced |
| Primecap Management Co | 49,490 | $13.2M | 0.01% | −820−1.6% | Reduced |
| Retirement Systems of Alabama | 44,523 | $11.9M | 0.04% | +322+0.7% | Added |
| New York State Common Retirement Fund | 41,245 | $11.0M | 0.01% | −34,830−45.8% | Reduced |
| State Board of Administration of Florida Retirement System | 40,151 | $10.7M | 0.02% | −665−1.6% | Reduced |
| Manufacturers Life Insurance Company, The | 39,607 | $10.6M | 0.01% | +2,439+6.6% | Added |
| Natixis | 39,400 | $10.5M | 0.04% | +39,400 | New |
| Wells Fargo & Company | 39,018 | $10.4M | 0.00% | +1,241+3.3% | Added |
| Motley Fool Wealth Management, LLC | 38,994 | $10.4M | 0.45% | −766−1.9% | Reduced |
| Parametric Portfolio Associates LLC | 37,462 | $9.98M | 0.01% | +1,231+3.4% | Added |
| Bridgewater Associates, LP | 36,491 | $9.72M | 0.05% | −1,535−4.0% | Reduced |
| Credit Suisse AG | 33,939 | $9.04M | 0.01% | +1,164+3.6% | Added |
| Congress Asset Management Co | 33,893 | $9.03M | 0.07% | +741+2.2% | Added |
| Teachers Retirement System of the State of Kentucky | 33,482 | $8.92M | 0.08% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 31,685 | $8.44M | 0.08% | +858+2.8% | Added |
| New York State Teachers Retirement System | 31,386 | $8.36M | 0.02% | +1,710+5.8% | Added |
| Kames Capital plc | 31,099 | $8.29M | 0.12% | +1,764+6.0% | Added |
| Ensign Peak Advisors, Inc | 30,300 | $8.07M | 0.02% | 00.0% | Unchanged |
| Pura Vida Investments, LLC | 30,000 | $8.00M | 0.60% | +30,000 | New |
| Woodline Partners LP | 29,994 | $7.99M | 0.13% | +16,217+117.7% | Added |
| Motley Fool Asset Management LLC | 26,901 | $7.17M | 0.47% | −441−1.6% | Reduced |
| Texas Permanent School Fund | 25,437 | $6.78M | 0.08% | +153+0.6% | Added |
| Amalgamated Bank | 24,397 | $6.50M | 0.05% | −2,310−8.6% | Reduced |
| Next Century Growth Investors LLC | 23,735 | $6.33M | 0.55% | −3,038−11.3% | Reduced |
| Crestline Management, LP | 20,687 | $5.51M | 0.52% | +20,687 | New |
| State of New Jersey Common Pension Fund D | 20,684 | $5.51M | 0.02% | −236−1.1% | Reduced |
| Barclays PLC | 19,549 | $5.21M | 0.00% | −1,633−7.7% | Reduced |
| Public Employees Retirement System of Ohio | 19,467 | $5.19M | 0.02% | −442−2.2% | Reduced |
| First Republic Investment Management, Inc. | 18,682 | $4.98M | 0.01% | −7,817−29.5% | Reduced |
| ETF Managers Group, LLC | 18,702 | $4.96M | 0.09% | +12,447+199.0% | Added |
| Cinctive Capital Management LP | 17,966 | $4.79M | 0.26% | +2,691+17.6% | Added |
| MetLife Investment Management | 16,520 | $4.40M | 0.04% | −433−2.6% | Reduced |
| Comerica Bank | 15,637 | $4.36M | 0.03% | −2,955−15.9% | Reduced |
| Commerce Bank | 16,207 | $4.32M | 0.03% | +365+2.3% | Added |
| Great West Life Assurance Co | 16,072 | $4.32M | 0.01% | +2,825+21.3% | Added |
| US Bancorp | 15,693 | $4.18M | 0.01% | +1,525+10.8% | Added |
| PDT Partners, LLC | 15,500 | $4.13M | 0.30% | −40−0.3% | Reduced |
| Deutsche Bank AG | 14,932 | $3.98M | 0.00% | +4,832+47.8% | Added |
| Voya Investment Management LLC | 14,722 | $3.92M | 0.01% | −347−2.3% | Reduced |
| Exchange Traded Concepts, LLC | 14,600 | $3.89M | 0.10% | +1,055+7.8% | Added |
| Oak Ridge Investments LLC | 14,238 | $3.79M | 0.33% | −654−4.4% | Reduced |
| Treasurer of the State of North Carolina | 14,237 | $3.79M | 0.02% | −201−1.4% | Reduced |