Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Penumbra Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 280
- −3 vs. Q2 2021
- Shares held
- 29.8M
- −20.8K (−0.1%) vs. Q2 2021
- Total value
- $7.94B
- −$228.7M (−2.8%) vs. Q2 2021
- New holders
- 29
- 97 more added
- Sold out
- 32
- 102 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 1 | $0 | 0.00% | −25−96.2% | Reduced |
| Clearstead Advisors, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 6 | $1.00K | 0.00% | +6 | New |
| Bell Investment Advisors, Inc | 2 | $1.00K | 0.00% | +2 | New |
| Koshinski Asset Management, Inc. | 7 | $1.87K | 0.00% | +7 | New |
| Lee Financial Co | 7 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 10 | $2.00K | 0.00% | +10 | New |
| Raffa Wealth Management, LLC | 8 | $2.13K | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 11 | $2.93K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 11 | $3.00K | 0.00% | −7−38.9% | Reduced |
| Berman Capital Advisors, LLC | 16 | $3.00K | 0.00% | +7+77.8% | Added |
| Cutler Group LP | 16 | $4.00K | 0.00% | −235−93.6% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 20 | $5.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 20 | $5.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 17 | $5.00K | 0.00% | +14+466.7% | Added |
| Signaturefd, LLC | 27 | $7.00K | 0.00% | −2−6.9% | Reduced |
| Lindbrook Capital, LLC | 27 | $7.00K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 56 | $15.0K | 0.00% | +6+12.0% | Added |
| Harding Loevner LP | 62 | $17.0K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 77 | $21.0K | 0.00% | −4−4.9% | Reduced |
| Quadrant Capital Group LLC | 89 | $24.0K | 0.00% | −7−7.3% | Reduced |
| Captrust Financial Advisors | 94 | $25.0K | 0.00% | −91−49.2% | Reduced |
| Endurance Wealth Management, Inc. | 100 | $27.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 129 | $34.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 129 | $34.0K | 0.00% | +42+48.3% | Added |
| IndexIQ Advisors LLC | 132 | $35.0K | 0.00% | −2−1.5% | Reduced |
| South State Corp. | 145 | $39.0K | 0.00% | −55−27.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 145 | $39.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 150 | $40.0K | 0.00% | 00.0% | Unchanged |
| Ci Investments Inc. | 149 | $40.0K | 0.00% | +149 | New |
| Private Capital Group, LLC | 180 | $48.0K | 0.01% | +30+20.0% | Added |
| Vestcor Inc | 185 | $49.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 199 | $54.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 208 | $55.0K | 0.01% | −254−55.0% | Reduced |
| Harvest Fund Management Co., Ltd | 354 | $94.0K | 0.02% | +187+112.0% | Added |
| First Bank & Trust | 423 | $113.0K | 0.05% | 00.0% | Unchanged |
| Walleye Trading LLC | 429 | $114.0K | 0.00% | +429 | New |
| NEXT Financial Group, Inc | 438 | $117.0K | 0.01% | 00.0% | Unchanged |
| Tobam | 458 | $122.0K | 0.01% | −655−58.8% | Reduced |
| Centiva Capital, LP | 464 | $124.0K | 0.01% | +464 | New |
| First Horizon Advisors, Inc. | 468 | $125.0K | 0.00% | +468 | New |
| HM Payson & Co | 500 | $133.0K | 0.00% | 00.0% | Unchanged |
| Alpha Paradigm Partners, LLC | 500 | $133.0K | 0.05% | +500 | New |
| Leonteq Securities AG | 550 | $146.6K | 0.01% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 556 | $147.0K | 0.00% | +272+95.8% | Added |
| Nisa Investment Advisors, LLC | 586 | $156.0K | 0.00% | −234−28.5% | Reduced |
| Agf Investments Inc. | 600 | $160.0K | 0.00% | −176−22.7% | Reduced |
| Smithfield Trust Co | 636 | $170.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 655 | $174.6K | 0.01% | +92+16.3% | Added |
| Thoroughbred Financial Services, LLC | 757 | $201.0K | 0.05% | +7+0.9% | Added |
| Level Four Advisory Services, LLC | 774 | $206.0K | 0.02% | +774 | New |
| Wolverine Trading, LLC | 798 | $212.0K | 0.00% | −853−51.7% | Reduced |
| Financial Counselors Inc | 800 | $213.0K | 0.00% | −50−5.9% | Reduced |
| 6 Meridian | 834 | $222.0K | 0.02% | +37+4.6% | Added |
| Wescott Financial Advisory Group, LLC | 856 | $228.0K | 0.13% | +6+0.7% | Added |
| Vivid Financial Management, Inc. | 903 | $241.0K | 0.10% | −405−31.0% | Reduced |
| M&T Bank Corp | 918 | $245.0K | 0.00% | +9+1.0% | Added |
| Boothbay Fund Management, LLC | 938 | $250.0K | 0.01% | +938 | New |
| IBM Retirement Fund | 960 | $256.0K | 0.02% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 964 | $257.0K | 0.03% | +964 | New |
| Sciencast Management LP | 1,000 | $262.0K | 0.07% | −1,001−50.0% | Reduced |
| Vident Investment Advisory, LLC | 1,000 | $267.0K | 0.01% | −295−22.8% | Reduced |
| Occudo Quantitative Strategies LP | 1,016 | $271.0K | 0.03% | +1,016 | New |
| The PNC Financial Services Group, Inc. | 1,028 | $274.0K | 0.00% | −51−4.7% | Reduced |
| Macquarie Group Ltd | 1,065 | $284.0K | 0.00% | −194,071−99.5% | Reduced |
| UBS Group AG | 1,079 | $288.0K | 0.00% | −10,449−90.6% | Reduced |
| Cigna Investments Inc | 1,091 | $290.0K | 0.02% | 00.0% | Unchanged |
| Gs Investments, Inc. | 1,110 | $296.0K | 0.16% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,140 | $304.0K | 0.05% | 00.0% | Unchanged |
| World Asset Management Inc | 1,154 | $308.0K | 0.03% | −37−3.1% | Reduced |
| BSW Wealth Partners | 1,174 | $313.0K | 0.09% | +165+16.4% | Added |
| Bayesian Capital Management, LP | 1,178 | $314.0K | 0.09% | −1,722−59.4% | Reduced |
| Laurel Wealth Advisors, Inc. | 1,200 | $320.0K | 0.06% | 00.0% | Unchanged |
| Twinbeech Capital LP | 1,376 | $367.0K | 0.03% | +1,376 | New |
| Pathstone Family Office, LLC | 1,397 | $372.0K | 0.01% | +325+30.3% | Added |
| CIBC Asset Management Inc | 1,450 | $386.0K | 0.00% | +106+7.9% | Added |
| Canada Pension Plan Investment Board | 1,502 | $400.0K | 0.00% | −199−11.7% | Reduced |
| Yorktown Management & Research Co Inc | 1,500 | $400.0K | 0.30% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 1,651 | $440.0K | 0.02% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,659 | $442.0K | 0.26% | 00.0% | Unchanged |
| 1623 Capital LLC | 1,751 | $467.0K | 0.20% | 00.0% | Unchanged |
| Bank of Nova Scotia | 1,779 | $474.0K | 0.00% | −131−6.9% | Reduced |
| Point72 Hong Kong Ltd | 1,782 | $475.0K | 0.04% | +767+75.6% | Added |
| Shelton Capital Management | 1,871 | $499.0K | 0.02% | 00.0% | Unchanged |
| Paloma Partners Management Co | 2,050 | $547.0K | 0.02% | −2,432−54.3% | Reduced |
| Profund Advisors LLC | 2,103 | $560.0K | 0.02% | −124−5.6% | Reduced |
| Quantbot Technologies LP | 2,155 | $574.0K | 0.04% | +1,986+1,175.1% | Added |
| AGF Investments LLC | 2,224 | $593.0K | 0.06% | −190−7.9% | Reduced |
| Engineers Gate Manager LP | 2,226 | $593.0K | 0.03% | +2,226 | New |
| 17 Capital Partners, LLC | 2,241 | $597.0K | 0.56% | +15+0.7% | Added |
| Tower Research Capital LLC (TRC) | 2,258 | $602.0K | 0.02% | −6,599−74.5% | Reduced |
| Pictet Asset Management SA | 2,260 | $602.0K | 0.00% | +2,260 | New |
| Diversified Trust Co | 2,279 | $607.0K | 0.02% | +250+12.3% | Added |
| Citigroup Inc | 2,380 | $634.0K | 0.00% | −993−29.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 2,431 | $648.0K | 0.00% | +34+1.4% | Added |
| Royal Bank of Canada | 2,447 | $653.0K | 0.00% | −2,836−53.7% | Reduced |
| Maryland State Retirement & Pension System | 2,519 | $675.0K | 0.02% | 00.0% | Unchanged |