Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Penumbra Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 280
- −3 vs. Q2 2021
- Shares held
- 29.8M
- −20.8K (−0.1%) vs. Q2 2021
- Total value
- $7.94B
- −$228.7M (−2.8%) vs. Q2 2021
- New holders
- 29
- 97 more added
- Sold out
- 32
- 102 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Polar Capital Holdings Plc | 14,206 | $3.79M | 0.02% | +5,293+59.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 13,913 | $3.71M | 0.02% | −2,732−16.4% | Reduced |
| Advisor Group Holdings, Inc. | 13,883 | $3.70M | 0.01% | −161−1.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 13,000 | $3.46M | 0.01% | −2,768−17.6% | Reduced |
| Shell Asset Management Co | 12,802 | $3.41M | 0.08% | +10,473+449.7% | Added |
| Oregon Public Employees Retirement Fund | 11,501 | $3.06M | 0.04% | −7−0.1% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 11,360 | $3.03M | 0.04% | +57+0.5% | Added |
| Voloridge Investment Management, LLC | 11,244 | $3.00M | 0.02% | +9,912+744.1% | Added |
| Tiedemann Advisors, LLC | 11,227 | $2.99M | 0.16% | 00.0% | Unchanged |
| Blair William & Co | 10,092 | $2.69M | 0.01% | +213+2.2% | Added |
| Arizona State Retirement System | 9,441 | $2.52M | 0.02% | +29+0.3% | Added |
| Ameritas Investment Partners, Inc. | 9,170 | $2.44M | 0.09% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 8,988 | $2.40M | 0.00% | −19−0.2% | Reduced |
| Leavell Investment Management, Inc. | 8,850 | $2.36M | 0.18% | +300+3.5% | Added |
| Louisiana State Employees Retirement System | 8,800 | $2.35M | 0.06% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 8,774 | $2.34M | 0.01% | +1,418+19.3% | Added |
| State of Michigan Retirement System | 8,651 | $2.31M | 0.01% | +100+1.2% | Added |
| Raymond James & Associates | 8,476 | $2.26M | 0.00% | +108+1.3% | Added |
| Guggenheim Capital LLC | 8,402 | $2.24M | 0.01% | −149−1.7% | Reduced |
| Peconic Partners LLC | 8,400 | $2.24M | 0.20% | +8,400 | New |
| Metropolitan Life Insurance Co | 7,859 | $2.09M | 0.03% | −190−2.4% | Reduced |
| Renaissance Technologies LLC | 7,700 | $2.05M | 0.00% | −33,100−81.1% | Reduced |
| Jump Financial, LLC | 7,662 | $2.04M | 0.15% | −1,447−15.9% | Reduced |
| Advisors Asset Management, Inc. | 7,427 | $1.98M | 0.03% | −1,469−16.5% | Reduced |
| Xponance, Inc. | 7,361 | $1.96M | 0.04% | −35−0.5% | Reduced |
| Perpetual Investment Management Ltd | 7,275 | $1.94M | 0.25% | +568+8.5% | Added |
| Holocene Advisors, LP | 7,138 | $1.90M | 0.01% | +2,501+53.9% | Added |
| New Mexico Educational Retirement Board | 7,000 | $1.87M | 0.06% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 6,818 | $1.82M | 0.01% | +5,000+275.0% | Added |
| Quadrature Capital Ltd | 6,588 | $1.76M | 0.06% | −12,301−65.1% | Reduced |
| Artemis Investment Management LLP | 6,385 | $1.70M | 0.01% | +1,830+40.2% | Added |
| Winton Group Ltd | 6,196 | $1.65M | 0.09% | +6,196 | New |
| Handelsbanken Fonder AB | 6,158 | $1.64M | 0.01% | 00.0% | Unchanged |
| Utah Retirement Systems | 6,064 | $1.62M | 0.02% | −400−6.2% | Reduced |
| Envestnet Asset Management Inc | 6,027 | $1.61M | 0.00% | +401+7.1% | Added |
| HSBC Holdings PLC | 5,835 | $1.57M | 0.00% | +3,560+156.5% | Added |
| Northwestern Mutual Investment Management Company, LLC | 5,680 | $1.51M | 0.03% | +29+0.5% | Added |
| Cubist Systematic Strategies, LLC | 5,544 | $1.48M | 0.02% | −26,259−82.6% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 5,529 | $1.47M | 0.01% | −1,017−15.5% | Reduced |
| Teacher Retirement System of Texas | 5,523 | $1.47M | 0.01% | +1,061+23.8% | Added |
| Gyon Technologies Capital Management, LP | 5,504 | $1.47M | 0.40% | +4,474+434.4% | Added |
| Lisanti Capital Growth, LLC | 5,310 | $1.42M | 0.21% | +5,310 | New |
| State of Alaska, Department of Revenue | 5,278 | $1.41M | 0.01% | +9+0.2% | Added |
| Virginia Retirement Systems Et Al | 5,100 | $1.36M | 0.01% | −900−15.0% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 5,000 | $1.33M | 0.03% | −2,094−29.5% | Reduced |
| Janney Montgomery Scott LLC | 5,000 | $1.33M | 0.01% | 00.0% | Unchanged |
| Polaris Wealth Advisory Group, LLC | 5,072 | $1.33M | 0.08% | +1,604+46.3% | Added |
| Illinois Municipal Retirement Fund | 4,968 | $1.32M | 0.05% | 00.0% | Unchanged |
| HRT Financial LP | 4,938 | $1.31M | 0.01% | +1,629+49.2% | Added |
| D. E. Shaw & Co., Inc. | 4,840 | $1.29M | 0.00% | +4,840 | New |
| Windsor Group LTD | 4,850 | $1.28M | 0.27% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 4,771 | $1.27M | 0.01% | +2,193+85.1% | Added |
| Public Employees Retirement Association of Colorado | 4,673 | $1.25M | 0.01% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 4,655 | $1.24M | 0.02% | +58+1.3% | Added |
| Russell Investments Group, Ltd. | 4,362 | $1.16M | 0.00% | +3,049+232.2% | Added |
| State of Wisconsin Investment Board | 4,233 | $1.13M | 0.00% | +199+4.9% | Added |
| Campbell & CO Investment Adviser LLC | 4,200 | $1.12M | 0.36% | +4,200 | New |
| Lazard Asset Management LLC | 4,160 | $1.11M | 0.00% | +135+3.4% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 4,147 | $1.10M | 0.02% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 4,092 | $1.09M | 0.03% | −170−4.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 4,025 | $1.07M | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3,896 | $1.04M | 0.00% | −103−2.6% | Reduced |
| Victory Capital Management Inc | 3,842 | $1.02M | 0.00% | −1,601−29.4% | Reduced |
| AlphaCrest Capital Management LLC | 3,552 | $947.0K | 0.05% | −1,712−32.5% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,547 | $945.0K | 0.01% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 3,495 | $932.0K | 0.00% | +3,495 | New |
| AQR Capital Management LLC | 3,458 | $922.0K | 0.00% | +59+1.7% | Added |
| Echo Street Capital Management LLC | 3,321 | $885.0K | 0.01% | +943+39.7% | Added |
| Prudential Financial Inc | 3,046 | $868.0K | 0.00% | −86−2.7% | Reduced |
| Susquehanna International Group, LLP | 3,222 | $858.0K | 0.00% | −351−9.8% | Reduced |
| ExodusPoint Capital Management, LP | 3,204 | $854.0K | 0.01% | −3,563−52.7% | Reduced |
| ProShare Advisors LLC | 3,182 | $848.0K | 0.00% | −607−16.0% | Reduced |
| Securian Asset Management, Inc | 3,118 | $831.0K | 0.02% | 00.0% | Unchanged |
| Algert Global LLC | 3,024 | $806.0K | 0.11% | +3,024 | New |
| Rathbone Brothers plc | 3,000 | $800.0K | 0.01% | 00.0% | Unchanged |
| Trexquant Investment LP | 2,837 | $756.0K | 0.06% | +938+49.4% | Added |
| Schonfeld Strategic Advisors LLC | 2,800 | $747.0K | 0.01% | +2,800 | New |
| Dynamic Technology Lab Private Ltd | 2,700 | $720.0K | 0.09% | +1,040+62.7% | Added |
| Jane Street Group, LLC | 2,646 | $705.0K | 0.00% | −22,042−89.3% | Reduced |
| Maryland State Retirement & Pension System | 2,519 | $675.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,447 | $653.0K | 0.00% | −2,836−53.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 2,431 | $648.0K | 0.00% | +34+1.4% | Added |
| Citigroup Inc | 2,380 | $634.0K | 0.00% | −993−29.4% | Reduced |
| Diversified Trust Co | 2,279 | $607.0K | 0.02% | +250+12.3% | Added |
| Tower Research Capital LLC (TRC) | 2,258 | $602.0K | 0.02% | −6,599−74.5% | Reduced |
| Pictet Asset Management SA | 2,260 | $602.0K | 0.00% | +2,260 | New |
| 17 Capital Partners, LLC | 2,241 | $597.0K | 0.56% | +15+0.7% | Added |
| AGF Investments LLC | 2,224 | $593.0K | 0.06% | −190−7.9% | Reduced |
| Engineers Gate Manager LP | 2,226 | $593.0K | 0.03% | +2,226 | New |
| Quantbot Technologies LP | 2,155 | $574.0K | 0.04% | +1,986+1,175.1% | Added |
| Profund Advisors LLC | 2,103 | $560.0K | 0.02% | −124−5.6% | Reduced |
| Paloma Partners Management Co | 2,050 | $547.0K | 0.02% | −2,432−54.3% | Reduced |
| Shelton Capital Management | 1,871 | $499.0K | 0.02% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 1,782 | $475.0K | 0.04% | +767+75.6% | Added |
| Bank of Nova Scotia | 1,779 | $474.0K | 0.00% | −131−6.9% | Reduced |
| 1623 Capital LLC | 1,751 | $467.0K | 0.20% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,659 | $442.0K | 0.26% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 1,651 | $440.0K | 0.02% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 1,502 | $400.0K | 0.00% | −199−11.7% | Reduced |
| Yorktown Management & Research Co Inc | 1,500 | $400.0K | 0.30% | 00.0% | Unchanged |