Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Penumbra Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 280
- −3 vs. Q2 2021
- Shares held
- 29.8M
- −20.8K (−0.1%) vs. Q2 2021
- Total value
- $7.94B
- −$228.7M (−2.8%) vs. Q2 2021
- New holders
- 29
- 97 more added
- Sold out
- 32
- 102 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CIBC Asset Management Inc | 1,450 | $386.0K | 0.00% | +106+7.9% | Added |
| Pathstone Family Office, LLC | 1,397 | $372.0K | 0.01% | +325+30.3% | Added |
| Twinbeech Capital LP | 1,376 | $367.0K | 0.03% | +1,376 | New |
| Laurel Wealth Advisors, Inc. | 1,200 | $320.0K | 0.06% | 00.0% | Unchanged |
| Bayesian Capital Management, LP | 1,178 | $314.0K | 0.09% | −1,722−59.4% | Reduced |
| BSW Wealth Partners | 1,174 | $313.0K | 0.09% | +165+16.4% | Added |
| World Asset Management Inc | 1,154 | $308.0K | 0.03% | −37−3.1% | Reduced |
| Silvant Capital Management LLC | 1,140 | $304.0K | 0.05% | 00.0% | Unchanged |
| Gs Investments, Inc. | 1,110 | $296.0K | 0.16% | 00.0% | Unchanged |
| Cigna Investments Inc | 1,091 | $290.0K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 1,079 | $288.0K | 0.00% | −10,449−90.6% | Reduced |
| Macquarie Group Ltd | 1,065 | $284.0K | 0.00% | −194,071−99.5% | Reduced |
| The PNC Financial Services Group, Inc. | 1,028 | $274.0K | 0.00% | −51−4.7% | Reduced |
| Occudo Quantitative Strategies LP | 1,016 | $271.0K | 0.03% | +1,016 | New |
| Vident Investment Advisory, LLC | 1,000 | $267.0K | 0.01% | −295−22.8% | Reduced |
| Sciencast Management LP | 1,000 | $262.0K | 0.07% | −1,001−50.0% | Reduced |
| Gsa Capital Partners LLP | 964 | $257.0K | 0.03% | +964 | New |
| IBM Retirement Fund | 960 | $256.0K | 0.02% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 938 | $250.0K | 0.01% | +938 | New |
| M&T Bank Corp | 918 | $245.0K | 0.00% | +9+1.0% | Added |
| Vivid Financial Management, Inc. | 903 | $241.0K | 0.10% | −405−31.0% | Reduced |
| Wescott Financial Advisory Group, LLC | 856 | $228.0K | 0.13% | +6+0.7% | Added |
| 6 Meridian | 834 | $222.0K | 0.02% | +37+4.6% | Added |
| Financial Counselors Inc | 800 | $213.0K | 0.00% | −50−5.9% | Reduced |
| Wolverine Trading, LLC | 798 | $212.0K | 0.00% | −853−51.7% | Reduced |
| Level Four Advisory Services, LLC | 774 | $206.0K | 0.02% | +774 | New |
| Thoroughbred Financial Services, LLC | 757 | $201.0K | 0.05% | +7+0.9% | Added |
| American Portfolios Advisors | 655 | $174.6K | 0.01% | +92+16.3% | Added |
| Smithfield Trust Co | 636 | $170.0K | 0.01% | 00.0% | Unchanged |
| Agf Investments Inc. | 600 | $160.0K | 0.00% | −176−22.7% | Reduced |
| Nisa Investment Advisors, LLC | 586 | $156.0K | 0.00% | −234−28.5% | Reduced |
| Acadian Asset Management LLC | 556 | $147.0K | 0.00% | +272+95.8% | Added |
| Leonteq Securities AG | 550 | $146.6K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 500 | $133.0K | 0.00% | 00.0% | Unchanged |
| Alpha Paradigm Partners, LLC | 500 | $133.0K | 0.05% | +500 | New |
| First Horizon Advisors, Inc. | 468 | $125.0K | 0.00% | +468 | New |
| Centiva Capital, LP | 464 | $124.0K | 0.01% | +464 | New |
| Tobam | 458 | $122.0K | 0.01% | −655−58.8% | Reduced |
| NEXT Financial Group, Inc | 438 | $117.0K | 0.01% | 00.0% | Unchanged |
| Walleye Trading LLC | 429 | $114.0K | 0.00% | +429 | New |
| First Bank & Trust | 423 | $113.0K | 0.05% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 354 | $94.0K | 0.02% | +187+112.0% | Added |
| Gemmer Asset Management LLC | 208 | $55.0K | 0.01% | −254−55.0% | Reduced |
| Simplex Trading, LLC | 199 | $54.0K | 0.00% | 00.0% | Unchanged |
| Vestcor Inc | 185 | $49.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 180 | $48.0K | 0.01% | +30+20.0% | Added |
| Central Trust Co | 150 | $40.0K | 0.00% | 00.0% | Unchanged |
| Ci Investments Inc. | 149 | $40.0K | 0.00% | +149 | New |
| South State Corp. | 145 | $39.0K | 0.00% | −55−27.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 145 | $39.0K | 0.00% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 132 | $35.0K | 0.00% | −2−1.5% | Reduced |
| FourThought Financial, LLC | 129 | $34.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 129 | $34.0K | 0.00% | +42+48.3% | Added |
| Endurance Wealth Management, Inc. | 100 | $27.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 94 | $25.0K | 0.00% | −91−49.2% | Reduced |
| Quadrant Capital Group LLC | 89 | $24.0K | 0.00% | −7−7.3% | Reduced |
| O'Shaughnessy Asset Management, LLC | 77 | $21.0K | 0.00% | −4−4.9% | Reduced |
| Harding Loevner LP | 62 | $17.0K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 56 | $15.0K | 0.00% | +6+12.0% | Added |
| Signaturefd, LLC | 27 | $7.00K | 0.00% | −2−6.9% | Reduced |
| Lindbrook Capital, LLC | 27 | $7.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 20 | $5.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 20 | $5.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 17 | $5.00K | 0.00% | +14+466.7% | Added |
| Cutler Group LP | 16 | $4.00K | 0.00% | −235−93.6% | Reduced |
| Meeder Asset Management Inc | 11 | $3.00K | 0.00% | −7−38.9% | Reduced |
| Berman Capital Advisors, LLC | 16 | $3.00K | 0.00% | +7+77.8% | Added |
| TD Private Client Wealth LLC | 11 | $2.93K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 8 | $2.13K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 7 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 10 | $2.00K | 0.00% | +10 | New |
| Koshinski Asset Management, Inc. | 7 | $1.87K | 0.00% | +7 | New |
| Clearstead Advisors, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 6 | $1.00K | 0.00% | +6 | New |
| Bell Investment Advisors, Inc | 2 | $1.00K | 0.00% | +2 | New |
| Parallel Advisors, LLC | 1 | $0 | 0.00% | −25−96.2% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1 | – | – | +1 | New |
| Generation Investment Management LLP | 0 | $0 | 0.00% | −461,665−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −31,000−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −12,116−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −9,902−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −9,474−100.0% | Sold out |
| State of Tennessee, Treasury Department | 0 | $0 | 0.00% | −7,692−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −5,515−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −5,181−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −2,037−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −1,952−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −1,496−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −1,431−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −1,404−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −1,332−100.0% | Sold out |
| Spouting Rock Asset Management, LLC | 0 | $0 | 0.00% | −1,282−100.0% | Sold out |
| JustInvest LLC | 0 | $0 | 0.00% | −1,184−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −1,027−100.0% | Sold out |
| Jackson Square Capital, LLC | 0 | $0 | 0.00% | −1,016−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −974−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −943−100.0% | Sold out |