Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Penumbra Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 317
- −42 vs. Q2 2023
- Shares held
- 33.1M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $8.01B
- −$3.74B (−31.8%) vs. Q2 2023
- New holders
- 39
- 105 more added
- Sold out
- 81
- 124 more reduced
5 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bridgewater Associates, LP | 17,141 | $4.15M | 0.03% | −23,241−57.6% | Reduced |
| Treasurer of the State of North Carolina | 16,394 | $3.97M | 0.02% | +70+0.4% | Added |
| Snowden Capital Advisors LLC | 16,019 | $3.88M | 0.16% | +40.0% | Added |
| Comerica Bank | 15,788 | $3.82M | 0.02% | +15,788 | New |
| Quadrature Capital Ltd | 15,764 | $3.81M | 0.08% | +15,764 | New |
| Trillium Asset Management, LLC | 14,922 | $3.61M | 0.11% | −1,027−6.4% | Reduced |
| Public Employees Retirement System of Ohio | 14,812 | $3.58M | 0.02% | −1,624−9.9% | Reduced |
| Raymond James & Associates | 14,785 | $3.58M | 0.00% | −485−3.2% | Reduced |
| Squarepoint Ops LLC | 14,568 | $3.52M | 0.02% | +8,329+133.5% | Added |
| Jane Street Group, LLC | 14,435 | $3.49M | 0.01% | −25,603−63.9% | Reduced |
| Russell Investments Group, Ltd. | 14,273 | $3.45M | 0.01% | −4,779−25.1% | Reduced |
| Envestnet Asset Management Inc | 14,221 | $3.44M | 0.00% | +3,717+35.4% | Added |
| Prosight Management, LP | 13,500 | $3.27M | 1.03% | +13,500 | New |
| Bridgeway Capital Management, LLC | 11,990 | $2.90M | 0.07% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 11,856 | $2.87M | 0.28% | +1,570+15.3% | Added |
| Empowered Funds, LLC | 11,513 | $2.79M | 0.08% | +2,390+26.2% | Added |
| US Bancorp | 11,142 | $2.70M | 0.00% | −1,436−11.4% | Reduced |
| Ensign Peak Advisors, Inc | 11,110 | $2.69M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 11,103 | $2.69M | 0.00% | +3,097+38.7% | Added |
| Teacher Retirement System of Texas | 11,098 | $2.69M | 0.02% | −213−1.9% | Reduced |
| LMR Partners LLP | 10,972 | $2.65M | 0.06% | −54−0.5% | Reduced |
| Louisiana State Employees Retirement System | 10,900 | $2.64M | 0.06% | −300−2.7% | Reduced |
| Illinois Municipal Retirement Fund | 10,793 | $2.61M | 0.05% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 10,791 | $2.61M | 0.04% | −239−2.2% | Reduced |
| Deutsche Bank AG | 10,442 | $2.53M | 0.00% | −327−3.0% | Reduced |
| Arizona State Retirement System | 10,347 | $2.50M | 0.02% | +159+1.6% | Added |
| Jump Financial, LLC | 9,694 | $2.35M | 0.09% | +6,594+212.7% | Added |
| Thrivent Financial for Lutherans | 9,624 | $2.33M | 0.01% | −250−2.5% | Reduced |
| Lord, Abbett & Co. LLC | 9,486 | $2.29M | 0.01% | −175,850−94.9% | Reduced |
| Blair William & Co | 9,298 | $2.25M | 0.01% | +20+0.2% | Added |
| State of Michigan Retirement System | 9,214 | $2.23M | 0.01% | −200−2.1% | Reduced |
| Ameritas Investment Partners, Inc. | 8,620 | $2.09M | 0.08% | −933−9.8% | Reduced |
| Mariner, LLC | 8,532 | $2.06M | 0.01% | +210+2.5% | Added |
| Northwestern Mutual Investment Management Company, LLC | 8,525 | $2.06M | 0.06% | +24+0.3% | Added |
| Xponance, Inc. | 8,482 | $2.05M | 0.03% | +92+1.1% | Added |
| F/M Investments LLC | 8,461 | $2.05M | 1.53% | +1,612+23.5% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 8,372 | $2.03M | 0.00% | −488−5.5% | Reduced |
| Qube Research & Technologies Ltd | 8,185 | $1.98M | 0.01% | −48,114−85.5% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 8,000 | $1.94M | 0.05% | −513−6.0% | Reduced |
| Tiedemann Advisors, LLC | 7,804 | $1.89M | 0.08% | −7−0.1% | Reduced |
| New Mexico Educational Retirement Board | 7,800 | $1.89M | 0.08% | 00.0% | Unchanged |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 7,784 | $1.88M | 0.02% | −10,707−57.9% | Reduced |
| ClariVest Asset Management LLC | 7,578 | $1.83M | 0.10% | +16+0.2% | Added |
| Y-Intercept (Hong Kong) Ltd | 7,507 | $1.82M | 0.18% | +4,563+155.0% | Added |
| Advisor Group Holdings, Inc. | 7,396 | $1.79M | 0.00% | +21+0.3% | Added |
| Algert Global LLC | 7,360 | $1.78M | 0.08% | +7,360 | New |
| Zacks Investment Management | 7,322 | $1.77M | 0.02% | −215−2.9% | Reduced |
| Oak Ridge Investments LLC | 7,112 | $1.72M | 0.22% | −241−3.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,055 | $1.71M | 0.01% | +1,079+18.1% | Added |
| Cubist Systematic Strategies, LLC | 6,970 | $1.69M | 0.02% | −18,651−72.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 6,824 | $1.65M | 0.01% | −10,677−61.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 6,782 | $1.64M | 0.00% | +6,782 | New |
| Handelsbanken Fonder AB | 6,658 | $1.61M | 0.01% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 6,545 | $1.58M | 0.00% | +2,445+59.6% | Added |
| Motley Fool Asset Management LLC | 6,471 | $1.57M | 0.13% | +124+2.0% | Added |
| Citigroup Inc | 6,414 | $1.55M | 0.00% | −5,801−47.5% | Reduced |
| Bessemer Group Inc | 6,385 | $1.54M | 0.00% | +455+7.7% | Added |
| Simplex Trading, LLC | 6,251 | $1.51M | 0.06% | +6,251 | New |
| Utah Retirement Systems | 6,164 | $1.49M | 0.02% | 00.0% | Unchanged |
| XTX Topco Ltd | 6,087 | $1.47M | 0.25% | +6,087 | New |
| Congress Asset Management Co | 5,791 | $1.40M | 0.01% | −1,466−20.2% | Reduced |
| Linden Thomas Advisory Services, LLC | 5,651 | $1.37M | 0.30% | +784+16.1% | Added |
| Congress Wealth Management LLC | 5,564 | $1.35M | 0.03% | −675−10.8% | Reduced |
| AQR Capital Management LLC | 5,499 | $1.33M | 0.00% | −5,742−51.1% | Reduced |
| JustInvest LLC | 5,251 | $1.27M | 0.04% | +481+10.1% | Added |
| Pacer Advisors, Inc. | 5,214 | $1.26M | 0.00% | −2,970−36.3% | Reduced |
| Walleye Trading LLC | 5,179 | $1.25M | 0.03% | +5,179 | New |
| Virginia Retirement Systems Et Al | 5,100 | $1.23M | 0.01% | +900+21.4% | Added |
| BNP Paribas Arbitrage, SA | 5,065 | $1.23M | 0.00% | +454+9.8% | Added |
| Exchange Traded Concepts, LLC | 4,943 | $1.20M | 0.03% | −224−4.3% | Reduced |
| Highland Capital Management, LLC | 4,800 | $1.16M | 0.08% | −338−6.6% | Reduced |
| Castleark Management LLC | 4,718 | $1.14M | 0.06% | −16,412−77.7% | Reduced |
| State of Alaska, Department of Revenue | 4,570 | $1.10M | 0.01% | −175−3.7% | Reduced |
| Public Employees Retirement Association of Colorado | 4,490 | $1.09M | 0.01% | −183−3.9% | Reduced |
| Leavell Investment Management, Inc. | 4,350 | $1.05M | 0.07% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 4,123 | $997.4K | 0.00% | +4,123 | New |
| Polaris Wealth Advisory Group, LLC | 4,107 | $993.5K | 0.08% | +4,107 | New |
| Gilder Gagnon Howe & Co LLC | 4,099 | $991.6K | 0.02% | −39−0.9% | Reduced |
| New York Life Investment Management LLC | 4,074 | $985.5K | 0.01% | +2,116+108.1% | Added |
| SG Americas Securities, LLC | 4,053 | $980.0K | 0.01% | +2,053+102.6% | Added |
| Engineers Gate Manager LP | 3,865 | $935.0K | 0.03% | +3,865 | New |
| PDT Partners, LLC | 3,811 | $921.9K | 0.12% | +1,611+73.2% | Added |
| Tower Research Capital LLC (TRC) | 3,702 | $895.6K | 0.03% | +895+31.9% | Added |
| PEAK6 Investments LLC | 3,463 | $837.8K | 0.04% | +3,463 | New |
| STRS Ohio | 3,435 | $830.0K | 0.00% | +567+19.8% | Added |
| Securian Asset Management, Inc | 3,255 | $787.4K | 0.02% | −204−5.9% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 3,071 | $743.0K | 0.02% | +2,881+1,516.3% | Added |
| Rathbone Brothers plc | 3,000 | $725.7K | 0.01% | 00.0% | Unchanged |
| Onyx Bridge Wealth Group LLC | 2,925 | $707.6K | 0.17% | 00.0% | Unchanged |
| LPL Financial LLC | 2,853 | $690.2K | 0.00% | +736+34.8% | Added |
| Shell Asset Management Co | 2,841 | $687.0K | 0.03% | −49−1.7% | Reduced |
| Crossmark Global Holdings, Inc. | 2,951 | $687.0K | 0.02% | −101−3.3% | Reduced |
| Destination Wealth Management | 2,819 | $681.9K | 0.03% | +2,819 | New |
| Maryland State Retirement & Pension System | 2,765 | $668.9K | 0.02% | 00.0% | Unchanged |
| Artemis Investment Management LLP | 2,764 | $668.4K | 0.01% | +503+22.2% | Added |
| Prudential Financial Inc | 2,595 | $629.9K | 0.00% | −1,647−38.8% | Reduced |
| CI Private Wealth, LLC | 2,466 | $596.5K | 0.00% | −8,940−78.4% | Reduced |
| Fox Run Management, L.L.C. | 2,252 | $544.8K | 0.16% | +2,252 | New |
| MML Investors Services, LLC | 2,225 | $538.0K | 0.00% | −80−3.5% | Reduced |
| Diversified Trust Co | 2,203 | $532.9K | 0.02% | −1,075−32.8% | Reduced |