Penumbra Inc

PEN

Exchange: NYSE
Industry: Surgical & Medical Instruments & Apparatus
SEC CIK: 0001321732

SEC filings (opens in a new tab)

No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Penumbra Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 317; −42 vs. Q2 2023
Shares held: 33.1M; −1.11M (−3.3%) vs. Q2 2023
Total value: $8.01B; −$3.74B (−31.8%) vs. Q2 2023
New holders: 39; 105 more added
Sold out: 81; 124 more reduced

5 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 317 institutions

Value heldQ3 2023: $8.01B

Institutions holding PEN and their total value by quarter
Quarter	Holders	Value
Q2 2026	451	$10.8B
Q1 2026	485	$11.1B
Q4 2025	440	$11.4B
Q3 2025	421	$9.19B
Q2 2025	451	$9.18B
Q1 2025	421	$9.39B
Q4 2024	372	$8.30B
Q3 2024	334	$6.85B
Q2 2024	342	$6.40B
Q1 2024	342	$7.52B
Q4 2023	339	$8.66B
Q3 2023	317	$8.01B
Q2 2023	364	$11.8B
Q1 2023	312	$9.74B
Q4 2022	290	$7.67B
Q3 2022	261	$6.06B
Q2 2022	255	$3.91B
Q1 2022	280	$6.71B
Q4 2021	279	$8.72B
Q3 2021	280	$7.94B
Q2 2021	287	$8.17B
Q1 2021	273	$8.40B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2023.

Institutions holding PEN in Q3 2023
Institution	Shares	Value	% of portfolio	Change in shares	Action
Harbour Investments, Inc.	6	$1.45K	0.00%	+6	New
Bell Investment Advisors, Inc	5	$1.21K	0.00%	−5−50.0%	Reduced
Roble, Belko & Company, Inc	5	$1.00K	0.00%	00.0%	Unchanged
Financial Management Professionals, Inc.	3	$1.00K	0.00%	00.0%	Unchanged
Capital Advisors, Ltd. LLC	4	$1.00K	0.00%	00.0%	Unchanged
Valley National Advisers Inc	5	$1.00K	0.00%	+5	New
Clearstead Advisors, LLC	4	$968	0.00%	00.0%	Unchanged
Macroview Investment Management LLC	3	$726	0.00%	−30−90.9%	Reduced
Parkside Financial Bank & Trust	3	$726	0.00%	+2+200.0%	Added
EverSource Wealth Advisors, LLC	2	$484	0.00%	−2−50.0%	Reduced
JFS Wealth Advisors, LLC	2	$484	0.00%	−1−33.3%	Reduced
AdvisorNet Financial, Inc	2	$484	0.00%	00.0%	Unchanged
SJS Investment Consulting Inc.	2	$484	0.00%	+2	New
Manchester Capital Management LLC	1	$242	0.00%	00.0%	Unchanged
Farther Finance Advisors, LLC	1	$242	0.00%	+1	New
Sofos Investments, Inc.	0	$25	0.00%	−344−100.0%	Reduced
Steward Financial Group LLC	4	$0	0.00%	+4	New
Proequities, Inc.	0	$0	0.00%	−29−100.0%	Sold out
Macquarie Group Ltd	0	$0	0.00%	−101,536−100.0%	Sold out
Adage Capital Partners GP, L.L.C.	0	$0	0.00%	−75,000−100.0%	Sold out
TimesSquare Capital Management, LLC	0	$0	0.00%	−44,380−100.0%	Sold out
Voloridge Investment Management, LLC	0	$0	0.00%	−31,107−100.0%	Sold out
Integral Health Asset Management, LLC	0	$0	0.00%	−30,000−100.0%	Sold out
Symmetry Investments LP	0	$0	0.00%	−26,161−100.0%	Sold out
ExodusPoint Capital Management, LP	0	$0	0.00%	−22,263−100.0%	Sold out
Banque Pictet & Cie SA	0	$0	0.00%	−19,550−100.0%	Sold out
Tudor Investment Corp Et Al	0	$0	0.00%	−19,175−100.0%	Sold out
Lisanti Capital Growth, LLC	0	$0	0.00%	−16,395−100.0%	Sold out
HRT Financial LP	0	$0	0.00%	−15,358−100.0%	Sold out
EAM Global Investors LLC	0	$0	0.00%	−13,239−100.0%	Sold out
Ergoteles LLC	0	$0	0.00%	−12,265−100.0%	Sold out
Mirabella Financial Services LLP	0	$0	0.00%	−8,996−100.0%	Sold out
Point72 Europe (London) LLP	0	$0	0.00%	−8,610−100.0%	Sold out
Fred Alger Management, LLC	0	$0	0.00%	−7,458−100.0%	Sold out
FORA Capital, LLC	0	$0	0.00%	−7,448−100.0%	Sold out
Point72 Asset Management, L.P.	0	$0	0.00%	−7,270−100.0%	Sold out
Dorsey Wright & Associates	0	$0	0.00%	−6,249−100.0%	Sold out
Edgestream Partners, L.P.	0	$0	0.00%	−5,017−100.0%	Sold out
Old Mission Capital LLC	0	$0	0.00%	−4,977−100.0%	Sold out
EAM Investors, LLC	0	$0	0.00%	−4,148−100.0%	Sold out
Trexquant Investment LP	0	$0	0.00%	−3,692−100.0%	Sold out
Cambridge Investment Research Advisors, Inc.	0	$0	0.00%	−3,678−100.0%	Sold out
Simplify Asset Management Inc.	0	$0	0.00%	−3,479−100.0%	Sold out
Campbell & CO Investment Adviser LLC	0	$0	0.00%	−2,420−100.0%	Sold out
Dark Forest Capital Management LP	0	$0	0.00%	−2,370−100.0%	Sold out
Alpha DNA Investment Management LLC	0	$0	0.00%	−2,254−100.0%	Sold out
Winton Group Ltd	0	$0	0.00%	−2,231−100.0%	Sold out
Virtus Investment Advisers, Inc.	0	$0	0.00%	−2,212−100.0%	Sold out
Gotham Asset Management, LLC	0	$0	0.00%	−2,148−100.0%	Sold out
AE Wealth Management LLC	0	$0	0.00%	−2,127−100.0%	Sold out
Cetera Advisors LLC	0	$0	0.00%	−1,887−100.0%	Sold out
Quantamental Technologies LLC	0	$0	0.00%	−1,775−100.0%	Sold out
Range Financial Group LLC	0	$0	0.00%	−1,763−100.0%	Sold out
Mach-1 Financial Group, Inc.	0	$0	0.00%	−1,552−100.0%	Sold out
Cannon Global Investment Management, LLC	0	$0	0.00%	−1,500−100.0%	Sold out
Renaissance Technologies LLC	0	$0	0.00%	−1,500−100.0%	Sold out
Lighthouse Investment Partners, LLC	0	$0	0.00%	−1,491−100.0%	Sold out
Raymond James Financial Services Advisors, Inc.	0	$0	0.00%	−1,330−100.0%	Sold out
Petra Financial Advisors Inc	0	$0	0.00%	−1,323−100.0%	Sold out
Pictet & Cie (Europe) SA	0	$0	0.00%	−1,300−100.0%	Sold out
Bridgefront Capital, LLC	0	$0	0.00%	−1,247−100.0%	Sold out
Verition Fund Management LLC	0	$0	0.00%	−1,200−100.0%	Sold out
Harvest Fund Management Co., Ltd	0	$0	0.00%	−1,178−100.0%	Sold out
Veritable, L.P.	0	$0	0.00%	−1,068−100.0%	Sold out
CIBC World Markets Inc.	0	$0	0.00%	−929−100.0%	Sold out
Oppenheimer & Co Inc	0	$0	0.00%	−868−100.0%	Sold out
DuPont Capital Management Corp	0	$0	0.00%	−856−100.0%	Sold out
JGP Global Gestao de Recursos Ltda.	0	$0	0.00%	−834−100.0%	Sold out
Kestra Advisory Services, LLC	0	$0	0.00%	−825−100.0%	Sold out
Boulder Hill Capital Management LP	0	$0	0.00%	−800−100.0%	Sold out
Cookson Peirce & Co Inc	0	$0	0.00%	−700−100.0%	Sold out
Los Angeles Capital Management LLC	0	$0	0.00%	−679−100.0%	Sold out
Commonwealth Equity Services, LLC	0	$0	0.00%	−659−100.0%	Sold out
Dynamic Technology Lab Private Ltd	0	$0	0.00%	−661−100.0%	Sold out
Teza Capital Management LLC	0	$0	0.00%	−640−100.0%	Sold out
Cresset Asset Management, LLC	0	$0	0.00%	−636−100.0%	Sold out
Waterloo Capital, L.P.	0	$0	0.00%	−633−100.0%	Sold out
Mackenzie Financial Corp	0	$0	0.00%	−602−100.0%	Sold out
Private Advisor Group, LLC	0	$0	0.00%	−587−100.0%	Sold out
Point72 Middle East FZE	0	$0	0.00%	−370−100.0%	Sold out
Headlands Technologies LLC	0	$0	0.00%	−290−100.0%	Sold out
Horan Securities, Inc.	0	$0	0.00%	−250−100.0%	Sold out
Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna	0	$0	0.00%	−230−100.0%	Sold out
Hanseatic Management Services Inc	0	$0	0.00%	−188−100.0%	Sold out
Tobam	0	$0	0.00%	−171−100.0%	Sold out
Coppell Advisory Solutions LLC	0	$0	0.00%	−136−100.0%	Sold out
Virtus Fund Advisers, LLC	0	$0	0.00%	−102−100.0%	Sold out
Optimum Investment Advisors	0	$0	0.00%	−100−100.0%	Sold out
Altshuler Shaham Ltd	0	$0	0.00%	−89−100.0%	Sold out
Atlas Capital Advisors LLC	0	$0	0.00%	−88−100.0%	Sold out
Pinebridge Investments, L.P.	0	$0	0.00%	−87−100.0%	Sold out
Hollencrest Capital Management	0	$0	0.00%	−74−100.0%	Sold out
Ridgewood Investments LLC	0	$0	0.00%	−50−100.0%	Sold out
Northwestern Mutual Wealth Management Co	0	$0	0.00%	−15−100.0%	Sold out
CVA Family Office, LLC	0	$0	0.00%	−15−100.0%	Sold out
Toronto Dominion Bank	0	$0	0.00%	−6−100.0%	Sold out
Fiduciary Alliance LLC	0	$0	0.00%	−3−100.0%	Sold out
Disciplined Investments, LLC	0	$0	0.00%	−2−100.0%	Sold out
Kames Capital plc	–	–	–	–	Not filed
EA Series Trust	–	–	–	–	Not filed