PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PCI is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 177
- −4 vs. Q2 2021
- Shares held
- 27.2M
- +1.87M (+7.4%) vs. Q2 2021
- Total value
- $574.8M
- +$6.23M (+1.1%) vs. Q2 2021
- New holders
- 18
- 79 more added
- Sold out
- 22
- 41 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Merit Financial Group, LLC | 19,213 | $406.0K | 0.04% | −2,500−11.5% | Reduced |
| Oppenheimer & Co Inc | 19,100 | $404.0K | 0.01% | +30+0.2% | Added |
| Belpointe Asset Management LLC | 18,685 | $394.0K | 0.03% | +7,787+71.5% | Added |
| Insight Advisors, LLC | 15,800 | $344.0K | 0.10% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 16,100 | $340.0K | 0.00% | +16,100 | New |
| Hollencrest Capital Management | 15,947 | $337.0K | 0.03% | −1,100−6.5% | Reduced |
| Sigma Planning Corp | 15,932 | $337.0K | 0.01% | −245−1.5% | Reduced |
| Claraphi Advisory Network, LLC | 15,343 | $324.0K | 0.11% | +2,301+17.6% | Added |
| Ameritas Investment Company, LLC | 15,275 | $323.0K | 0.01% | +5,241+52.2% | Added |
| Proequities, Inc. | 14,980 | $319.0K | 0.02% | −74−0.5% | Reduced |
| Ausdal Financial Partners, Inc. | 15,032 | $318.0K | 0.05% | −568−3.6% | Reduced |
| M&T Bank Corp | 15,000 | $317.0K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 15,000 | $317.0K | 0.01% | 00.0% | Unchanged |
| Stockman Wealth Management, Inc. | 14,900 | $315.0K | 0.07% | −6,204−29.4% | Reduced |
| Bank of Montreal | 14,910 | $313.0K | 0.00% | +2,270+18.0% | Added |
| Independent Financial Group, LLC | 14,652 | $309.6K | 0.03% | −358−2.4% | Reduced |
| DCM Advisors, LLC | 14,300 | $302.0K | 0.12% | −700−4.7% | Reduced |
| Camden Capital, LLC | 13,758 | $291.0K | 0.06% | +12+0.1% | Added |
| Koshinski Asset Management, Inc. | 13,357 | $282.2K | 0.02% | +13,357 | New |
| AE Wealth Management LLC | 13,281 | $281.0K | 0.00% | −943−6.6% | Reduced |
| Biltmore Capital Advisors LLC | 13,000 | $275.0K | 0.05% | +13,000 | New |
| Bank of New York Mellon Corp | 12,700 | $268.0K | 0.00% | +2,301+22.1% | Added |
| Ahrens Investment Partners LLC | 12,200 | $258.0K | 0.12% | −14,000−53.4% | Reduced |
| Cerity Partners LLC | 11,724 | $248.0K | 0.01% | −250−2.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,292 | $239.0K | 0.02% | −161−1.4% | Reduced |
| GenWealth Group, Inc. | 11,316 | $239.0K | 0.07% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 11,292 | $239.0K | 0.04% | +225+2.0% | Added |
| Comerica Securities,inc. | 11,086 | $236.0K | 0.02% | 00.0% | Unchanged |
| RFG Advisory, LLC | 11,165 | $236.0K | 0.02% | 00.0% | Unchanged |
| Csenge Advisory Group | 10,585 | $226.0K | 0.02% | +10,585 | New |
| Davenport & Co LLC | 10,424 | $220.0K | 0.00% | +10,424 | New |
| Fiduciary Group LLC | 10,100 | $213.0K | 0.02% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 10,072 | $212.0K | 0.03% | −5,872−36.8% | Reduced |
| Resources Investment Advisors, LLC. | 9,675 | $204.0K | 0.01% | +9,675 | New |
| Westside Investment Management, Inc. | 8,819 | $186.0K | 0.00% | +4,042+84.6% | Added |
| Tarbox Family Office, Inc. | 8,696 | $184.0K | 0.03% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 8,185 | $173.0K | 0.00% | 00.0% | Unchanged |
| Security National Trust Co | 7,500 | $168.0K | 0.04% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 6,900 | $146.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 5,838 | $123.0K | 0.00% | −43,095−88.1% | Reduced |
| US Bancorp | 5,784 | $122.0K | 0.00% | +664+13.0% | Added |
| Walled Lake Planning & Wealth Management, LLC | 5,275 | $111.0K | 0.07% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 5,212 | $110.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 5,025 | $106.0K | 0.08% | +92+1.9% | Added |
| Total Clarity Wealth Management, Inc. | 4,337 | $92.0K | 0.04% | +4,337 | New |
| Spire Wealth Management | 3,848 | $81.0K | 0.00% | +897+30.4% | Added |
| Benjamin Edwards Inc | 3,605 | $76.0K | 0.05% | 00.0% | Unchanged |
| Emfo, LLC | 3,499 | $74.0K | 0.07% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 2,563 | $54.0K | 0.01% | +1,934+307.5% | Added |
| Geneos Wealth Management Inc. | 2,488 | $53.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 2,500 | $53.0K | 0.00% | +2,500 | New |
| Federation des caisses Desjardins du Quebec | 2,100 | $44.4K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 2,007 | $42.0K | 0.01% | +128+6.8% | Added |
| Herold Advisors, Inc. | 1,800 | $38.0K | 0.01% | +1,800 | New |
| FNY Investment Advisers, LLC | 1,750 | $36.0K | 0.02% | +1,750 | New |
| Sound Income Strategies, LLC | 1,669 | $35.0K | 0.00% | +40+2.5% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,449 | $31.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $30.0K | 0.00% | – | – |
| Pinnacle Financial Partners Inc | 1,400 | $30.0K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 1,320 | $28.0K | 0.01% | +1,320 | New |
| Harbor Investment Advisory, LLC | 1,280 | $27.0K | 0.00% | +360+39.1% | Added |
| Wealth Quarterback LLC | 1,112 | $26.0K | 0.02% | +926+497.8% | Added |
| Bogart Wealth, LLC | 1,107 | $23.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 1,040 | $21.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 903 | $19.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 690 | $15.0K | 0.01% | +48+7.5% | Added |
| Atlas Private Wealth Advisors | 500 | $11.0K | 0.01% | 00.0% | Unchanged |
| Estabrook Capital Management | 400 | $8.45K | 0.00% | +400 | New |
| Sonora Investment Management, LLC | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 336 | $7.00K | 0.00% | +8+2.4% | Added |
| Focused Wealth Management, Inc | 233 | $5.00K | 0.00% | +5+2.2% | Added |
| Spectrum Management Group, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 5 | $0 | 0.00% | +1+25.0% | Added |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −390,616−100.0% | Sold out |
| Riverstone Advisors, LLC | 0 | $0 | 0.00% | −53,263−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −49,281−100.0% | Sold out |
| Hayden Royal, LLC | 0 | $0 | 0.00% | −19,155−100.0% | Sold out |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −15,985−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −12,421−100.0% | Sold out |
| Regal Investment Advisors LLC | 0 | $0 | 0.00% | −10,541−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,189−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −9,673−100.0% | Sold out |
| Adaptive Financial Consulting, LLC | 0 | $0 | 0.00% | −9,313−100.0% | Sold out |
| Hohimer Wealth Management, LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −3,272−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,507−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,093−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −719−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −252−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −138−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Sargent Bickham Lagudis LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |