OFS Capital Corp
OFS- Exchange
- Nasdaq
- SEC CIK
- 0001487918
No open-market purchases or sales by OFS Capital Corp insiders were filed in the last 90 days; 22 institutions reported holding it in 13F filings for Q2 2026, worth $2.17M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in OFS Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +2 vs. Q4 2022
- Shares held
- 1.60M
- −145.4K (−8.3%) vs. Q4 2022
- Total value
- $16.5M
- −$1.27M (−7.2%) vs. Q4 2022
- New holders
- 6
- 8 more added
- Sold out
- 4
- 14 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OFS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 22 | $2.17M |
| Q1 2026 | 32 | $2.87M |
| Q4 2025 | 34 | $5.39M |
| Q3 2025 | 31 | $9.59M |
| Q2 2025 | 39 | $12.2M |
| Q1 2025 | 30 | $13.7M |
| Q4 2024 | 33 | $11.8M |
| Q3 2024 | 33 | $10.4M |
| Q2 2024 | 36 | $12.6M |
| Q1 2024 | 36 | $15.3M |
| Q4 2023 | 38 | $19.1M |
| Q3 2023 | 36 | $18.2M |
| Q2 2023 | 37 | $15.5M |
| Q1 2023 | 36 | $16.5M |
| Q4 2022 | 34 | $17.7M |
| Q3 2022 | 38 | $15.2M |
| Q2 2022 | 48 | $25.5M |
| Q1 2022 | 34 | $20.4M |
| Q4 2021 | 36 | $16.4M |
| Q3 2021 | 31 | $16.7M |
| Q2 2021 | 32 | $16.2M |
| Q1 2021 | 33 | $13.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding OFS Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 1 | $10 | 0.00% | +1 | New |
| JPMorgan Chase & Co | 30 | $309 | 0.00% | +30 | New |
| Signaturefd, LLC | 110 | $1.13K | 0.00% | +4+3.8% | Added |
| Tower Research Capital LLC (TRC) | 338 | $3.00K | 0.00% | −674−66.6% | Reduced |
| Spire Wealth Management | 435 | $4.48K | 0.00% | +435 | New |
| Simplex Trading, LLC | 657 | $6.00K | 0.00% | +657 | New |
| US Bancorp | 1,550 | $15.9K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,101 | $31.9K | 0.00% | −4−0.1% | Reduced |
| UBS Group AG | 3,295 | $33.9K | 0.00% | −1,909−36.7% | Reduced |
| Belpointe Asset Management LLC | 7,400 | $76.1K | 0.00% | 00.0% | Unchanged |
| Silver Oak Securities, Inc | 10,000 | $103.0K | 0.02% | 00.0% | Unchanged |
| Fort Sheridan Advisors LLC | 10,270 | $105.7K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,568 | $119.0K | 0.00% | +11,568 | New |
| Cambridge Investment Research Advisors, Inc. | 11,700 | $120.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,130 | $124.8K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 12,133 | $124.8K | 0.01% | +12,133 | New |
| SOA Wealth Advisors, LLC. | 12,235 | $125.9K | 0.03% | +350+2.9% | Added |
| LSV Asset Management | 12,900 | $133.0K | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 15,100 | $155.4K | 0.07% | −3,500−18.8% | Reduced |
| Ritholtz Wealth Management | 15,985 | $164.5K | 0.01% | −5,721−26.4% | Reduced |
| Citadel Advisors LLC | 16,886 | $173.8K | 0.00% | −13,165−43.8% | Reduced |
| Advisor Group Holdings, Inc. | 20,112 | $206.9K | 0.00% | −2,532−11.2% | Reduced |
| Virtus ETF Advisers LLC | 20,800 | $214.0K | 0.12% | +1,915+10.1% | Added |
| Millennium Management LLC | 34,682 | $357.0K | 0.00% | +19,453+127.7% | Added |
| O'Shaughnessy Asset Management, LLC | 37,594 | $386.8K | 0.01% | −12,532−25.0% | Reduced |
| Royal Bank of Canada | 43,061 | $443.0K | 0.00% | +41,561+2,770.7% | Added |
| Janney Montgomery Scott LLC | 48,383 | $498.0K | 0.00% | +4,874+11.2% | Added |
| Two Sigma Investments, LP | 52,484 | $540.1K | 0.00% | −7,475−12.5% | Reduced |
| Sigma Planning Corp | 52,615 | $541.4K | 0.02% | +1,210+2.4% | Added |
| Two Sigma Advisers, LP | 53,400 | $549.5K | 0.00% | −6,000−10.1% | Reduced |
| Independent Financial Group, LLC | 78,000 | $802.6K | 0.06% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 101,544 | $1.04M | 0.15% | −56,176−35.6% | Reduced |
| Morgan Stanley | 178,125 | $1.83M | 0.00% | −27,826−13.5% | Reduced |
| Acadian Asset Management LLC | 206,857 | $2.13M | 0.01% | −28,113−12.0% | Reduced |
| Advisors Asset Management, Inc. | 216,282 | $2.23M | 0.05% | +13,570+6.7% | Added |
| Confluence Investment Management LLC | 299,274 | $3.08M | 0.05% | −19,656−6.2% | Reduced |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −39,787−100.0% | Sold out |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −15,060−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −11,686−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,332−100.0% | Sold out |