Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Novavax Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- +14 vs. Q2 2023
- Shares held
- 61.8M
- +5.10M (+9.0%) vs. Q2 2023
- Total value
- $447.9M
- +$26.6M (+6.3%) vs. Q2 2023
- New holders
- 45
- 66 more added
- Sold out
- 31
- 54 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Group AG | 8,692 | $62.9K | 0.00% | −398,461−97.9% | Reduced |
| Hodges Capital Management Inc. | 10,000 | $72.0K | 0.01% | +10,000 | New |
| Roof Eidam & Maycock | 10,000 | $72.4K | 0.02% | +10,000 | New |
| Fox Run Management, L.L.C. | 10,012 | $72.5K | 0.02% | +10,012 | New |
| Nomura Holdings Inc | 10,167 | $73.6K | 0.00% | +10,167 | New |
| Pictet Asset Management Holding SA | 10,322 | $74.7K | 0.00% | +10,322 | New |
| Raymond James Financial Services Advisors, Inc. | 10,508 | $76.1K | 0.00% | +10,508 | New |
| FMR LLC | 10,650 | $77.1K | 0.00% | −910−7.9% | Reduced |
| Tuttle Tactical Management | 10,731 | $77.7K | 0.52% | +10,731 | New |
| Citadel Advisors LLC | 10,970 | $79.4K | 0.00% | −74,215−87.1% | Reduced |
| Private Advisor Group, LLC | 11,160 | $80.8K | 0.00% | +11,160 | New |
| Hennion & Walsh Asset Management, Inc. | 11,580 | $83.8K | 0.01% | +459+4.1% | Added |
| Wedbush Securities Inc | 11,807 | $85.0K | 0.00% | +1,500+14.6% | Added |
| GTS Securities LLC | 11,863 | $85.9K | 0.00% | +11,863 | New |
| Gsa Capital Partners LLP | 12,024 | $87.0K | 0.01% | +12,024 | New |
| Allspring Global Investments Holdings, LLC | 12,075 | $87.4K | 0.00% | +9,528+374.1% | Added |
| Amalgamated Bank | 12,100 | $88.0K | 0.00% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 12,475 | $90.3K | 0.01% | +12,475 | New |
| Virtus ETF Advisers LLC | 12,813 | $92.8K | 0.06% | −1,272−9.0% | Reduced |
| Quantamental Technologies LLC | 13,308 | $96.3K | 0.09% | +13,308 | New |
| Marex Group plc | 13,622 | $98.6K | 0.01% | −1,483−9.8% | Reduced |
| HSBC Holdings PLC | 14,761 | $107.8K | 0.00% | −4,100−21.7% | Reduced |
| Capstone Investment Advisors, LLC | 15,111 | $109.4K | 0.00% | +13,427+797.3% | Added |
| D. E. Shaw & Co., Inc. | 15,597 | $112.9K | 0.00% | +15,597 | New |
| Walleye Trading LLC | 15,704 | $113.7K | 0.00% | +15,704 | New |
| Great West Life Assurance Co | 16,028 | $116.0K | 0.00% | +7,944+98.3% | Added |
| Oppenheimer & Co Inc | 16,367 | $118.5K | 0.00% | −2,750−14.4% | Reduced |
| Edge Wealth Management LLC | 16,659 | $120.6K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,307 | $125.0K | 0.00% | +2,201+14.6% | Added |
| ProShare Advisors LLC | 21,024 | $152.2K | 0.00% | +573+2.8% | Added |
| Wolverine Asset Management LLC | 22,767 | $164.8K | 0.00% | −35,383−60.8% | Reduced |
| New York State Common Retirement Fund | 22,917 | $165.9K | 0.00% | +254+1.1% | Added |
| Arizona State Retirement System | 23,346 | $169.0K | 0.00% | −858−3.5% | Reduced |
| Principal Financial Group Inc | 23,502 | $170.2K | 0.00% | +71+0.3% | Added |
| Teacher Retirement System of Texas | 23,588 | $171.0K | 0.00% | +233+1.0% | Added |
| Franklin Resources Inc | 23,837 | $172.6K | 0.00% | +249+1.1% | Added |
| Mendel Capital Management LLC | 24,860 | $180.0K | 0.15% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 24,867 | $180.0K | 0.00% | +150+0.6% | Added |
| Ontario Teachers Pension Plan Board | 25,084 | $181.6K | 0.00% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 25,245 | $182.8K | 0.04% | +25,245 | New |
| Royal Bank of Canada | 25,858 | $188.0K | 0.00% | +5,996+30.2% | Added |
| NinePointTwo Capital | 28,477 | $206.0K | 0.08% | −6,849−19.4% | Reduced |
| Avenir Corp | 28,460 | $206.1K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 29,228 | $212.0K | 0.00% | +29,228 | New |
| Monaco Asset Management SAM | 30,000 | $217.2K | 0.11% | −34,371−53.4% | Reduced |
| PEAK6 Investments LLC | 30,085 | $217.8K | 0.01% | +9,714+47.7% | Added |
| Ameriprise Financial Inc | 31,386 | $227.2K | 0.00% | −50,470−61.7% | Reduced |
| Wealth Quarterback LLC | 31,986 | $231.6K | 0.20% | +31,986 | New |
| Manufacturers Life Insurance Company, The | 34,348 | $248.7K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 34,669 | $251.0K | 0.00% | −873−2.5% | Reduced |
| Voya Investment Management LLC | 34,755 | $251.6K | 0.00% | +560+1.6% | Added |
| Janus Henderson Group PLC | 36,175 | $262.1K | 0.00% | +62+0.2% | Added |
| Jupiter Asset Management Ltd | 36,667 | $265.5K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 40,533 | $293.5K | 0.00% | +4,045+11.1% | Added |
| XTX Topco Ltd | 42,063 | $304.5K | 0.05% | +42,063 | New |
| American International Group, Inc. | 43,454 | $314.6K | 0.00% | +1,545+3.7% | Added |
| DekaBank Deutsche Girozentrale | 45,000 | $322.0K | 0.00% | +45,000 | New |
| Ensign Peak Advisors, Inc | 44,650 | $323.3K | 0.00% | +44,650 | New |
| Martingale Asset Management L P | 45,407 | $328.7K | 0.01% | +15,828+53.5% | Added |
| MetLife Investment Management | 46,018 | $333.2K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 46,109 | $333.8K | 0.00% | +2,932+6.8% | Added |
| Deutsche Bank AG | 46,903 | $339.6K | 0.00% | +5,515+13.3% | Added |
| Verition Fund Management LLC | 47,100 | $341.0K | 0.00% | +47,100 | New |
| Cresset Asset Management, LLC | 50,012 | $362.1K | 0.00% | −1,854−3.6% | Reduced |
| E Fund Management Co., Ltd. | 50,977 | $369.0K | 0.03% | −8,815−14.7% | Reduced |
| Price T Rowe Associates Inc | 53,195 | $386.0K | 0.00% | +202+0.4% | Added |
| HRT Financial LP | 55,332 | $400.0K | 0.00% | +55,332 | New |
| Man Group plc | – | $406.2K | 0.00% | – | – |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 60,303 | $436.6K | 0.00% | +45,574+309.4% | Added |
| National Bank of Canada | 64,558 | $457.7K | 0.00% | −784,287−92.4% | Reduced |
| State of Wisconsin Investment Board | 64,284 | $465.4K | 0.00% | −1,229−1.9% | Reduced |
| Parallax Volatility Advisers, L.P. | 66,328 | $480.2K | 0.02% | +66,328 | New |
| Guggenheim Capital LLC | 70,773 | $512.4K | 0.00% | −9,829−12.2% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 75,599 | $547.3K | 0.00% | −5,852−7.2% | Reduced |
| STRS Ohio | 80,500 | $582.0K | 0.00% | −4,000−4.7% | Reduced |
| Bayesian Capital Management, LP | 83,300 | $603.1K | 0.07% | +55,200+196.4% | Added |
| Schonfeld Strategic Advisors LLC | 83,741 | $606.3K | 0.01% | +83,741 | New |
| Skaana Management L.P. | 86,366 | $625.3K | 0.21% | −65,569−43.2% | Reduced |
| Advisor Group Holdings, Inc. | 86,464 | $626.0K | 0.00% | +10,833+14.3% | Added |
| California State Teachers Retirement System | 91,662 | $663.6K | 0.00% | −13,114−12.5% | Reduced |
| Legal & General Group Plc | 96,688 | $700.2K | 0.00% | −9,177−8.7% | Reduced |
| Boothbay Fund Management, LLC | 100,000 | $724.0K | 0.03% | +100,000 | New |
| UBS Asset Management Americas Inc | 100,214 | $725.6K | 0.00% | −32,870−24.7% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 101,023 | $726.7K | 0.01% | −28,594−22.1% | Reduced |
| Leonteq Securities AG | 106,504 | $771.1K | 0.08% | +45,696+75.1% | Added |
| Alliancebernstein L.P. | 117,075 | $847.6K | 0.00% | +3,299+2.9% | Added |
| Rhumbline Advisers | 124,142 | $898.8K | 0.00% | +834+0.7% | Added |
| JPMorgan Chase & Co | 134,527 | $974.0K | 0.00% | −3,132−2.3% | Reduced |
| Raymond James & Associates | 140,969 | $1.02M | 0.00% | +140,969 | New |
| Virginia Retirement Systems Et Al | 146,200 | $1.06M | 0.01% | +18,300+14.3% | Added |
| Profund Advisors LLC | 164,794 | $1.19M | 0.07% | −34,389−17.3% | Reduced |
| Swiss National Bank | 180,200 | $1.30M | 0.00% | −7,400−3.9% | Reduced |
| Putnam Investments LLC | 197,625 | $1.43M | 0.00% | +197,625 | New |
| Susquehanna International Group, LLP | 199,811 | $1.45M | 0.00% | −130,190−39.5% | Reduced |
| Murchinson Ltd. | 200,000 | $1.45M | 0.22% | +200,000 | New |
| Vontobel Holding Ltd. | 213,965 | $1.55M | 0.01% | +127,498+147.5% | Added |
| Wells Fargo & Company | 214,635 | $1.55M | 0.00% | −57,110−21.0% | Reduced |
| Quinn Opportunity Partners LLC | 215,001 | $1.56M | 0.21% | +215,001 | New |
| Dark Forest Capital Management LP | 228,901 | $1.66M | 0.14% | +129,979+131.4% | Added |
| Nuveen Asset Management, LLC | 261,562 | $1.89M | 0.00% | +10,104+4.0% | Added |