Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 268 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Novavax Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 445
- +39 vs. Q2 2021
- Shares held
- 37.5M
- −1.68M (−4.3%) vs. Q2 2021
- Total value
- $7.77B
- −$555.0M (−6.7%) vs. Q2 2021
- New holders
- 88
- 173 more added
- Sold out
- 49
- 109 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 268 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisory Services Network, LLC | 1,301 | $269.0K | 0.01% | +956+277.1% | Added |
| Ikarian Capital, LLC | 1,283 | $266.0K | 0.06% | −1,353−51.3% | Reduced |
| Wealthcare Advisory Partners LLC | 1,285 | $266.0K | 0.02% | +1,285 | New |
| Apollon Wealth Management, LLC | 1,251 | $259.0K | 0.04% | −105−7.7% | Reduced |
| Wealthfront Advisers LLC | 1,234 | $256.0K | 0.00% | +1,234 | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 1,228 | $255.0K | 0.00% | −899−42.3% | Reduced |
| Mid Atlantic Financial Management Inc | 1,225 | $254.0K | 0.02% | +200+19.5% | Added |
| United Capital Financial Advisers, LLC | 1,211 | $251.0K | 0.00% | +1,211 | New |
| Beirne Wealth Consulting Services, LLC | 1,200 | $249.0K | 0.14% | −700−36.8% | Reduced |
| HM Payson & Co | 1,199 | $249.0K | 0.01% | −200−14.3% | Reduced |
| Harbor Financial Services, LLC | 1,200 | $249.0K | 0.11% | +1,200 | New |
| Equitable Holdings, Inc. | 1,195 | $248.0K | 0.00% | −175−12.8% | Reduced |
| Quilter Plc | 1,194 | $248.0K | 0.01% | −126−9.5% | Reduced |
| Compagnie Lombard Odier SCmA | 1,180 | $245.0K | 0.01% | +130+12.4% | Added |
| Dynamic Advisor Solutions LLC | 1,157 | $240.0K | 0.02% | +1,157 | New |
| Gradient Investments LLC | 1,152 | $239.0K | 0.01% | +58+5.3% | Added |
| Bridgewater Associates, LP | 1,137 | $236.0K | 0.00% | +1,137 | New |
| Wetherby Asset Management Inc | 1,131 | $234.0K | 0.01% | +1,131 | New |
| HighPoint Advisor Group LLC | 1,129 | $234.0K | 0.02% | +1,129 | New |
| Stonnington Group, LLC | 1,395 | $229.0K | 0.05% | −341−19.6% | Reduced |
| Shelton Capital Management | 1,100 | $228.0K | 0.01% | +1,100 | New |
| 1623 Capital LLC | 1,095 | $227.0K | 0.10% | +1,095 | New |
| Paradigm Financial Advisors, LLC | 1,082 | $224.0K | 0.05% | +1,082 | New |
| Transcend Wealth Collective, LLC | 1,635 | $221.0K | 0.02% | −305−15.7% | Reduced |
| World Asset Management Inc | 1,055 | $219.0K | 0.02% | −113−9.7% | Reduced |
| Moors & Cabot, Inc. | 1,060 | $218.0K | 0.01% | +1,060 | New |
| Diversified Trust Co | 1,047 | $217.0K | 0.01% | +1,047 | New |
| Vestcor Inc | 1,041 | $216.0K | 0.01% | −136−11.6% | Reduced |
| Colony Group LLC | 1,042 | $216.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 1,028 | $213.0K | 0.09% | −49−4.5% | Reduced |
| Fifth Third Bancorp | 1,010 | $209.0K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 1 | $207.0K | 0.15% | 00.0% | Unchanged |
| Tolleson Wealth Management, Inc. | 1,000 | $207.0K | 0.06% | 00.0% | Unchanged |
| Telos Capital Management, Inc. | 1,000 | $207.0K | 0.03% | +1,000 | New |
| High Falls Advisors, Inc | 1,000 | $207.0K | 0.06% | +1,000 | New |
| Hoylecohen, LLC | 980 | $203.0K | 0.02% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 862 | $179.0K | 0.02% | 00.0% | Unchanged |
| Larson Financial Group LLC | 776 | $161.0K | 0.03% | 00.0% | Unchanged |
| Turim 21 Investimentos Ltda. | 767 | $159.0K | 0.07% | 00.0% | Unchanged |
| EMC Capital Management | 1,000 | $149.0K | 0.08% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 692 | $143.0K | 0.00% | +692 | New |
| O'Shaughnessy Asset Management, LLC | 672 | $140.0K | 0.00% | +32+5.0% | Added |
| Sittner & Nelson, LLC | 650 | $135.0K | 0.09% | 00.0% | Unchanged |
| American Portfolios Advisors | 610 | $126.5K | 0.00% | +418+217.7% | Added |
| Jacobi Capital Management LLC | 567 | $118.0K | 0.02% | +307+118.1% | Added |
| Centaurus Financial, Inc. | 564 | $117.0K | 0.01% | +50+9.7% | Added |
| Duncker Streett & Co Inc | 417 | $86.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 401 | $84.0K | 0.00% | +176+78.2% | Added |
| Valley National Advisers Inc | 392 | $81.0K | 0.01% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 390 | $81.0K | 0.00% | 00.0% | Unchanged |
| Systematic Alpha Investments, LLC | 480 | $71.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 380 | $69.0K | 0.00% | 00.0% | Unchanged |
| Ci Investments Inc. | 322 | $67.0K | 0.00% | +322 | New |
| Signaturefd, LLC | 312 | $65.0K | 0.00% | +159+103.9% | Added |
| Acadian Asset Management LLC | 307 | $63.0K | 0.00% | +307 | New |
| Farmers & Merchants Investments Inc | 300 | $62.0K | 0.00% | +300 | New |
| Fukoku Mutual Life Insurance Co | 280 | $58.0K | 0.00% | +80+40.0% | Added |
| Berman Capital Advisors, LLC | 284 | $58.0K | 0.01% | +221+350.8% | Added |
| IFP Advisors, Inc | 246 | $52.0K | 0.00% | −74−23.1% | Reduced |
| Rockefeller Capital Management L.P. | 237 | $49.0K | 0.00% | −2−0.8% | Reduced |
| Quadrant Capital Group LLC | 226 | $47.0K | 0.01% | +60+36.1% | Added |
| NEXT Financial Group, Inc | 226 | $47.0K | 0.00% | +151+201.3% | Added |
| Continuum Advisory, LLC | 22,610 | $45.0K | 0.01% | +22,610 | New |
| Tradewinds Capital Management, LLC | 206 | $43.0K | 0.01% | −410−66.6% | Reduced |
| Front Row Advisors LLC | 200 | $41.0K | 0.02% | 00.0% | Unchanged |
| Knuff & Co LLC | 200 | $41.0K | 0.02% | 00.0% | Unchanged |
| Itau Unibanco Holding S.A. | 177 | $37.0K | 0.00% | +5+2.9% | Added |
| Parallel Advisors, LLC | 169 | $35.0K | 0.00% | +106+168.3% | Added |
| Adirondack Trust Co | 231 | $34.0K | 0.02% | 00.0% | Unchanged |
| Firestone Capital Management | 150 | $32.0K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 150 | $31.0K | 0.01% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 142 | $29.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 134 | $28.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 134 | $28.0K | 0.00% | +66+97.1% | Added |
| M&R Capital Management Inc | 135 | $27.0K | 0.01% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 125 | $26.0K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 171 | $25.4K | 0.01% | +171 | New |
| Patriot Financial Group Insurance Agency, LLC | 123 | $25.0K | 0.00% | +5+4.2% | Added |
| Bedel Financial Consulting, Inc. | 116 | $24.0K | 0.01% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 114 | $24.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 116 | $23.0K | 0.00% | +1+0.9% | Added |
| Emfo, LLC | 110 | $23.0K | 0.02% | +110 | New |
| Neo Ivy Capital Management | 266 | $22.0K | 0.03% | −332−55.5% | Reduced |
| Arrow Financial Corp | 100 | $21.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 99 | $21.0K | 0.02% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 100 | $21.0K | 0.00% | +100 | New |
| Ellis Investment Partners, LLC | 100 | $20.0K | 0.01% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 71 | $14.0K | 0.00% | +71 | New |
| Glen Eagle Advisors, LLC | 60 | $12.4K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 60 | $12.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 60 | $12.0K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 56 | $12.0K | 0.01% | 00.0% | Unchanged |
| Private Capital Group, LLC | 51 | $11.0K | 0.00% | +13+34.2% | Added |
| BDO Wealth Advisors, LLC | 55 | $11.0K | 0.00% | +25+83.3% | Added |
| Sound Income Strategies, LLC | 50 | $10.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 50 | $10.0K | 0.00% | +50 | New |
| Sandy Spring Bank | 45 | $9.00K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 45 | $9.00K | 0.00% | +20+80.0% | Added |
| Ancora Advisors, LLC | 45 | $9.00K | 0.00% | +45 | New |
| Charter Oak Capital Management, LLC | 38 | $8.00K | 0.00% | 00.0% | Unchanged |